AI assistant
Sending…
EVOLUTION PETROLEUM CORP — Director's Dealing 2014
Jan 29, 2014
33826_dirs_2014-01-28_7d0cb422-9c3a-4536-a77d-9662813ab759.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2014-01-27
Reporting Person: McDonald Sterling (VP/CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-27 | COMMON STOCK | M | 23300 | $4.02 | Acquired | 433060 | Direct |
| 2014-01-27 | COMMON STOCK | M | 65625 | $2.19 | Acquired | 498685 | Direct |
| 2014-01-27 | COMMON STOCK | M | 24445 | $1.41 | Acquired | 523130 | Direct |
| 2014-01-27 | COMMON STOCK | M | 236805 | $1.80 | Acquired | 759935 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-27 | Employee Stock Option (Right to Buy) | $4.02 | M | 23300 | Disposed | 2018-08-19 | Common Stock (23300) | Direct |
| 2014-01-27 | Employee Stock Option (Right to Buy) | $2.19 | M | 65625 | Disposed | 2017-09-07 | Common Stock (63625) | Direct |
| 2014-01-27 | Employee Stock Option (Right to Buy) | $1.41 | M | 24445 | Disposed | 2016-02-15 | Common Stock (24445) | Direct |
| 2014-01-27 | Employee Stock Option (Right to Buy) | $1.80 | M | 236805 | Disposed | 2015-04-04 | Common Stock (236805) | Direct |
Footnotes
F1: This option became exercisable in quarterly installments each year over four years, beginning after the grant date of 8/19/2008.
F2: This option became exercisable in quarterly installments each year over four years, beginning after the grant date of 9/07/2007.
F3: This option became exercisable in quarterly installments each year over four years, beginning after the grant date of 2/15/2006.
F4: This option became exercisable in quarterly installments each year over four years, beginning after the grant date of 4/04/2005.
More from EVOLUTION PETROLEUM CORP
Interim / Quarterly Report
2026
May 13
Regulatory Filings
2026
May 12
Director's Dealing
2026
Feb 24
Regulatory Filings
2026
Feb 11
Interim / Quarterly Report
2026
Feb 11
Regulatory Filings
2026
Feb 11
Regulatory Filings
2026
Feb 10
Regulatory Filings
2026
Jan 16
Major Shareholding Notification
2026
Jan 2
Regulatory Filings
2025
Dec 9