Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

EXELON CORP Director's Dealing 2012

Jan 24, 2012

30044_dirs_2012-01-24_cd1c9ee5-fb50-4e7e-9eb0-aaaacc1edf3a.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2011-12-31

Reporting Person: Von Hoene William A. Jr. (Executive Vice President)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 24647 Direct
Common Stock 100 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Performance Shares - Stock Units $ Common Stock (4216) 4216 Direct
Restricted Stock Units 08/01/2008 $ Common Stock (5000) 5000 Direct
Deferred Comp. Phantom Shares $ Common Stock (1632) 1632 Direct
NQ Stock Options 01/26/2004 $32.54 Common Stock (4500) 4500 Direct
NQ Stock Options 01/24/2005 $42.85 Common Stock (14000) 14000 Direct
NQ Stock Options 01/23/2006 $58.55 Common Stock (17000) 17000 Direct
NQ Stock Options 01/22/2007 $59.96 Common Stock (19000) 19000 Direct
NQ Stock Options 01/28/2008 $73.29 Common Stock (19000) 19000 Direct
NQ Stock Options 01/26/2009 $56.51 Common Stock (25200) 25200 Direct
NQ Stock Options 01/25/2010 $46.09 Common Stock (33000) 33000 Direct
NQ stock Options 01/24/2011 $43.40 Common Stock (67000) 67000 Direct

Footnotes

F1: Balance includes the following shares acquired through the automatic dividend reinvestment feature of Exelon plans: 285 shares on 3/10/2011; 298 shares on 6/10/2011; 299 shares on 9/9/2011; and 295 shares on 12/9/2011.

F2: Performance Shares awarded pursuant to the Exelon Long Term Incentive Plan. 1/3 of the shares awarded vested immediately upon receipt. The remaining shares vest in 1/3 increments on each of the second and third anniversaries of the award date. Under certain circumstances some or all of the vested shares may be settled in cash on a 1 for 1 basis based on the cash value of the underlying stock on the date of vesting.

F3: Balance includes the following shares acquired through the automatic dividend reinvestment feature of Exelon plans: 49 shares on 3/10/2011; 51 shares on 6/10/2011; 51 shares on 9/9/2011; and 50 shares on 12/9/2011.

F4: Restricted stock units granted under the Issuer's Long Term Incentive Plan. Restricted stock units may be settled on a 1 for 1 basis in shares of Exelon common stock. 100% of the shares will vest on 08/01/2013.

F5: Phantom shares held in a multi-fund deferred compensation plan to be settled for cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends.

F6: Non qualified employee stock options, awarded pursuant to the Exelon Long Term Incentive Plan. Options vest in 1/4 increments on each of the first four anniversaries of the grant date, referenced in column one, and expire on the tenth anniversay of the grant date.