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EXELON CORP — Director's Dealing 2014
Jan 29, 2014
30044_dirs_2014-01-29_72ca3d98-c63a-4769-9023-9f70487474e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2014-01-27
Reporting Person: O'Brien Denis P. (Sr. Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-27 | Common Stock | M | 35442 | $28.20 | Acquired | 53326 | Direct |
| 2014-01-27 | Common Stock | M | 8622 | $28.20 | Acquired | 61948 | Direct |
| 2014-01-27 | Common Stock | F | 15799 | $28.20 | Disposed | 46149 | Direct |
| 2014-01-27 | Common Stock | D | 11860 | $28.20 | Disposed | 34289 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-27 | Restricted Stock Unit Award 01/27/2014 | $0 | A | 27900 | Acquired | Common stock (27900) | Direct | |
| 2014-01-27 | Restricted Stock Unit Award 01/28/2013 | $0 | M | 8622 | Disposed | Common stock (8622) | Direct | |
| 2014-01-27 | Performance Shares- Stock Units | $0 | A | 12709 | Acquired | Common stock (12709) | Direct | |
| 2014-01-27 | Performance Shares- Stock Units | $0 | M | 35442 | Disposed | Common stock (35442) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - ESPP | 1405 | Direct |
| Common Stock (Deferred Shares) | 8053 | Indirect |
| Common Stock | 20000 | Indirect |
Footnotes
F1: Shares withheld by the Issuer for reporting person's tax obligation.
F2: Shares settled in cash on a 1 for 1 basis.
F3: Balance includes 126 shares acquired on March 8, 2013; 77 shares acquired on June 10, 2013; 80 shares acquired on September 10, 2013; and 88 shares acquired on December 10, 2013 through automatic dividend reinvestment.
F4: Restricted stock unit award made pursuant to the Exelon Long Term Incentive Plan. 1/3 of the shares awarded will vest upon the first, second and third anniversary date that is referenced in column 1.
F5: Balance includes 395 shares acquired on March 8, 2013; 243 shares acquired on June 10, 2013; 251 shares acquired on September 10, 2013; and 276 shares acquired on December 10, 2013 through automatic dividend reinvestment.
F6: Transition performance shares awarded pursuant to the Exelon Long Term Incentive Plan in connection with transition from one-year to three-year performance period for the performance share award program. Shares vest immediately upon award.
F7: Performance Shares awarded pursuant to the Exelon Long Term Incentive Plan. 1/3 of the shares awarded vest immediately upon receipt. The remaining shares vest in 1/3 increments on each of the first and second anniversaries of the grant date. Under certain circumstances some or all of the vested shares may be settled in cash on a 1 for 1 basis based on the cash value of the underlying stock on the date of vesting.