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EVOLUTION PETROLEUM CORP Director's Dealing 2021

Aug 4, 2021

33826_dirs_2021-08-04_a1848dbe-a3ea-44db-b9b7-f94abad201cc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2019-09-09

Reporting Person: Schultz Roderick A. (Vice President and C.A.O.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-09 Common Stock M 2807 Acquired 47322 Direct
2019-09-09 Common Stock F 2047 $5.93 Disposed 45275 Direct
2019-12-04 Common Stock F 316 $5.13 Disposed 44959 Direct
2019-12-10 Common Stock A 22167 Acquired 67126 Direct
2020-09-01 Common Stock F 907 $2.73 Disposed 66219 Direct
2020-09-03 Common Stock F 1385 $2.86 Disposed 64834 Direct
2020-09-05 Common Stock F 340 $2.86 Disposed 64494 Direct
2020-12-09 Common Stock A 58084 Acquired 122578 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-09 Contingent Performance Stock Grant $0.0 M 2807 Disposed 2020-09-01 Common Stock (2807.0) Direct
2020-12-09 Contingent Performance Stock Grant $0.0 A 19361 Acquired 2024-12-09 Common Stock (19361.0) Direct

Footnotes

F1: Issuance of Evolution Petroleum common stock upon the vesting of a Contingent Restricted Stock award.

F2: Award of Restricted Stock subject to vesting conditions specified in grant agreement.

F3: Vesting of Contingent Restricted Stock award as grant agreement's performance condition was satisfied.

F4: Contingent Restricted Stock award vests (becomes exercisable) when grant agreement's vesting performance conditions are met.

F5: Award of Contingent Restricted Stock subject to grant agreement's vesting conditions.