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EVOLUTION PETROLEUM CORP — Director's Dealing 2014
Jan 10, 2014
33826_dirs_2014-01-10_94c081ce-a4d0-4a3b-93f5-965d7d2818e8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2014-01-01
Reporting Person: Joe David (VP, Chief Admin. Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 83358 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.80 | 2015-04-04 | Common Stock (100000) | Direct | |
| Employee Stock Option (right to buy) | $1.36 | 2015-08-08 | Common Stock (100000) | Direct | |
| Employee Stock Option (right to buy) | $2.55 | 2016-05-05 | Common Stock (30000) | Direct | |
| Employee Stock Option (right to buy) | $2.19 | 2017-09-07 | Common Stock (50000) | Direct |
Footnotes
F1: Represents shares granted under Company's 2004 Amended and Restated Stock Plan, as amended.
F2: This option is now fully exercisable. The first installment became exercisable on 10/4/2005 and vested ratably every three months thereafter until fully vested.
F3: This option is now fully exercisable. The first installment became exercisable on 11/8/2005 and vested ratably every three months thereafter until fully vested.
F4: This option is now fully exercisable. The first installment became exercisable on 8/5/2006 and vested ratably every three months thereafter until fully vested.
F5: This option is now fully exercisable. The first installment became exercisable on 3/7/2008 and vested ratably every three months thereafter until fully vested.