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EVOLUTION PETROLEUM CORP — Director's Dealing 2017
Nov 9, 2017
33826_dirs_2017-11-08_86bb5778-0166-4564-befa-f749c4ffb6fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2017-11-06
Reporting Person: Keys Randall D (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-06 | Common Stock | M | 12931 | $7.20 | Acquired | 264220 | Direct |
| 2017-11-06 | Common Stock | F | 16275 | $7.20 | Disposed | 247945 | Direct |
| 2017-11-06 | Common Stock | A | 26125 | — | Acquired | 274070 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-06 | Contingent Performance Stock Grant | $0.0 | M | 12931 | Disposed | 2019-12-04 | Common Stock (12931.0) | Direct |
Footnotes
F1: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal.
F2: Shares surrendered to the Company to pay income tax withholding obligations.
F3: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.
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