EVOLUTION PETROLEUM CORP - Director's Dealing 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2013-11-22

Reporting Person: Herlin Robert S (Director, President/CEO, 10% Owner)

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-11-22	COMMON STOCK	M	150000	$1.41	Acquired	1370640	Direct
2013-11-22	COMMON STOCK	F	17422	$12.14	Disposed	1353218	Direct
2013-11-22	COMMON STOCK	M	250000	$1.41	Acquired	1603218	Direct
2013-11-22	COMMON STOCK	F	29036	$12.14	Disposed	1574182	Direct
2013-11-22	COMMON STOCK	M	287500	$1.80	Acquired	1861682	Direct
2013-11-22	COMMON STOCK	F	42628	$12.14	Disposed	1819054	Direct
2013-11-22	COMMON STOCK	M	222321	$1.80	Acquired	2041375	Direct
2013-11-22	COMMON STOCK	F	32964	$12.14	Disposed	2008411	Direct
2013-11-22	COMMON STOCK	M	158676	$2.19	Acquired	2167087	Direct
2013-11-22	COMMON STOCK	F	28624	$12.14	Disposed	2138463	Direct
2013-11-22	COMMON STOCK	M	103358	$4.02	Acquired	2241821	Direct
2013-11-22	COMMON STOCK	F	34226	$12.14	Disposed	2207595	Direct
2013-11-22	COMMON STOCK	S	986956	$12.20	Disposed	1220639	Direct
2013-11-25	COMMON STOCK	M	277679	$1.80	Acquired	1498318	Direct
2013-11-25	COMMON STOCK	M	91324	$2.19	Acquired	1589642	Direct
2013-11-25	COMMON STOCK	M	23852	$4.02	Acquired	1613494	Direct

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-11-22	Warrant (right to buy)	$1.41	M	150000	Disposed	2016-02-15	Common Stock (150000)	Direct
2013-11-22	Revocable Warrant (right to buy)	$1.41	M	250000	Disposed	2016-02-15	Common Stock (250000)	Direct
2013-11-22	Revocable Warrant (right to buy)	$1.80	M	287500	Disposed	2015-04-04	Common Stock (287500)	Direct
2013-11-22	Employee Stock Option (right to buy)	$1.80	M	222321	Disposed	2015-04-04	Common Stock (222321)	Direct
2013-11-22	Employee Stock Option (right to buy)	$2.19	M	158676	Disposed	2017-09-07	Common Stock (158676)	Direct
2013-11-22	Employee Stock Option (right to buy)	$4.02	M	103358	Disposed	2015-08-19	Common Stock (103358)	Direct
2013-11-25	Employee Stock Option (right to buy)	$1.80	M	277679	Disposed	2015-04-04	Common Stock (277679)	Direct
2013-11-25	Employee Stock Option (right to buy)	$2.19	M	91324	Disposed	2017-09-07	Common Stock (91324)	Direct
2013-11-25	Employee Stock Option (right to buy)	$4.02	M	23852	Disposed	2015-08-19	Common Stock (23852)	Direct

F1: Includes sales to satisfy payment of tax obligations and certain exercise price payments.

F2: Options are fully vested. Options vest 1/8 first six months after grant date and quarterly thereafter.