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EXELIXIS, INC. — Director's Dealing 2020
Nov 18, 2020
30561_dirs_2020-11-17_d64b2dba-1d75-42f6-b82b-4001a02bdddc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXELIXIS, INC. (EXEL)
CIK: 0000939767
Period of Report: 2020-11-15
Reporting Person: Haley Patrick J. (EVP, Commercial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-15 | Common Stock | F | 1339 | $20.16 | Disposed | 248352 | Direct |
| 2020-11-15 | Common Stock | F | 6198 | $20.16 | Disposed | 242154 | Direct |
| 2020-11-15 | Common Stock | F | 2909 | $20.16 | Disposed | 239245 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 23539 | Indirect |
| Common Stock | 10648 | Indirect |
Footnotes
F1: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved the performance goal on September 12, 2019.
F2: Includes 142,913 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units and 73 shares of Exelixis, Inc. common stock acquired on October 30, 2020, pursuant to the Exelixis, Inc. 2000 Employee Stock Purchase Plan.
F3: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on October 3, 2017.
F4: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on September 22, 2016.
F5: Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of November 13, 2020.