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EXELIXIS, INC. — Director's Dealing 2022
Dec 24, 2022
30561_dirs_2022-12-23_24c31841-ac5d-42c8-bfc7-ef7c1a10c62f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: EXELIXIS, INC. (EXEL)
CIK: 0000939767
Period of Report: 2022-12-15
Reporting Person: Aftab Dana (CSO/EVP Disc & Trans Research)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 253001 | Direct |
| Common Stock | 5835 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $14.74 | 2023-09-21 | Common Stock (82500.0) | Direct | |
| Option (right to buy) | $24.41 | 2024-10-02 | Common Stock (95000.0) | Direct | |
| Option (right to buy) | $18.8 | 2025-09-09 | Common Stock (96986.0) | Direct |
Footnotes
F1: Includes 113,838 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.
F2: Includes 5,764 shares acquired under the Exelixis, Inc. 2000 Employee Stock Purchase Plan.
F3: Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of December 15, 2022.
F4: Option granted to the reporting person on September 22, 2016 pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan. Option granted will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the grant date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the grant date.
F5: Option granted to reporting person on October 3, 2017 pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. Option granted will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the grant date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the grant date.
F6: Option granted to reporting person on September 10, 2018 pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. Option granted will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the grant date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the grant date.