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EVOLUTION PETROLEUM CORP — Director's Dealing 2013
Nov 27, 2013
33826_dirs_2013-11-26_b6672891-ad89-4551-a496-ba34c90f0199.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2013-11-22
Reporting Person: Dozier William (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-22 | COMMON STOCK | M | 100000 | $1.21 | Acquired | 179368 | Direct |
| 2013-11-22 | COMMON STOCK | F | 9967 | $12.14 | Disposed | 169401 | Direct |
| 2013-11-22 | COMMON STOCK | M | 25000 | $3.03 | Acquired | 194401 | Direct |
| 2013-11-22 | COMMON STOCK | F | 6240 | $12.14 | Disposed | 188197 | Direct |
| 2013-11-22 | COMMON STOCK | S | 70000 | $12.200 | Disposed | 118197 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-22 | NON-QUALIFIED STOCK OPTION | $1.21 | M | 100000 | Disposed | 2015-12-12 | Common Stock (100000) | Direct |
| 2013-11-22 | NON-QUALIFIED STOCK OPTION | $3.03 | M | 25000 | Disposed | 2016-05-10 | Common Stock (25000) | Direct |
Footnotes
F1: Includes sales to satisfy payment of tax obligations.
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