AI assistant
EXELON CORP — Director's Dealing 2015
Jul 2, 2015
30044_dirs_2015-07-02_7ae51ac6-033a-4cb2-9146-c1589cc7e6f9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2015-07-01
Reporting Person: Cornew Kenneth W. (Sr EVP & Chf Commercial Off.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-01 | Common Stock | M | 10000 | $31.73 | Acquired | 52988 | Direct |
| 2015-07-01 | Common Stock | F | 5192 | $31.73 | Disposed | 47796 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-01 | Restricted Stock Unit Award 07-01-2010 | $ | M | 10000 | Disposed | Common stock (10000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit Award 01-28-2013 | $ | Common stock (30000) | 30000 | Direct | |
| Restricted Stock Unit Award 01/26/2015 | $0 | Common stock (26274) | 26274 | Direct | |
| Restricted Stock Unit Award 01/27/2014 | $0 | Common stock (23532) | 23532 | Direct | |
| Restricted Stock Unit Award 01/28/2013 | $0 | Common stock (10098) | 10098 | Direct | |
| Def. Comp. Phantom Share Equivalents | $ | Common stock (1566) | 1566 | Direct |
Footnotes
F1: Shares withheld by the Issuer for reporting person's tax obligation.
F2: Restricted stock unit award made pursuant to the Exelon Long Term Incentive Plan. 100% of the shares vest on July 1, 2015.
F3: Restricted stock unit award made pursuant to the Exelon Long Term Incentive Plan. 100% of the shares vest on January 28, 2018.
F4: Restricted stock unit award made pursuant to the Exelon Long Term Incentive Plan. 1/3 of the shares awarded will vest upon the first, second and third anniversary date that is referenced in column 1.
F5: Balance includes 249 shares acquired on March 10, 2015 and 236 shares acquired on June 10, 2015 through automatic dividend reinvestment.
F6: Balance includes 223 shares acquired on March 10, 2015 and 212 shares acquired on June 10, 2015 through automatic dividend reinvestment.
F7: This security also includes 3,600 shares from a supplemental award made on May 28, 2013 and reported a Form 4 filed on May 29, 2013. Balance includes 96 shares acquired on March 10, 2015 and 91 shares acquired on June 10, 2015 through automatic dividend reinvestment.
F8: Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
F9: Balance as of June 30, 2015. Balance includes 14 shares equivalents accrued on February 11, 2015 and 14 share equivalents accrued on May 13, 2015 through automatic dividend reinvestment.