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EXELIXIS, INC. — Director's Dealing 2020
May 16, 2020
30561_dirs_2020-05-15_befa9688-3979-4e30-8381-6cec5e163d5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXELIXIS, INC. (EXEL)
CIK: 0000939767
Period of Report: 2020-05-15
Reporting Person: SCANGOS GEORGE A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-15 | Common Stock | M | 30000 | $4.58 | Acquired | 768031 | Direct |
| 2020-05-15 | Common Stock | M | 21686 | $5.82 | Acquired | 789717 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-15 | Option (right to buy) | $4.58 | M | 30000 | Disposed | 2020-05-22 | Common Stock (30000.0) | Direct |
| 2020-05-15 | Option (right to buy) | $5.82 | M | 21686 | Disposed | 2020-12-05 | Common Stock (21686.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8963 | Indirect |
| Common Stock | 8963 | Indirect |
| Common Stock | 5669 | Indirect |
Footnotes
F1: Shares held by George A. Scangos and Leslie S. Wilson, as Trustees of the Jennifer Scangos Trust.
F2: Shares held by George A. Scangos and Leslie S. Wilson, as Trustees of the Katherine Scangos Trust.
F3: Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of May 14, 2020.
F4: The option, representing the right to purchase a total of 30,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 23, 2013.
F5: The option, representing the right to purchase a total of 21,686 shares of Exelixis, Inc. common stock, became fully exercisable on December 6, 2013.