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EVOLUTION PETROLEUM CORP Director's Dealing 2013

Nov 27, 2013

33826_dirs_2013-11-26_8c95c247-e02f-4eab-8ffc-76c59df6cee4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2013-11-22

Reporting Person: McDonald Sterling (VP/CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-22 COMMON STOCK M 113195 $1.80 Acquired 524934 Direct
2013-11-22 COMMON STOCK F 16783 $12.14 Disposed 508151 Direct
2013-11-22 COMMON STOCK M 100000 $1.41 Acquired 608151 Direct
2013-11-22 COMMON STOCK F 11614 $12.14 Disposed 596537 Direct
2013-11-22 COMMON STOCK M 50000 $1.41 Acquired 646537 Direct
2013-11-22 COMMON STOCK F 5807 $12.14 Disposed 640730 Direct
2013-11-22 COMMON STOCK M 125555 $1.41 Acquired 766285 Direct
2013-11-22 COMMON STOCK F 14583 $12.14 Disposed 751702 Direct
2013-11-22 COMMON STOCK M 84375 $2.19 Acquired 836077 Direct
2013-11-22 COMMON STOCK F 15221 $12.14 Disposed 820856 Direct
2013-11-22 COMMON STOCK M 43840 $4.02 Acquired 864696 Direct
2013-11-22 COMMON STOCK F 14517 $12.14 Disposed 850179 Direct
2013-11-22 COMMON STOCK S 438439 $12.20 Disposed 411740 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-22 STOCK OPTION (RIGHT TO BUY) $1.80 M 113195 Disposed 2015-04-04 Common Stock (113195) Direct
2013-11-22 WARRANT (RIGHT TO BUY) $1.41 M 100000 Disposed 2016-02-15 Common Stock (100000) Direct
2013-11-22 REVOCABLE WARRANT (RIGHT TO BUY) $1.41 M 50000 Disposed 2016-02-15 Common Stock (50000) Direct
2013-11-22 STOCK OPTION (RIGHT TO BUY) $1.41 M 125555 Disposed 2016-02-15 Common Stock (125555) Direct
2013-11-22 STOCK OPTION (RIGHT TO BUY) $2.19 M 84375 Disposed 2017-09-07 Common Stock (84375) Direct
2013-11-22 STOCK OPTION (RIGHT TO BUY) $4.02 M 43840 Disposed 2015-08-14 Common Stock (43840) Direct

Footnotes

F1: Includes sales to satisfy payment of tax obligations.

F2: Options are fully vested. Options vest 1/8 first six months after grant date and quarterly thereafter.