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Evolv Technologies Holdings, Inc. — Director's Dealing 2022
Aug 3, 2022
32001_dirs_2022-08-03_97080edc-d906-40a7-ac47-a1603d4b17da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evolv Technologies Holdings, Inc. (EVLV)
CIK: 0001805385
Period of Report: 2022-08-01
Reporting Person: DeRosa Anthony John (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-01 | Class A Common Stock | M | 10000 | $0.42 | Acquired | 10000 | Direct |
| 2022-08-01 | Class A Common Stock | S | 10000 | $2.6432 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-01 | Stock Option (Right to Buy) | $0.42 | M | 10000 | Disposed | 2031-01-10 | Class A Common Stock (10000.0) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on March 17, 2022.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.70. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The option vests and becomes exercisable as to 25% of the shares on October 1, 2021 and in 36 equal monthly installments thereafter.