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Evolv Technologies Holdings, Inc. Director's Dealing 2021

Jul 21, 2021

32001_dirs_2021-07-20_e6b6d48d-f68a-4f64-93c8-55a18600503d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Evolv Technologies Holdings, Inc. (EVLV)
CIK: 0001805385
Period of Report: 2021-07-16

Reporting Person: Charlton Kevin M. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-16 Class A Common Stock C 2318200 Acquired 2318200 Indirect
2021-07-20 Class A Common Stock J 2318200 Disposed 0 Indirect
2021-07-16 Class A Common Stock C 135000 Acquired 135000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-16 Class B Common Stock $0 J 172500 Acquired Class A Common Stock (172500) Indirect
2021-07-16 Class B Common Stock $0 G 379300 Disposed Class A Common Stock (379300) Indirect
2021-07-16 Class B Common Stock $0 C 2318200 Disposed Class A Common Stock (2318200) Indirect
2021-07-16 Class B Common Stock $0 C 135000 Disposed Class A Common Stock (135000) Direct

Footnotes

F1: Forfeiture of Class B Common Stock from stockholder in registrant to NewHold Industrial Technology Holdings LLC for no consideration

F2: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F3: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC.

F4: Gift to Public Benefit Company for no consideration.

F5: Conversion of Class B Common Stock to Class A Common Stock in connection with closing of registrant's initial business combination.

F6: The reporting person resigned from his position as manager of NewHold Industrial Technology Holdings LLC as of July 20, 2021.