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EXCELSIOR CAPITAL LTD Major Shareholding Notification 2009

May 18, 2009

64816_rns_2009-05-18_bf254742-b735-423c-91eb-e33d9bcafeb1.pdf

Major Shareholding Notification

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Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder

Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To:
Company Name/Scheme
CMI Limited
ACN/ARSN
ACN 050 542 553
1. Details of substantial holder (1)
Name
RP PROSPECTS PTY LTD atf M&L TRUST
ACN/ARSN (if applicable)
010 774 651
There was a change in the interests of the
substantial holder on
15
/
05
/
09
The previous notice was given to the company on
03
/
12
/
08
The previous notice was dated
02
/
12
/
08
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows:
Class of securities (4)
Previous notice
Present notice
Person’s votes
Voting power(5)
Person’s votes
Voting power(5)
FullyPaid OrdinaryShares
11,596,715
34.36%
10,790,275
31.97%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme as follows:
Date of change
Person whose
relevant interest changed
Nature of
change (6)
Consideration
given in
relation to
change (7)
Class and number of securities affected
Person’s votes
affected
3 December 08
RP Prospects PtyLtd atf M&L Trust
On-marketpurchase
$44,030.00
62,900 OrdinaryFullyPaid Shares
62,900
15 January09
RP Prospects PtyLtd atf M&L Trust
On-marketpurchase
$1,269.00
2,820 OrdinaryFullyPaid Shares
2,820
20 January09
RP Prospects PtyLtd atf M&L Trust
On-marketpurchase
$900.00
2,000 OrdinaryFullyPaid Shares
2,000
21 January 09
RP Prospects PtyLtd atf M&L Trust
On-marketpurchase
$5,658.30
12,574 OrdinaryFullyPaid Shares
12,574
27 January 09
RP Prospects PtyLtd atf M&L Trust
On-marketpurchase
$14,069.11
34,222 OrdinaryFullyPaid Shares
34,222
28 January 09
RP Prospects PtyLtd atf M&L Trust
On-marketpurchase
$4,951.20
12,378 OrdinaryFullyPaid Shares
12,378
02 February 09
RP Prospects PtyLtd atf M&L Trust
On-marketpurchase
$4,402.40
11,006 OrdinaryFullyPaid Shares
11,006
03 February 09
RP Prospects PtyLtd atf M&L Trust
On-marketpurchase
$2,436.08
6,015 OrdinaryFullyPaid Shares
6,015
05 February 09
RP Prospects PtyLtd atf M&L Trust
On-marketpurchase
$43.00
100 OrdinaryFullyPaid Shares
100
11 February 09
RP Prospects PtyLtd atf M&L Trust
On-marketpurchase
$4,500.00
10,000 OrdinaryFullyPaid Shares
10,000
13 February 09
RP Prospects PtyLtd atf M&L Trust
On-marketpurchase
$12,342.15
27,427 OrdinaryFullyPaid Shares
27,427
23 February 09
RP Prospects PtyLtd atf M&L Trust
On-marketpurchase
$2,697.30
5,994 OrdinaryFullyPaid Shares
5,994
25 February 09
RP Prospects PtyLtd atf M&L Trust
On-marketpurchase
$2,755.80
6,124 OrdinaryFullyPaid Shares
6,124
15 May 09
RP Prospects PtyLtd atf M&L Trust
Off-market sale
($215,000.00)
500,000 OrdinaryFullyPaid Shares
(500,000)
15 May 09
RP Prospects PtyLtd atf M&L Trust
Off-market sale
($215,000.00)
500,000 OrdinaryFullyPaid Shares
(500,000)
Total
($329,945.66)
(806,440)
4. Present relevant interest
Particulars of each relevant interest of the substantial holder in votingsecurities after the change are as follows:
Holder of relevant interest
Registered
holder of securities
Person entitled to be
registered as holder (8)
Nature of
relevant interest (6)
Class and number of
securities
Person’s
votes
RP Prospects Pty Ltd atf M&L
Trust ACN 010 774 651
RP Prospects Pty Ltd atf
M&L Trust ACN 010 774
651
Holder of the shares
10,790,275 Ordinary Fully
Paid Shares
10,790,275
CMI Limited
ACN 050 542 553
RP PROSPECTS PTY LTD atf M&L TRUST
010 774 651
Holder of relevant interest Registered
holder of securities
Person entitled to be
registered as holder (8)
Nature of
relevant interest (6)
Class and number of
securities
Person’s
votes
RP Prospects Pty Ltd atf M&L
Trust ACN 010 774 651
RP Prospects Pty Ltd atf
M&L Trust ACN 010 774
651
Holder of the shares 10,790,275 Ordinary Fully
Paid Shares
10,790,275

604 GUIDE page 1/1 13 March 2000

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association N/A N/A The addresses of persons named in this form are as follows: Name Address RP Prospects Pty Ltd atf M&L Trust ACN 010 774 651 PO BOX 1579 EAGLE FARM Q 4009

6. Addresses

The addresses of persons named in this form are as follows:

Signature

print name
RAYMOND DAVID CATELAN
capacity
DIRECTOR
sign here
date
18
/
05
/
09
DIRECTIONS
mber of substantial holders with similar or related relevant issues (eg. A corporation and its related corporations, or the manager and trustee of an
names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
orm as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the
n of “associate” in Section 9 of the Corporations Act 2001.
n of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
s of a company constitute one class unless divided into separate classes.
es divided by the total votes in the body corporate or scheme multiplied by 100.
:
evant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out
ms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany
m, together with a written statement certifying this contract, scheme or arrangement; and
alification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities to
he relevant interest relates (indicating clearly the particular securities to which the qualification applies).
n of “relevant agreement” in section 9 of the Corporations Act 2001.
nsideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
e in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be
enefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom
est was acquired.
holder in unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.
ppropriate, of the present association and any change in that association since the last substantial holding notice.

(1) If there are a number of substantial holders with similar or related relevant issues (eg. A corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

(2) See the definition of “associate” in Section 9 of the Corporations Act 2001.

(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

(4) The voting shares of a company constitute one class unless divided into separate classes.

(5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (6) Include details of:

(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of “relevant agreement” in section 9 of the Corporations Act 2001. (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(8) If the substantial holder in unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.

  • (9)

Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.