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EXELIXIS, INC. — Director's Dealing 2020
Apr 23, 2020
30561_dirs_2020-04-22_605b3fdc-ee77-4450-a9d8-88351d2ad51f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXELIXIS, INC. (EXEL)
CIK: 0000939767
Period of Report: 2020-04-20
Reporting Person: Haley Patrick J. (EVP, Commercial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-20 | Common Stock | M | 5000 | $1.70 | Acquired | 121873 | Direct |
| 2020-04-20 | Common Stock | S | 5000 | $24 | Disposed | 116873 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-20 | Option (right to buy) | $1.7 | M | 5000 | Disposed | 2021-09-18 | Common Stock (5000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 23539 | Indirect |
| Common Stock | 10648 | Indirect |
Footnotes
F1: Includes 72,614 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2019.
F3: Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of April 17, 2020.
F4: The option, representing the right to purchase a total of 120,000 shares of Exelixis, Inc. common stock, became fully exercisable on April 28, 2016.