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EVOLUTION PETROLEUM CORP — Director's Dealing 2014
Sep 2, 2014
33826_dirs_2014-09-02_8ba5476e-8c7b-4176-857c-207d4ad03011.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2014-08-28
Reporting Person: Mazzanti Daryl V (V.P. Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-28 | Common Stock | A | 27961 | $10.05 | Acquired | 697108 | Direct |
| 2014-08-31 | Common Stock | F | 402 | $10.03 | Disposed | 696706 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-28 | Contingent Performance Stock Grant | $0.0 | A | 11185 | Acquired | 2018-08-28 | Common Stock (11185.0) | Direct |
Footnotes
F1: The Company granted these shares of restricted stock pursuant to the Company's Amended and Restated 2004 Stock Plan, subject to specific performance goals and other vesting criteria.
F2: Shares surrendered to the Company to pay income tax withholding obligations.
F3: The Company granted these securities pursuant to the Company's Amended and Restated 2004 Stock Plan. They are subject to the attainment of performance goals and other vesting criteria. Such shares of stock will not be issued until these performance goals and other vesting criteria have been achieved.