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EVOLUTION PETROLEUM CORP — Director's Dealing 2016
Apr 25, 2016
33826_dirs_2016-04-25_b49a0b8f-d16d-4f22-948a-4e217ddaab93.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2016-04-21
Reporting Person: Joe David (SVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-21 | Common Stock | M | 30000 | $2.55 | Acquired | 331729 | Direct |
| 2016-04-21 | Common Stock | F | 13833 | $5.53 | Disposed | 317896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-21 | Employee Stock Option (right to buy) | $2.55 | M | 30000 | Acquired | 2016-05-05 | Common Stock (30000.0) | Direct |
Footnotes
F1: Transfer of shares to pay exercise price.
F2: The stock option, originally granted on May 5, 2006, represents a right to purchase 30,000 shares, became exercisable with respect to 1/8 of the total number of shares covered by the option when the employee completed six months of continuous employment from the date of grant, and thereafter with respect to 1/16 of the shares covered by the option upon completion of each three months of continuous employment thereafter.
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