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EXACT SCIENCES CORP — Director's Dealing 2013
Jan 3, 2013
30597_dirs_2013-01-03_d666dbd9-0442-406d-aee4-30fbda6dcb70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXACT SCIENCES CORP (EXAS)
CIK: 0001124140
Period of Report: 2012-11-01
Reporting Person: LIDGARD GRAHAM PETER (Sr. VP, Chief Science Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-01 | Common Stock | A | 603 | $5.48 | Acquired | 100355 | Direct |
| 2012-11-02 | Common Stock | G | 4500 | — | Disposed | 95855 | Direct |
| 2012-12-31 | Common Stock | M | 16667 | — | Acquired | 112522 | Direct |
| 2012-12-31 | Common Stock | F | 7076 | $10.59 | Disposed | 105446 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Restricted Stock Units | $ | M | 16667 | Disposed | Common Stock (16667) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7807 | Indirect |
Footnotes
F1: Represents purchase of shares pursuant to Employee Stock Purchase Plan.
F2: Represents shares of common stock received upon vesting of a restricted stock unit award.
F3: Each restricted stock unit represents a contingent right to receive one share of common stock.
F4: Represents a restricted stock unit award granted on February 17, 2011 and earned on December 31, 2011 based on the satisfaction of certain performance-based vesting requirements. The restricted stock units vest in three equal annual installments beginning on December 31, 2011.