AI assistant
Sending…
EVOLUTION PETROLEUM CORP — Director's Dealing 2013
Nov 27, 2013
33826_dirs_2013-11-26_cf5ce20d-4766-447c-8094-fad2fb35bfb9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2013-11-22
Reporting Person: Mazzanti Daryl V (V.P. Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-22 | COMMON STOCK | M | 200000 | $1.61 | Acquired | 393684 | Direct |
| 2013-11-22 | COMMON STOCK | F | 26524 | $12.14 | Disposed | 367160 | Direct |
| 2013-11-22 | COMMON STOCK | M | 76167 | $1.61 | Acquired | 443327 | Direct |
| 2013-11-22 | COMMON STOCK | F | 10101 | $12.14 | Disposed | 433226 | Direct |
| 2013-11-22 | COMMON STOCK | M | 119657 | $2.55 | Acquired | 552883 | Direct |
| 2013-11-22 | COMMON STOCK | F | 25134 | $12.14 | Disposed | 527749 | Direct |
| 2013-11-22 | COMMON STOCK | M | 138671 | $2.19 | Acquired | 666420 | Direct |
| 2013-11-22 | COMMON STOCK | F | 25016 | $12.14 | Disposed | 641404 | Direct |
| 2013-11-22 | COMMON STOCK | M | 50105 | $4.02 | Acquired | 691509 | Direct |
| 2013-11-22 | COMMON STOCK | F | 16592 | $12.14 | Disposed | 674917 | Direct |
| 2013-11-22 | COMMON STOCK | S | 383233 | $12.20 | Disposed | 291684 | Direct |
| 2013-11-26 | COMMON STOCK | M | 273833 | $1.61 | Acquired | 565517 | Direct |
| 2013-11-26 | COMMON STOCK | M | 30343 | $1.61 | Acquired | 595860 | Direct |
| 2013-11-26 | COMMON STOCK | M | 61329 | $2.19 | Acquired | 657189 | Direct |
| 2013-11-26 | COMMON STOCK | M | 17035 | $4.02 | Acquired | 674224 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-22 | REVOCABLE WARRANT | $1.61 | M | 200000 | Disposed | 2015-06-23 | Common Stock (200000) | Direct |
| 2013-11-22 | STOCK OPTION (RIGHT TO BUY) | $1.61 | M | 76167 | Disposed | 2015-06-23 | Common Stock (76167) | Direct |
| 2013-11-22 | STOCK OPTION (RIGHT TO BUY) | $2.55 | M | 119657 | Disposed | 2016-05-05 | Common Stock (119657) | Direct |
| 2013-11-22 | STOCK OPTION (RIGHT TO BUY) | $2.19 | M | 138671 | Disposed | 2017-09-07 | Common Stock (138671) | Direct |
| 2013-11-22 | STOCK OPTION (RIGHT TO BUY) | $4.02 | M | 50105 | Disposed | 2015-08-19 | Common Stock (50105) | Direct |
| 2013-11-26 | STOCK OPTION (RIGHT TO BUY) | $1.61 | M | 273833 | Disposed | 2015-06-23 | Common Stock (273833) | Direct |
| 2013-11-26 | STOCK OPTION (RIGHT TO BUY) | $2.55 | M | 30343 | Disposed | 2016-05-05 | Common Stock (30343) | Direct |
| 2013-11-26 | STOCK OPTION (RIGHT TO BUY) | $2.19 | M | 61329 | Disposed | 2017-09-07 | Common Stock (61329) | Direct |
| 2013-11-26 | STOCK OPTION (RIGHT TO BUY) | $4.02 | M | 17035 | Disposed | 2015-08-19 | Common Stock (17035) | Direct |
Footnotes
F1: Includes sales to satisfy payment of tax obligations and certain exercise price payments.
F2: Options are fully vested. Options vest 1/8 first six months after grant date and quarterly thereafter.
More from EVOLUTION PETROLEUM CORP
Interim / Quarterly Report
2026
May 13
Regulatory Filings
2026
May 12
Director's Dealing
2026
Feb 24
Regulatory Filings
2026
Feb 11
Interim / Quarterly Report
2026
Feb 11
Regulatory Filings
2026
Feb 11
Regulatory Filings
2026
Feb 10
Regulatory Filings
2026
Jan 16
Major Shareholding Notification
2026
Jan 2
Regulatory Filings
2025
Dec 9