EVOLUTION PETROLEUM CORP — Director's Dealing 2016

Sep 6, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2016-09-01

Reporting Person: Keys Randall D (President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-01	Common Stock	F	22543	$5.67	Disposed	190597	Direct
2016-09-01	Common Stock	A	87302	$5.67	Acquired	277899	Direct
2016-09-01	Common Stock	M	12931	$5.67	Acquired	290830	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-09-01	Contingent Performance Stock Grant	$0.0	M	12931	Disposed	2019-12-04	Common Stock (12931.0)	Direct
2016-09-01	Contingent Performance Stock Grant	$0.0	A	29101	Acquired	2020-09-01	Common Stock (29101.0)	Direct

Footnotes

F1: Shares surrendered to the Company to pay income tax withholding obligations.

F2: The Company granted these shares of restricted stock pursuant to the Company's Amended and Restated 2004 Stock Plan, subject to specific performance goals and other vesting criteria.

F3: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal.