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EVOLUTION PETROLEUM CORP — Director's Dealing 2021
Aug 4, 2021
33826_dirs_2021-08-04_a1848dbe-a3ea-44db-b9b7-f94abad201cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2019-09-09
Reporting Person: Schultz Roderick A. (Vice President and C.A.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-09 | Common Stock | M | 2807 | — | Acquired | 47322 | Direct |
| 2019-09-09 | Common Stock | F | 2047 | $5.93 | Disposed | 45275 | Direct |
| 2019-12-04 | Common Stock | F | 316 | $5.13 | Disposed | 44959 | Direct |
| 2019-12-10 | Common Stock | A | 22167 | — | Acquired | 67126 | Direct |
| 2020-09-01 | Common Stock | F | 907 | $2.73 | Disposed | 66219 | Direct |
| 2020-09-03 | Common Stock | F | 1385 | $2.86 | Disposed | 64834 | Direct |
| 2020-09-05 | Common Stock | F | 340 | $2.86 | Disposed | 64494 | Direct |
| 2020-12-09 | Common Stock | A | 58084 | — | Acquired | 122578 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-09 | Contingent Performance Stock Grant | $0.0 | M | 2807 | Disposed | 2020-09-01 | Common Stock (2807.0) | Direct |
| 2020-12-09 | Contingent Performance Stock Grant | $0.0 | A | 19361 | Acquired | 2024-12-09 | Common Stock (19361.0) | Direct |
Footnotes
F1: Issuance of Evolution Petroleum common stock upon the vesting of a Contingent Restricted Stock award.
F2: Award of Restricted Stock subject to vesting conditions specified in grant agreement.
F3: Vesting of Contingent Restricted Stock award as grant agreement's performance condition was satisfied.
F4: Contingent Restricted Stock award vests (becomes exercisable) when grant agreement's vesting performance conditions are met.
F5: Award of Contingent Restricted Stock subject to grant agreement's vesting conditions.
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