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EXACT SCIENCES CORP — Director's Dealing 2018
Jan 4, 2018
30597_dirs_2018-01-04_39ab4db3-a04e-470b-8b48-8160de8d25e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXACT SCIENCES CORP (EXAS)
CIK: 0001124140
Period of Report: 2018-01-02
Reporting Person: COWARD D SCOTT (SVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-31 | Common Stock | A | 1682 | $5.95 | Acquired | 37558 | Direct |
| 2018-01-02 | Common Stock | M | 4687 | $0.00 | Acquired | 42245 | Direct |
| 2018-01-03 | Common Stock | S | 1665 | $52.537 | Disposed | 40580 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-02 | Restricted Stock Units | $ | M | 4687 | Disposed | Common Stock (4687) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3363 | Indirect |
Footnotes
F1: Represents shares purchased through Employee Stock Purchase Plan.
F2: Represents shares of common stock received upon vesting of a restricted stock unit award on December 31, 2017 and delivered on January 2, 2018.
F3: Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on December 31, 2017.
F4: Each restricted stock unit represents a contingent right to receive one share of common stock.
F5: Represents a restricted stock unit award granted on January 1, 2015 that partially vested on December 31, 2017 and which shares were delivered on January 2, 2018. The restricted stock units vest as follows: one-quarter on the first anniversary of the grant date and the balance in equal quarterly installments over the three year period beginning on the one-year anniversary of the grant date.