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EVOLUTION PETROLEUM CORP — Director's Dealing 2013
Mar 11, 2013
33826_dirs_2013-03-11_767cdeff-2723-4a78-a284-1e0c9484fe26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2013-02-28
Reporting Person: McDonald Sterling (VP/CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-28 | COMMON STOCK | F | 480 | $10.25 | Disposed | 174554 | Direct |
| 2013-03-08 | COMMON STOCK | S | 1402 | $9.96 | Disposed | 173152 | Direct |
| 2013-03-08 | COMMON STOCK | M | 243725 | $0.25 | Acquired | 416877 | Direct |
| 2013-03-08 | COMMON STOCK | F | 6275 | $9.96 | Disposed | 410602 | Direct |
| 2013-03-10 | COMMON STOCK | S | 728 | $10.05 | Disposed | 409874 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-08 | STOCK OPTION (RIGHT TO PURCHASE) | $0.25 | M | 250000 | Disposed | 2013-11-11 | COMMON STOCK () | Direct |
Footnotes
F1: THIS SALE WAS EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY THE REPORTING PERSON.
F2: THE OPTION VESTED OVER A PERIOD OF FOUR YEARS AS FOLLOWS: 1/8TH VESTED ON MAY 11, 2004 AND 1/16TH VESTED AT THE END OF EACH SUCCESSIVE THREE MONTH PERIOD.
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