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EXACT SCIENCES CORP — Director's Dealing 2018
Mar 14, 2018
30597_dirs_2018-03-13_df6c3a65-9cb8-4d63-b104-e79056156b76.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXACT SCIENCES CORP (EXAS)
CIK: 0001124140
Period of Report: 2018-03-09
Reporting Person: LIDGARD GRAHAM PETER (Chief Science Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-09 | Common Stock | M | 6125 | $23.38 | Acquired | 200074 | Direct |
| 2018-03-09 | Common Stock | S | 6125 | $50.939 | Disposed | 193949 | Direct |
| 2018-03-09 | Common Stock | M | 8425 | $0.00 | Acquired | 202374 | Direct |
| 2018-03-12 | Common Stock | S | 3961 | $52.194 | Disposed | 198413 | Direct |
| 2018-03-13 | Common Stock | S | 4464 | $53.21 | Disposed | 193949 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-09 | Stock Option (right to buy) | $23.38 | M | 6125 | Disposed | 2025-03-09 | Common Stock (6125) | Direct |
| 2018-03-09 | Restricted Stock Units | $ | M | 8425 | Disposed | Common Stock (8425) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12340 | Indirect |
Footnotes
F1: Represents shares of common stock received upon exercise of a stock option award.
F2: The sales reported in this field were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2017.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.85 to $50.96, inclusive. The reporting person undertakes to provide to Exact Sciences Corporation, any security holder of Exact Sciences Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
F4: Represents shares of common stock received upon vesting of a restricted stock unit award.
F5: Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on March 9, 2018.
F6: This option vests and becomes exercisable in four equal annual installments beginning on March 9, 2016.
F7: Each restricted stock unit represents a contingent right to receive one share of common stock.
F8: Represents a restricted stock unit award granted on March 9, 2015 that partially vested on March 9, 2018. The restricted stock units vest in four equal annual installments beginning on March 9, 2016.