AI assistant
EXELON CORP — Director's Dealing 2017
Apr 4, 2017
30044_dirs_2017-04-04_af45abe5-10d5-4231-bd1e-75e24b40d0a7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2017-03-31
Reporting Person: LAWLESS ROBERT J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-31 | Common Stock (Deferred Stock Units) | A | 1008 | $35.97 | Acquired | 17898 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-31 | Deferred Compensation - Phantom Share Equivalents | $ | A | 938 | Acquired | Common Stock (938) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3273 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (41690) | 41690 | Indirect |
Footnotes
F1: Balance includes 152 shares acquired on March 10, 2017 through automatic dividend reinvestment.
F2: Phantom stock units (which are in the form of deferred stock units) which will become payable in cash on a 1 for 1 basis upon the termination of the reporting person's service on the Exelon board of directors.
F3: Balance includes 376 shares acquired on March 10, 2017 through automatic dividend reinvestment.
F4: Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
F5: Balance includes 150 shares equivalents accrued on February 13, 2017 through automatic dividend reinvestment.