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EXELON CORP — Director's Dealing 2017
Oct 3, 2017
30044_dirs_2017-10-02_663e0b0c-a414-4492-9eef-2a1ff0878b57.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2017-09-30
Reporting Person: SHATTUCK MAYO A III (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-30 | Common Stock (Def. Stock Units) | A | 950 | $38.17 | Acquired | 16676 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 367649 | Direct |
| Common Stock | 2091 | Indirect |
| Common Stock | 10000 | Indirect |
Footnotes
F1: Balance includes 134 shares acquired on September 8, 2017 through automatic dividend reinvestment.
F2: Shares held as of August 31, 2017 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's request for a distribution on a 1:1 basis. Balance is updated to reflect the additional shares acquired in the account though the automatic dividend reinvestment feature of the 401(k) plan.
F3: Lizzie Mae, LLC, is a limited liability company of which the reporting person is the manager and to which the reporting person transferred shares of his Exelon common stock. On December 18, 2012, the reporting person transferred 1/3 membership interests in Lizzie Mae, LLC, to each of three trusts, each one for the benefit of one of the reporting person's three minor children. The reporting person's wife is a trustee of each of the trusts. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae LLC except to the extent of his pecuniary interest therein.