EVOLUTION MINING LIMITED — Regulatory Filings 2021

Aug 24, 2021

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	EVOLUTION MINING LIMITED
ABN	74 084 669 036

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Jacob Klein
Date of last notice	26 November 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct and Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	An interest in fully paid ordinary shares held by D Klein (“Spouse”); An interest in fully paid ordinary shares held by Roxi Pty Ltd ; An interest in fully paid ordinary shares held by Samzac Corporation Pty Ltd; An interest in fully paid ordinary shares held by Roxi Super Pty Ltd A/C>; An interest in fully paid ordinary shares held bythe Trustee of the option share trust of Evolution Mining Limited, Smart Equity Pty Ltd (“Trustee”).
Date of change	24 August 2021

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change	15,394,865	Fully Paid Ordinary Shares, (9,063,606
		held by Roxi Pty Ltd <ATF The DAK
		Trust>, 223,908 held by Roxi Super
		Pty Ltd ,
		1,376,469 held by Spouse and
		4,730,882 held by the Trustee.
	1,522,178	Performance Rights
Class
	Fully Paid Ordinary Shares
Number acquired	381,621
Number disposed	Nil
Value/Consideration	Nil
Note: If consideration is non-cash, provide details and estimated
valuation
No. of securities held after change	15,776,486	Fully Paid Ordinary Shares, (8,796,322
		held by Roxi Pty Ltd <ATF The DAK
		Trust>, 223,908 held by Roxi Super
		Pty Ltd ,
		648,905 held by Samzac Corporation
		Pty Ltd, 1,376,469 held by Spouse and
		4,730,882 held by the Trustee.
	1,026,243	Performance Rights
Nature of change	The Fully Paid Ordinary Shares have been issued
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	pursuant to the vesting of Performance Rights issued in the 2019 Financial Year.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder	N/A
(if issued securities)
Date of change	N/A
No. and class of securities to which	N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3