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EXELIXIS, INC. — Director's Dealing 2020
Nov 18, 2020
30561_dirs_2020-11-17_757e816f-0b95-4417-a221-276b22261cf3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXELIXIS, INC. (EXEL)
CIK: 0000939767
Period of Report: 2020-11-15
Reporting Person: Lamb Peter (EVP, Scientific Strategy & CSO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-15 | Common Stock | F | 2479 | $20.16 | Disposed | 291956 | Direct |
| 2020-11-15 | Common Stock | F | 6818 | $20.16 | Disposed | 285138 | Direct |
| 2020-11-15 | Common Stock | F | 2014 | $20.16 | Disposed | 283124 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17105 | Indirect |
Footnotes
F1: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved the performance goal on September 12, 2019.
F2: Includes 132,872 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.
F3: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on October 3, 2017.
F4: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on September 22, 2016.
F5: Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of November 13, 2020.