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EVOLUTION PETROLEUM CORP — Director's Dealing 2017
Nov 9, 2017
33826_dirs_2017-11-08_33169eba-fdb3-4ed6-a018-2a3c9503ac47.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2017-11-06
Reporting Person: Joe David (SVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-06 | Common Stock | M | 6021 | $7.20 | Acquired | 366920 | Direct |
| 2017-11-06 | Common Stock | F | 7578 | $7.20 | Disposed | 359342 | Direct |
| 2017-11-06 | Common Stock | A | 13195 | — | Acquired | 372537 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-06 | Contingent Performance Stock Grant | $0.0 | M | 6021 | Disposed | 2019-12-04 | Common Stock (6021.0) | Direct |
Footnotes
F1: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal.
F2: Shares surrendered to the Company to pay income tax withholding obligations.
F3: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.
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