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EXELON CORP — Director's Dealing 2016
Jul 5, 2016
30044_dirs_2016-07-05_478e963f-4210-4a8b-aef6-c898a41aacd6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2016-06-30
Reporting Person: STEINOUR STEPHEN D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-30 | Common Stock (Deferred Stock Units) | A | 723 | $34.60 | Acquired | 26930 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-30 | Deferred Comp. Phantom Share Equivalents | $ | A | 865 | Acquired | Common Stock (865) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2927 | Direct |
| Common Stock | 1063 | Indirect |
Footnotes
F1: Balance includes 239 shares acquired on June 10, 2016 through automatic dividend reinvestment.
F2: Balance includes 27 shares acquired on June 10, 2016 through automatic dividend reinvestment.
F3: Shares held in trust for benefit of Mr. Steinour's son. Balance previously inlcuded an additional 1,063 shares held in trust for the benefit of Mr. Steinour's adult daughter which are no longer considered beneficially owned by Mr. Steinour.
F4: Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
F5: Balance includes 281 share equivalents accrued on May 11, 2016 through automatic dividend reinvestment.