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EXELIXIS, INC. Director's Dealing 2019

Jan 12, 2019

30561_dirs_2019-01-11_1925ee25-d578-4d94-9094-14124dbff98f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EXELIXIS, INC. (EXEL)
CIK: 0000939767
Period of Report: 2019-01-10

Reporting Person: Haley Patrick J. (Sr. Vice President, Commercial)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-10 Common Stock M 2000 $1.76 Acquired 99011 Direct
2019-01-10 Common Stock S 2000 $24 Disposed 97011 Direct
2019-01-10 Common Stock S 1000 $23.54 Disposed 96011 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-01-10 Option (right to buy) $1.76 M 2000 Disposed 2021-11-16 Common Stock (2000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 23539 Indirect
Common Stock 10283 Indirect

Footnotes

F1: Includes 49,234 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 23, 2018.

F3: Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of January 9, 2019.

F4: The option, representing the right to purchase a total of 50,000 shares of Exelixis, Inc. common stock, became fully exercisable on November 17, 2018.