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EVOLUTION PETROLEUM CORP Director's Dealing 2017

Nov 9, 2017

33826_dirs_2017-11-08_33169eba-fdb3-4ed6-a018-2a3c9503ac47.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2017-11-06

Reporting Person: Joe David (SVP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-06 Common Stock M 6021 $7.20 Acquired 366920 Direct
2017-11-06 Common Stock F 7578 $7.20 Disposed 359342 Direct
2017-11-06 Common Stock A 13195 Acquired 372537 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-06 Contingent Performance Stock Grant $0.0 M 6021 Disposed 2019-12-04 Common Stock (6021.0) Direct

Footnotes

F1: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal.

F2: Shares surrendered to the Company to pay income tax withholding obligations.

F3: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting.