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EXAGEN INC. — Director's Dealing 2020
Dec 16, 2020
33644_dirs_2020-12-16_d05594db-ab4f-410b-9f76-1117dd31d330.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXAGEN INC. (XGN)
CIK: 0001274737
Period of Report: 2020-12-15
Reporting Person: NMSIC Co-Investment Fund, L.P. (10% Owner)
Reporting Person: Sun Mountain Capital Partners LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-15 | Common Stock | S | 125000 | $12.0045 | Disposed | 2308958 | Indirect |
Footnotes
F1: The shares reported on this form are held of record by NMSIC Co-Investment Fund, L.P. ("NMSIC"). Sun Mountain Capital Partners LLC ("Sun Mountain") is the general partner of NMSIC. The controlling members of Sun Mountain are Brian Birk, Sally Coming and Lee Rand. As such, each of these entities and individuals may be deemed to share beneficial ownership of the shares held of record by NMSIC. Each of Sun Mountain, Mr. Birk, Ms. Coming and Mr. Rand disclaims beneficial ownership of the securities held of record by NMSIC.