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EXELON CORP — Director's Dealing 2012
Jan 24, 2012
30044_dirs_2012-01-24_cd1c9ee5-fb50-4e7e-9eb0-aaaacc1edf3a.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2011-12-31
Reporting Person: Von Hoene William A. Jr. (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 24647 | Direct |
| Common Stock | 100 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Shares - Stock Units | $ | Common Stock (4216) | 4216 | Direct | |
| Restricted Stock Units 08/01/2008 | $ | Common Stock (5000) | 5000 | Direct | |
| Deferred Comp. Phantom Shares | $ | Common Stock (1632) | 1632 | Direct | |
| NQ Stock Options 01/26/2004 | $32.54 | Common Stock (4500) | 4500 | Direct | |
| NQ Stock Options 01/24/2005 | $42.85 | Common Stock (14000) | 14000 | Direct | |
| NQ Stock Options 01/23/2006 | $58.55 | Common Stock (17000) | 17000 | Direct | |
| NQ Stock Options 01/22/2007 | $59.96 | Common Stock (19000) | 19000 | Direct | |
| NQ Stock Options 01/28/2008 | $73.29 | Common Stock (19000) | 19000 | Direct | |
| NQ Stock Options 01/26/2009 | $56.51 | Common Stock (25200) | 25200 | Direct | |
| NQ Stock Options 01/25/2010 | $46.09 | Common Stock (33000) | 33000 | Direct | |
| NQ stock Options 01/24/2011 | $43.40 | Common Stock (67000) | 67000 | Direct |
Footnotes
F1: Balance includes the following shares acquired through the automatic dividend reinvestment feature of Exelon plans: 285 shares on 3/10/2011; 298 shares on 6/10/2011; 299 shares on 9/9/2011; and 295 shares on 12/9/2011.
F2: Performance Shares awarded pursuant to the Exelon Long Term Incentive Plan. 1/3 of the shares awarded vested immediately upon receipt. The remaining shares vest in 1/3 increments on each of the second and third anniversaries of the award date. Under certain circumstances some or all of the vested shares may be settled in cash on a 1 for 1 basis based on the cash value of the underlying stock on the date of vesting.
F3: Balance includes the following shares acquired through the automatic dividend reinvestment feature of Exelon plans: 49 shares on 3/10/2011; 51 shares on 6/10/2011; 51 shares on 9/9/2011; and 50 shares on 12/9/2011.
F4: Restricted stock units granted under the Issuer's Long Term Incentive Plan. Restricted stock units may be settled on a 1 for 1 basis in shares of Exelon common stock. 100% of the shares will vest on 08/01/2013.
F5: Phantom shares held in a multi-fund deferred compensation plan to be settled for cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends.
F6: Non qualified employee stock options, awarded pursuant to the Exelon Long Term Incentive Plan. Options vest in 1/4 increments on each of the first four anniversaries of the grant date, referenced in column one, and expire on the tenth anniversay of the grant date.