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EXAGEN INC. — Director's Dealing 2021
Mar 25, 2021
33644_dirs_2021-03-25_4e6320e0-708c-414e-b615-62546d19339d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: EXAGEN INC. (XGN)
CIK: 0001274737
Period of Report: 2021-03-13
Reporting Person: Hazeltine Mark (Chief Operating Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 37500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option(right to buy) | $45.91 | 2025-06-17 | Common Stock (680.0) | Direct | |
| Stock Option(right to buy) | $0.26 | 2028-10-05 | Common Stock (2995.0) | Direct | |
| Stock Option(right to buy) | $14.0 | 2029-09-17 | Common Stock (92574.0) | Direct | |
| Stock Option(right to buy) | $24.19 | 2030-01-08 | Common Stock (27500.0) | Direct | |
| Stock Option(right to buy) | $18.2 | 2031-02-22 | Common Stock (12500.0) | Direct |
Footnotes
F1: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of March 1, 2020, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in connection with a change in control.
F2: The option is fully vested.
F3: The option is exercisable as it vests. 25% of the shares subject to the option vested on October 5, 2019, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
F4: The option is exercisable as it vests. 25% of the shares subject to the option vested on September 18, 2020, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
F5: The option is exercisable as it vests. 25% of the shares subject to the option vested on January 1, 2021, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
F6: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 23, 2022, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. In addition, the stock option may become fully vested upon a qualifying termination of employment in connection with a change in control.