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EVOLUTION PETROLEUM CORP Director's Dealing 2014

Jan 29, 2014

33826_dirs_2014-01-28_7d0cb422-9c3a-4536-a77d-9662813ab759.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2014-01-27

Reporting Person: McDonald Sterling (VP/CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-01-27 COMMON STOCK M 23300 $4.02 Acquired 433060 Direct
2014-01-27 COMMON STOCK M 65625 $2.19 Acquired 498685 Direct
2014-01-27 COMMON STOCK M 24445 $1.41 Acquired 523130 Direct
2014-01-27 COMMON STOCK M 236805 $1.80 Acquired 759935 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-01-27 Employee Stock Option (Right to Buy) $4.02 M 23300 Disposed 2018-08-19 Common Stock (23300) Direct
2014-01-27 Employee Stock Option (Right to Buy) $2.19 M 65625 Disposed 2017-09-07 Common Stock (63625) Direct
2014-01-27 Employee Stock Option (Right to Buy) $1.41 M 24445 Disposed 2016-02-15 Common Stock (24445) Direct
2014-01-27 Employee Stock Option (Right to Buy) $1.80 M 236805 Disposed 2015-04-04 Common Stock (236805) Direct

Footnotes

F1: This option became exercisable in quarterly installments each year over four years, beginning after the grant date of 8/19/2008.

F2: This option became exercisable in quarterly installments each year over four years, beginning after the grant date of 9/07/2007.

F3: This option became exercisable in quarterly installments each year over four years, beginning after the grant date of 2/15/2006.

F4: This option became exercisable in quarterly installments each year over four years, beginning after the grant date of 4/04/2005.