Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

EXELON CORP Director's Dealing 2012

Mar 14, 2012

30044_dirs_2012-03-14_97879713-1305-4cbf-a567-369d01cc7bed.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2012-03-12

Reporting Person: DeFontes Kenneth William Jr. (President & CEO, BGE)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-03-12 Common Stock A 19659 Acquired 19659 Direct
2012-03-12 Common Stock- 401k Plan Shares A 7838 Acquired 7838 Indirect
2012-03-12 Common Stock A 11658 Acquired 11658 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-03-12 NQ Stock Options 02/24/2005 $54.80 A 27090 Acquired Common stock (27090) Direct
2012-03-12 NQ Stock Options 02/22/2007 $81.56 A 22822 Acquired Common stock (22822) Direct
2012-03-12 NQ Stock Options 02/21/2008 $101.05 A 18590 Acquired Common stock (18590) Direct
2012-03-12 NQ Stock Options 02/27/2009 $21.25 A 83830 Acquired Common Stock (83830) Direct
2012-03-12 NQ Stock Options 02/26/2010 $37.71 A 45886 Acquired Common stock (45886) Direct
2012-03-12 NQ Stock Options 02/25/2011 $32.46 A 67192 Acquired Common stock (67192) Direct
2012-03-12 NQ Stock Options 02/24/2012 $39.24 A 94255 Acquired Common stock (94255) Direct

Footnotes

F1: Common stock acquired pursuant to the Agreement and Plan of Merger (the "Merger") between Exelon Corporation ("Exelon"), Bolt Acquisition Corporation and Constellation Energy Group, Inc. ("Constellation"), whereby each share of Constellation common stock was converted to 0.93 share of Exelon common stock and a cash payment being made for any fractional shares.

F2: Common stock held in a multi-fund 401(k) plan, acquired pursuant to the Merger, whereby each share of Constellation common stock was converted to 0.93 share of Exelon common stock and a cash payment being made for any fractional shares.

F3: Non qualified employee stock options originally granted by Constellation that vested and were converted pursuant to the Merger. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93.

F4: Non qualified employee stock options originally granted by Constellation that were converted pursuant to the Merger. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. These stock options were granted on 2/24/12 and 1/3 will vest on each of 2/24/13, 2/24/14, and 2/24/15.