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EVOLUTION PETROLEUM CORP Director's Dealing 2013

Nov 27, 2013

33826_dirs_2013-11-26_cf5ce20d-4766-447c-8094-fad2fb35bfb9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EVOLUTION PETROLEUM CORP (EPM)
CIK: 0001006655
Period of Report: 2013-11-22

Reporting Person: Mazzanti Daryl V (V.P. Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-22 COMMON STOCK M 200000 $1.61 Acquired 393684 Direct
2013-11-22 COMMON STOCK F 26524 $12.14 Disposed 367160 Direct
2013-11-22 COMMON STOCK M 76167 $1.61 Acquired 443327 Direct
2013-11-22 COMMON STOCK F 10101 $12.14 Disposed 433226 Direct
2013-11-22 COMMON STOCK M 119657 $2.55 Acquired 552883 Direct
2013-11-22 COMMON STOCK F 25134 $12.14 Disposed 527749 Direct
2013-11-22 COMMON STOCK M 138671 $2.19 Acquired 666420 Direct
2013-11-22 COMMON STOCK F 25016 $12.14 Disposed 641404 Direct
2013-11-22 COMMON STOCK M 50105 $4.02 Acquired 691509 Direct
2013-11-22 COMMON STOCK F 16592 $12.14 Disposed 674917 Direct
2013-11-22 COMMON STOCK S 383233 $12.20 Disposed 291684 Direct
2013-11-26 COMMON STOCK M 273833 $1.61 Acquired 565517 Direct
2013-11-26 COMMON STOCK M 30343 $1.61 Acquired 595860 Direct
2013-11-26 COMMON STOCK M 61329 $2.19 Acquired 657189 Direct
2013-11-26 COMMON STOCK M 17035 $4.02 Acquired 674224 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-22 REVOCABLE WARRANT $1.61 M 200000 Disposed 2015-06-23 Common Stock (200000) Direct
2013-11-22 STOCK OPTION (RIGHT TO BUY) $1.61 M 76167 Disposed 2015-06-23 Common Stock (76167) Direct
2013-11-22 STOCK OPTION (RIGHT TO BUY) $2.55 M 119657 Disposed 2016-05-05 Common Stock (119657) Direct
2013-11-22 STOCK OPTION (RIGHT TO BUY) $2.19 M 138671 Disposed 2017-09-07 Common Stock (138671) Direct
2013-11-22 STOCK OPTION (RIGHT TO BUY) $4.02 M 50105 Disposed 2015-08-19 Common Stock (50105) Direct
2013-11-26 STOCK OPTION (RIGHT TO BUY) $1.61 M 273833 Disposed 2015-06-23 Common Stock (273833) Direct
2013-11-26 STOCK OPTION (RIGHT TO BUY) $2.55 M 30343 Disposed 2016-05-05 Common Stock (30343) Direct
2013-11-26 STOCK OPTION (RIGHT TO BUY) $2.19 M 61329 Disposed 2017-09-07 Common Stock (61329) Direct
2013-11-26 STOCK OPTION (RIGHT TO BUY) $4.02 M 17035 Disposed 2015-08-19 Common Stock (17035) Direct

Footnotes

F1: Includes sales to satisfy payment of tax obligations and certain exercise price payments.

F2: Options are fully vested. Options vest 1/8 first six months after grant date and quarterly thereafter.