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EVOLUTION MINING LIMITED Major Shareholding Notification 2023

Sep 19, 2023

64885_rns_2023-09-19_969efbb3-5365-45db-a5ec-f153ecba411b.pdf

Major Shareholding Notification

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604 GUIDE page 1/1 13 March 2000

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

ToCompany Name/Scheme
Evolution MiningLimited
ToCompany Name/Scheme
Evolution MiningLimited
ToCompany Name/Scheme
Evolution MiningLimited
ACN/ARSN
084 669 036
1. Details of substantial holder (1)
Name
Van Eck Associates Corporation (and its associates referred to inparagraph 6).
ACN/ARSN (if applicable)
N/A
There was a change in the interests of the
substantial holder on 15/09/2023
The previous notice was given to the company on 21/12/2022
The previous notice was dated 20/12/2022
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last required, and when now required, togive a substantial holdingnotice to the companyor scheme, are as follows:
Previous notice Present notice
Class of securities (4) Person’s votes Voting power(5) Person’s votes Voting power(5)
Ordinaryshares 190,613,535 10.39% 220,164,356 11.98%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person’s votes
affected
VanEck
Associates
Corporation(VEAC)

See Annexure A

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered
holder of
securities
Person entitled
to be registered
as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person’s votes
VEAC State Street Bank and
Trust Company as
custodian for VanEck
Gold Miners ETF
VanEck Gold Miners
ETF (GDX)
VEAC holds its relevant
interest by having the
power to exercise, control
the exercise of, or
influence the exercise of,
the voting powers or
disposal of the securities
to which the relevant
interest relates in the
ordinary course of
investment management
business.
Ordinary shares
98,957,777
5.39%

ME_213739363_1

VEAC State Street Australia
Limited as custodian
for VanEck Gold
Miners ETF (AU)
VanEck Gold Miners
ETF (GDXAU)
Same as above. Ordinary shares
2,345,770
0.13%
VEAC State Street Bank and
Trust Company as
custodian for VanEck
Junior Gold Miners
ETF
VanEck Junior Gold
Miners ETF (GDXJ)
Same as above. Ordinary shares
83,537,785
4.55%
VEAC State Street Australia
Limited as custodian
for VanEck MSCI
Australian Sustainable
Equity ETF
VanEck MSCI
Australian
Sustainable Equity
ETF (GRNVAU)
Same as above. Ordinary shares
417,915
0.02%
VEAC State Street Bank and
Trust Company as
custodian for VanEck
Natural Resources
ETF
VanEck Natural
Resources ETF
(HAP)
Same as above. Ordinary shares
38,511
0.00%
VEAC State Street Bank and
Trust Company as
custodian for VanEck
International Investors
Gold Fund
VanEck International
Investors Gold Fund
(IIG)
Same as above. Ordinary shares
8,646,787
0.47%
VEAC CACEIS Bank,
Luxembourg Branch
as depositary for LO
Funds – World Gold
Expertise
LO Funds – World
Gold Expertise
(LODH)
Same as above. Ordinary shares
778,535
0.04%
VEAC State Street Australia
Limited as custodian
for VanEck S&P/ASX
Midcap ETF
VanEck S&P/ASX
Midcap ETF
(MVE.AU)
Same as above. Ordinary shares
1,313,873
0.07%
VEAC State Street Australia
Limited as custodian
for VanEck Australian
Resources ETF
VanEck Australian
Resources ETF
(MVR.AU)
Same as above. Ordinary shares
2,203,922
0.12%
VEAC State Street Australia
Limited as custodian
for VanEck Australian
Equal Weight ETF
VanEck Australian
Equal Weight ETF
(MVW.AU)
Same as above. Ordinary shares
6,862,358
0.37%
VEAC State Street Custodial
Services (Ireland)
Limited as depositary
for VanEck Global
Mining UCITS ETF
VanEck Global
Mining UCITS ETF
(UCTGDIG)
Same as above. Ordinary shares
1,036,876
0.06%
VEAC State Street Custodial
Services (Ireland)
Limited as depositary
for VanEck Gold
Miners UCITS ETF
VanEck Gold Miners
UCITS ETF
(UCTGDX)
Same as above. Ordinary shares
5,997,964
0.33%

ME_213739363_1

VEAC State Street Custodial
Services (Ireland)
Limited as depositary
for VanEck Junior
Gold Miners UCITS
ETF
VanEck Junior Gold
Miners UCITS ETF
(UCTGDXJ)
Same as above. Ordinary shares
7,410,491
0.40%
VEAC State Street Bank and
Trust Company as
custodian for Van Eck
VIP Global Gold Fund
VanEck VIP Global
Gold Fund (VGOLD)
Same as above. Ordinary shares
615,792
0.03%

5. Changes in association The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
VEAC 666 Third Avenue, New York, NY 10017
Van Eck Securities Corporation 666 Third Avenue, New York, NY 10017
Van Eck Absolute Return Advisers, Inc. 666 Third Avenue, New York, NY 10017
VanEck Australia PtyLtd Level 47 Suite 2, 25 Martin Place, SydneyNSW 2000
VanEck Investments Limited Level 47 Suite 2, 25 Martin Place, SydneyNSW 2000
VanEck Asset Management B.V. Barbara Strozzilaan 310, 1083 HN Amsterdam, Netherlands

Signature

print name
sign here
ASHLEY SOUSA
capacity
MANAGER
date
19/09/2023
DIRECTIONS
  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (6) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

ME_213739363_1

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown’”.

  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

ME_213739363_1

==> picture [125 x 53] intentionally omitted <==

This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
GDX 12/22/2022 B - In-Kind 34,281
GDX 01/04/2023 B - In-Kind 297,102
GDX 01/06/2023 B - In-Kind 628,540
GDX 01/09/2023 B - In-Kind 34,284
GDX 01/10/2023 S - In-Kind 57,135
GDX 01/11/2023 S - In-Kind 68,562
GDX 01/13/2023 B - In-Kind 262,821
GDX 01/17/2023 B - In-Kind 57,135
GDX 01/18/2023 S - In-Kind 91,408
GDX 01/19/2023 B - In-Kind 91,408
GDX 01/20/2023 B - In-Kind 319,928
GDX 01/23/2023 B - In-Kind 22,852
GDX 01/24/2023 B - In-Kind 34,275
GDX 01/25/2023 B - In-Kind 491,275
GDX 01/26/2023 B - In-Kind 274,200
GDX 02/01/2023 B - In-Kind 514,080
GDX 02/02/2023 B - In-Kind 79,968
GDX 02/03/2023 S - In-Kind 45,692
GDX 02/06/2023 B - In-Kind 11,423
GDX 02/07/2023 S - In-Kind 753,852
GDX 02/09/2023 S - In-Kind 593,944
GDX 02/10/2023 S - In-Kind 365,504
GDX 02/13/2023 S - In-Kind 445,458
GDX 02/14/2023 S - In-Kind 399,735
GDX 02/15/2023 S - In-Kind 171,315
GDX 02/21/2023 B - In-Kind 216,980
GDX 02/22/2023 S - In-Kind 194,123
GDX 02/27/2023 B - In-Kind 68,622
GDX 02/28/2023 B - In-Kind 80,094
GDX 03/01/2023 B - In-Kind 263,327
GDX 03/02/2023 B - In-Kind 1,007,512
GDX 03/03/2023 B - In-Kind 80,143
GDX 03/06/2023 S - In-Kind 22,900
GDX 03/07/2023 S - In-Kind 354,950
GDX 03/08/2023 S - In-Kind 664,622
GDX 03/09/2023 S - In-Kind 378,576
GDX 03/10/2023 S - In-Kind 631,015
GDX 03/14/2023 B - In-Kind 412,920
GDX 03/16/2023 B - In-Kind 332,659
GDX 03/17/2023 B - In-Kind 2,354,015
GDX 03/17/2023 B 24,112,256.65 - 9,343,033
GDX 03/20/2023 B - In-Kind 791,532
GDX 03/21/2023 S - In-Kind 1,130,490
1 of
Page
14

This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
GDX 03/22/2023 S - In-Kind 376,830
GDX 03/23/2023 B - In-Kind 37,680
GDX 03/24/2023 B - In-Kind 50,248
GDX 03/27/2023 B - In-Kind 150,732
GDX 03/28/2023 B - In-Kind 37,683
GDX 03/28/2023 B 1,558,094.83 - 531,401
GDX 03/29/2023 B - In-Kind 251,200
GDX 03/31/2023 B 1,069,707.07 - 342,615
GDX 04/03/2023 S - In-Kind 63,065
GDX 04/04/2023 B - In-Kind 353,164
GDX 04/05/2023 B - In-Kind 25,226
GDX 04/06/2023 B - In-Kind 63,070
GDX 04/12/2023 B - In-Kind 189,195
GDX 04/13/2023 S - In-Kind 151,356
GDX 04/14/2023 S - In-Kind 252,280
GDX 04/17/2023 S - In-Kind 315,350
GDX 04/18/2023 S - In-Kind 1,059,576
GDX 04/19/2023 S - In-Kind 1,299,139
GDX 04/20/2023 B - In-Kind 50,452
GDX 04/21/2023 S - In-Kind 365,777
GDX 04/24/2023 S - In-Kind 391,034
GDX 04/26/2023 S - In-Kind 416,229
GDX 04/27/2023 S - In-Kind 378,390
GDX 05/02/2023 B - In-Kind 138,732
GDX 05/03/2023 B - In-Kind 126,120
GDX 05/04/2023 B - In-Kind 88,284
GDX 05/09/2023 S - In-Kind 37,833
GDX 05/11/2023 S - In-Kind 88,270
GDX 05/12/2023 S - In-Kind 126,100
GDX 05/15/2023 B - In-Kind 113,499
GDX 05/16/2023 B - In-Kind 37,830
GDX 05/24/2023 S - In-Kind 655,824
GDX 05/25/2023 S - In-Kind 264,831
GDX 05/26/2023 S - In-Kind 365,719
GDX 05/31/2023 B - In-Kind 404,000
GDX 06/01/2023 B - In-Kind 101,152
GDX 06/02/2023 B - In-Kind 63,220
GDX 06/05/2023 S - In-Kind 88,508
GDX 06/07/2023 S - In-Kind 379,320
GDX 06/08/2023 S - In-Kind 25,290
GDX 06/12/2023 S - In-Kind 240,236
GDX 06/14/2023 S - In-Kind 745,996
GDX 06/15/2023 S - In-Kind 303,504
2 of
Page
14

This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
GDX 06/16/2023 S - In-Kind 303,552
GDX 06/16/2023 S 11,824,086.79 - 3,509,684
GDX 06/21/2023 S - In-Kind 158,574
GDX 06/22/2023 B - In-Kind 146,376
GDX 06/23/2023 B - In-Kind 48,788
GDX 06/27/2023 B - In-Kind 48,788
GDX 06/28/2023 S - In-Kind 719,623
GDX 06/29/2023 S - In-Kind 475,683
GDX 07/05/2023 B - In-Kind 121,970
GDX 07/10/2023 B - In-Kind 24,396
GDX 07/11/2023 B - In-Kind 121,970
GDX 07/12/2023 B - In-Kind 500,036
GDX 07/13/2023 S - In-Kind 231,724
GDX 07/14/2023 S - In-Kind 109,764
GDX 07/18/2023 S - In-Kind 36,585
GDX 07/19/2023 B - In-Kind 646,335
GDX 07/21/2023 S - In-Kind 97,560
GDX 07/26/2023 B - In-Kind 146,328
GDX 07/27/2023 S - In-Kind 97,552
GDX 07/28/2023 S - In-Kind 451,178
GDX 08/01/2023 B - In-Kind 97,544
GDX 08/02/2023 B - In-Kind 36,579
GDX 08/07/2023 S - In-Kind 36,576
GDX 08/11/2023 B - In-Kind 207,247
GDX 08/14/2023 B - In-Kind 97,536
GDX 08/16/2023 B - In-Kind 219,456
GDX 08/18/2023 B - In-Kind 60,960
GDX 08/22/2023 B - In-Kind 122,000
GDX 08/23/2023 B - In-Kind 793,000
GDX 08/24/2023 B - In-Kind 73,212
GDX 08/31/2023 S - In-Kind 36,630
GDX 09/05/2023 S - In-Kind 195,584
GDX 09/05/2023 B 208,125.89 - 58,586
GDX 09/06/2023 S - In-Kind 660,420
GDX 09/11/2023 B - In-Kind 73,488
GDX 09/12/2023 S - In-Kind 85,722
GDX 09/15/2023 B 3,563,946.22 - 947,195
GDXJ 01/06/2023 B - In-Kind 148,485
GDXJ 01/18/2023 B - In-Kind 59,374
GDXJ 01/31/2023 B - In-Kind 59,348
GDXJ 02/02/2023 S - In-Kind 296,770
GDXJ 02/03/2023 S - In-Kind 118,704
GDXJ 02/14/2023 S - In-Kind 415,436

Page 3 of 14

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
GDXJ 02/21/2023 S - In-Kind 29,672
GDXJ 02/22/2023 S - In-Kind 59,334
GDXJ 02/23/2023 S - In-Kind 89,004
GDXJ 02/28/2023 B - In-Kind 118,744
GDXJ 03/01/2023 B - In-Kind 593,460
GDXJ 03/02/2023 B - In-Kind 296,740
GDXJ 03/03/2023 S - In-Kind 29,676
GDXJ 03/06/2023 S - In-Kind 148,405
GDXJ 03/07/2023 S - In-Kind 178,080
GDXJ 03/08/2023 S - In-Kind 89,106
GDXJ 03/13/2023 S - In-Kind 237,656
GDXJ 03/17/2023 S 6,112,838.68 - 2,370,977
GDXJ 03/23/2023 B - In-Kind 286,230
GDXJ 03/24/2023 B - In-Kind 343,464
GDXJ 03/29/2023 B - In-Kind 515,142
GDXJ 03/30/2023 B - In-Kind 343,428
GDXJ 03/30/2023 B 2,323,296.01 - 766,228
GDXJ 03/31/2023 B 563,373.94 - 179,906
GDXJ 03/31/2023 B - In-Kind 353,784
GDXJ 04/03/2023 B 2,546,660.21 - 818,289
GDXJ 04/11/2023 B - In-Kind 29,476
GDXJ 04/12/2023 S - In-Kind 206,318
GDXJ 04/13/2023 B - In-Kind 265,257
GDXJ 04/17/2023 B - In-Kind 176,898
GDXJ 04/26/2023 B - In-Kind 58,980
GDXJ 05/08/2023 S - In-Kind 412,356
GDXJ 05/15/2023 B - In-Kind 147,305
GDXJ 05/18/2023 S - In-Kind 265,158
GDXJ 05/24/2023 S - In-Kind 235,704
GDXJ 06/02/2023 B - In-Kind 88,236
GDXJ 06/08/2023 S - In-Kind 205,877
GDXJ 06/16/2023 S 9,342,519.77 - 2,774,203
GDXJ 06/27/2023 B - In-Kind 84,498
GDXJ 07/06/2023 S - In-Kind 281,190
GDXJ 07/14/2023 B - In-Kind 337,872
GDXJ 07/19/2023 B - In-Kind 337,908
GDXJ 07/28/2023 B - In-Kind 28,159
GDXJ 08/04/2023 S - In-Kind 56,310
GDXJ 08/11/2023 S - In-Kind 56,306
GDXJ 08/15/2023 B - In-Kind 281,570
GDXJ 08/22/2023 B - In-Kind 112,668
GDXJ 08/23/2023 B - In-Kind 225,328
GDXJ 08/24/2023 B - In-Kind 281,780
4 of
Page
14

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
GDXJ 08/25/2023 B - In-Kind 338,136
GDXJ 08/29/2023 B - In-Kind 338,112
GDXJ 08/30/2023 B - In-Kind 225,400
GDXJ 09/01/2023 S - In-Kind 56,420
GDXJ 09/12/2023 B 8,016,297.61 - 2,165,344
GDXJ 09/13/2023 B 7,129,431.91 - 1,927,036
GDXJ 09/15/2023 B 65,738,572.38 - 17,460,288
HAP 12/22/2022 B - In-Kind 951
HAP 02/07/2023 S - In-Kind 952
HAP 02/21/2023 S - In-Kind 1,908
HAP 03/06/2023 S - In-Kind 955
HAP 03/17/2023 B 13,051.03 - 5,055
HAP 04/21/2023 B 524.85 - 149
HAP 05/01/2023 S - In-Kind 1,048
HAP 05/24/2023 B - In-Kind 6,318
HAP 06/16/2023 S 89,493.82 - 26,564
HAP 06/30/2023 S - In-Kind 1,800
HAP 07/05/2023 S - In-Kind 1,200
HAP 07/21/2023 S - In-Kind 600
HAP 08/01/2023 S - In-Kind 1,200
HAP 08/04/2023 B 273.25 - 74
HAP 08/17/2023 B - In-Kind 2,408
HAP 09/15/2023 B 20,389.70 - 5,419
IIG 12/30/2022 B 236,029.45 - 78,800
IIG 03/20/2023 B 629,170.08 - 222,000
IIG 07/18/2023 S 264,955.98 - 70,000
IIG 07/27/2023 S 288,743.43 - 78,000
IIG 08/14/2023 B 5,280,702.57 - 1,415,515
IIG 08/15/2023 B 5,334,284.77 - 1,469,485
LODH 12/30/2022 B 13,778.37 - 4,600
LODH 01/09/2023 S 62,553.29 - 18,800
LODH 01/27/2023 S 33,255.69 - 10,300
LODH 02/03/2023 S 30,537.78 - 9,400
LODH 02/27/2023 S 23,235.36 - 8,700
LODH 03/24/2023 B 20,520.30 - 7,000
LODH 04/27/2023 S 17,094.16 - 4,900
LODH 05/23/2023 S 32,090.16 - 8,700
LODH 06/14/2023 B 637,571.93 - 190,000
LODH 07/17/2023 B 328,393.30 - 86,000
LODH 08/14/2023 B 300,189.19 - 80,467
LODH 08/15/2023 B 303,227.87 - 83,533
VGOLD 01/11/2023 B 30,188.07 - 9,200
VGOLD 01/17/2023 B 24,227.90 - 7,300
5 of
Page
14

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
VGOLD 01/25/2023 B 41,426.56 - 12,500
VGOLD 03/20/2023 B 58,099.04 - 20,500
VGOLD 03/27/2023 B 17,767.10 - 6,000
VGOLD 04/04/2023 S 23,374.65 - 7,400
VGOLD 04/12/2023 B 57,317.42 - 16,300
VGOLD 04/14/2023 B 33,679.47 - 9,300
VGOLD 06/28/2023 S 20,000.00 - 6,100
VGOLD 07/10/2023 S 12,708.91 - 3,900
VGOLD 07/12/2023 S 41,123.54 - 12,100
VGOLD 07/27/2023 S 27,393.61 - 7,400
VGOLD 08/14/2023 B 388,048.25 - 104,018
VGOLD 08/15/2023 B 391,978.65 - 107,982
VGOLD 08/18/2023 S 101,619.34 - 29,900
MVRAU 12/29/2022 S - In-Kind 10,050
MVRAU 12/30/2022 S 121,329.28 - 40,719
MVRAU 01/09/2023 B - In-Kind 9,801
MVRAU 01/17/2023 B - In-Kind 9,799
MVRAU 01/20/2023 B - In-Kind 9,799
MVRAU 01/20/2023 B - In-Kind 19,598
MVRAU 01/24/2023 B - In-Kind 9,799
MVRAU 01/27/2023 B - In-Kind 19,596
MVRAU 02/07/2023 S - In-Kind 9,797
MVRAU 02/15/2023 S - In-Kind 19,592
MVRAU 02/17/2023 B - In-Kind 9,796
MVRAU 02/23/2023 B 10,907.03 - 3,923
MVRAU 02/24/2023 B 22,036.90 - 8,161
MVRAU 02/27/2023 B 6,711.92 - 2,523
MVRAU 03/01/2023 B 6,832.30 - 2,414
MVRAU 03/06/2023 B 5,928.32 - 2,037
MVRAU 03/07/2023 B 23,508.91 - 8,162
MVRAU 03/08/2023 B 29,126.72 - 10,552
MVRAU 03/09/2023 B - In-Kind 10,014
MVRAU 03/15/2023 B - In-Kind 10,013
MVRAU 03/17/2023 B 117,675.11 - 45,608
MVRAU 03/27/2023 B - In-Kind 10,274
MVRAU 03/28/2023 B - In-Kind 10,273
MVRAU 04/03/2023 B - In-Kind 10,272
MVRAU 04/12/2023 B - In-Kind 20,542
MVRAU 04/13/2023 B - In-Kind 10,271
MVRAU 04/18/2023 B 244,225.89 - 69,182
MVRAU 04/21/2023 B - In-Kind 10,651
MVRAU 04/28/2023 B - In-Kind 10,650
MVRAU 04/28/2023 B - In-Kind 10,650

Page 6 of 14

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
MVRAU 05/01/2023 B - In-Kind 21,300
MVRAU 05/03/2023 S - In-Kind 42,600
MVRAU 05/03/2023 S - In-Kind 10,650
MVRAU 05/05/2023 B - In-Kind 21,298
MVRAU 05/09/2023 B - In-Kind 10,649
MVRAU 05/19/2023 B - In-Kind 10,648
MVRAU 05/23/2023 B - In-Kind 10,648
MVRAU 05/25/2023 S - In-Kind 21,300
MVRAU 06/14/2023 S - In-Kind 21,296
MVRAU 06/16/2023 S 35,336.85 - 10,486
MVRAU 06/19/2023 B - In-Kind 10,598
MVRAU 06/21/2023 B - In-Kind 10,598
MVRAU 06/26/2023 B - In-Kind 10,596
MVRAU 06/28/2023 B - In-Kind 10,596
MVRAU 06/30/2023 S 157,185.31 - 48,818
MVRAU 07/07/2023 B - In-Kind 61,950
MVRAU 07/07/2023 B - In-Kind 10,325
MVRAU 07/10/2023 B - In-Kind 10,325
MVRAU 07/11/2023 B - In-Kind 51,625
MVRAU 07/13/2023 B - In-Kind 10,325
MVRAU 07/18/2023 B - In-Kind 10,324
MVRAU 07/27/2023 B - In-Kind 10,323
MVRAU 07/28/2023 B - In-Kind 10,323
MVRAU 07/28/2023 S - In-Kind 51,615
MVRAU 08/04/2023 B - In-Kind 10,322
MVRAU 08/09/2023 B - In-Kind 20,644
MVRAU 08/09/2023 B 13,032.55 - 3,475
MVRAU 08/11/2023 B - In-Kind 10,338
MVRAU 08/17/2023 B - In-Kind 10,338
MVRAU 08/25/2023 B 17,455.85 - 5,030
MVRAU 08/28/2023 S - In-Kind 10,363
MVRAU 08/30/2023 B 37,144.52 - 10,011
MVRAU 09/01/2023 B 30,930.69 - 8,520
MVRAU 09/04/2023 B 23,021.89 - 6,324
MVRAU 09/06/2023 B 17,319.58 - 4,892
MVRAU 09/12/2023 B 12,470.56 - 3,361
MVRAU 09/15/2023 B 218,557.52 - 58,127
MVEAU 12/23/2022 S - In-Kind 12,741
MVEAU 12/30/2022 S 51,458.93 - 17,270
MVEAU 02/08/2023 B - In-Kind 75,336
MVEAU 02/09/2023 S - In-Kind 50,224
MVEAU 02/10/2023 S - In-Kind 75,378
MVEAU 02/14/2023 B 3,909.79 - 1,253
7 of
Page
14

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
MVEAU 02/20/2023 B 3,689.69 - 1,281
MVEAU 02/23/2023 B - In-Kind 25,104
MVEAU 02/28/2023 B 4,676.20 - 1,719
MVEAU 03/03/2023 B 8,176.71 - 2,829
MVEAU 03/06/2023 B 5,157.09 - 1,772
MVEAU 03/10/2023 S 4,221.06 - 1,524
MVEAU 03/17/2023 S 25,349.68 - 9,826
MVEAU 03/28/2023 B 5,321.46 - 1,816
MVEAU 04/18/2023 B 96,826.16 - 27,428
MVEAU 05/12/2023 S 8,859.34 - 2,344
MVEAU 05/22/2023 B - In-Kind 25,603
MVEAU 06/16/2023 B 3,467.83 - 1,029
MVEAU 06/28/2023 B - In-Kind 25,617
MVEAU 06/30/2023 S 73,708.18 - 22,892
MVEAU 07/03/2023 S - In-Kind 25,159
MVEAU 07/04/2023 B - In-Kind 25,158
MVEAU 07/18/2023 B 5,096.36 - 1,341
MVEAU 07/21/2023 B - In-Kind 25,163
MVEAU 08/21/2023 B 6,837.66 - 2,047
MVEAU 08/24/2023 B 6,655.94 - 1,880
MVEAU 08/28/2023 B - In-Kind 25,232
MVEAU 08/29/2023 B 5,873.99 - 1,618
MVEAU 08/30/2023 S - In-Kind 25,263
MVEAU 08/31/2023 B 9,532.04 - 2,569
MVEAU 09/04/2023 B 10,142.15 - 2,786
MVEAU 09/05/2023 S 17,201.41 - 4,846
MVEAU 09/13/2023 B 11,190.59 - 3,016
MVEAU 09/15/2023 S 66,796.40 - 17,765
MVWAU 12/28/2022 B 48,086.71 - 15,921
MVWAU 12/30/2022 S 376,764.65 - 126,445
MVWAU 01/17/2023 B - In-Kind 7,090
MVWAU 02/10/2023 S - In-Kind 14,176
MVWAU 02/17/2023 B 25,053.28 - 8,668
MVWAU 02/22/2023 B 42,844.71 - 15,300
MVWAU 02/23/2023 B - In-Kind 14,222
MVWAU 02/24/2023 B 32,211.52 - 11,929
MVWAU 02/27/2023 B - In-Kind 14,244
MVWAU 03/01/2023 B 41,859.89 - 14,790
MVWAU 03/03/2023 B 48,097.78 - 16,641
MVWAU 03/08/2023 B 45,710.63 - 16,560
MVWAU 03/10/2023 S 15,798.50 - 5,704
MVWAU 03/14/2023 B - In-Kind 21,492
MVWAU 03/14/2023 B - In-Kind 7,164

Page 8 of 14

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
MVWAU 03/16/2023 B - In-Kind 14,330
MVWAU 03/17/2023 B 890,631.44 - 345,187
MVWAU 03/20/2023 B 50,737.11 - 18,584
MVWAU 03/20/2023 B - In-Kind 7,510
MVWAU 03/28/2023 B - In-Kind 15,028
MVWAU 04/05/2023 B - In-Kind 15,026
MVWAU 04/18/2023 B 345,012.94 - 97,732
MVWAU 05/02/2023 B - In-Kind 15,208
MVWAU 05/03/2023 B - In-Kind 15,208
MVWAU 05/10/2023 B 34,573.06 - 8,864
MVWAU 05/12/2023 S 33,290.58 - 8,808
MVWAU 05/31/2023 B - In-Kind 7,606
MVWAU 06/05/2023 B - In-Kind 15,210
MVWAU 06/14/2023 B - In-Kind 15,212
MVWAU 06/16/2023 S 5,381,159.01 - 1,596,827
MVWAU 06/19/2023 B - In-Kind 18,321
MVWAU 06/23/2023 B - In-Kind 6,107
MVWAU 06/26/2023 B - In-Kind 18,321
MVWAU 06/28/2023 B 59,244.81 - 17,951
MVWAU 06/30/2023 S 368,940.18 - 114,584
MVWAU 07/03/2023 B - In-Kind 30,050
MVWAU 07/13/2023 B - In-Kind 18,027
MVWAU 07/20/2023 B - In-Kind 18,024
MVWAU 07/28/2023 B - In-Kind 18,024
MVWAU 07/28/2023 B - In-Kind 18,024
MVWAU 08/04/2023 B - In-Kind 6,008
MVWAU 08/04/2023 B - In-Kind 18,024
MVWAU 08/07/2023 B - In-Kind 6,007
MVWAU 08/11/2023 B - In-Kind 12,018
MVWAU 08/15/2023 B - In-Kind 18,030
MVWAU 08/16/2023 B 37,369.16 - 10,585
MVWAU 08/18/2023 B - In-Kind 12,034
MVWAU 08/21/2023 B - In-Kind 18,060
MVWAU 08/22/2023 B 30,756.38 - 9,045
MVWAU 08/25/2023 B - In-Kind 12,056
MVWAU 08/28/2023 B - In-Kind 18,093
MVWAU 08/28/2023 B 35,953.96 - 10,042
MVWAU 08/30/2023 B 56,330.85 - 15,182
MVWAU 08/31/2023 B - In-Kind 12,096
MVWAU 09/01/2023 S - In-Kind 18,153
MVWAU 09/01/2023 B 49,038.94 - 13,508
MVWAU 09/05/2023 B - In-Kind 18,195
MVWAU 09/05/2023 B 27,700.15 - 7,802

Page 9 of 14

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
MVWAU 09/08/2023 B - In-Kind 12,142
MVWAU 09/12/2023 B 47,637.45 - 12,839
MVWAU 09/13/2023 B - In-Kind 12,156
MVWAU 09/13/2023 B - In-Kind 12,156
MVWAU 09/15/2023 B 245,039.20 - 65,170
UCTGDX 12/22/2022 S 303,269.20 - 99,957
UCTGDX 12/29/2022 S 136,590.79 - 45,231
UCTGDX 01/05/2023 B 44,783.04 - 13,994
UCTGDX 01/11/2023 B 369,985.58 - 112,452
UCTGDX 01/12/2023 B 376,443.50 - 112,702
UCTGDX 01/18/2023 B 248,861.55 - 75,181
UCTGDX 01/20/2023 B 44,262.53 - 13,494
UCTGDX 01/27/2023 S 244,644.34 - 76,217
UCTGDX 02/01/2023 S 80,323.78 - 25,340
UCTGDX 02/06/2023 S 120,460.06 - 37,296
UCTGDX 02/14/2023 S 276,767.60 - 88,712
UCTGDX 02/21/2023 S 40,440.64 - 13,994
UCTGDX 02/28/2023 B 137,171.02 - 50,428
UCTGDX 03/02/2023 B 221,481.27 - 75,330
UCTGDX 03/03/2023 S 253,946.05 - 87,875
UCTGDX 03/08/2023 S 103,795.65 - 37,609
UCTGDX 03/09/2023 B 70,221.49 - 25,627
UCTGDX 03/13/2023 B 68,992.65 - 24,639
UCTGDX 03/14/2023 B 72,052.00 - 25,640
UCTGDX 03/16/2023 B 139,347.13 - 51,228
UCTGDX 03/17/2023 B 1,450,628.79 - 562,203
UCTGDX 03/20/2023 B 78,916.19 - 27,786
UCTGDX 03/21/2023 S 137,734.41 - 47,497
UCTGDX 03/24/2023 S 152,218.29 - 51,602
UCTGDX 03/27/2023 S 43,172.73 - 14,537
UCTGDX 03/28/2023 B 446,070.85 - 152,235
UCTGDX 03/30/2023 B 84,610.92 - 27,923
UCTGDX 04/03/2023 B 217,113.74 - 69,808
UCTGDX 04/04/2023 B 452,226.53 - 140,436
UCTGDX 04/06/2023 S 115,657.82 - 34,220
UCTGDX 04/12/2023 B 439,231.62 - 124,422
UCTGDX 04/14/2023 B 53,809.17 - 14,782
UCTGDX 04/17/2023 B 97,463.43 - 27,376
UCTGDX 04/18/2023 S 242,541.23 - 68,712
UCTGDX 04/20/2023 S 144,642.80 - 41,447
UCTGDX 04/26/2023 S 50,478.28 - 14,180
UCTGDX 04/27/2023 B 53,466.27 - 14,851
UCTGDX 04/28/2023 S 147,152.36 - 41,337

Page 10 of 14

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
UCTGDX 05/05/2023 B 57,458.51 - 14,509
UCTGDX 05/09/2023 B 320,736.44 - 82,236
UCTGDX 05/10/2023 S 107,825.71 - 27,649
UCTGDX 05/11/2023 B 214,566.97 - 55,298
UCTGDX 05/16/2023 S 162,496.62 - 41,775
UCTGDX 05/23/2023 B 202,953.81 - 55,298
UCTGDX 05/26/2023 S 144,854.85 - 41,747
UCTGDX 05/30/2023 B 281,850.29 - 82,893
UCTGDX 06/07/2023 B 146,058.40 - 41,610
UCTGDX 06/08/2023 S 49,366.10 - 14,563
UCTGDX 06/13/2023 S 136,953.47 - 40,762
UCTGDX 06/15/2023 S 137,127.94 - 41,556
UCTGDX 06/16/2023 S 273,802.18 - 81,251
UCTGDX 06/16/2023 S 785,694.21 - 233,167
UCTGDX 06/21/2023 S 218,703.86 - 65,288
UCTGDX 06/22/2023 S 972,866.27 - 293,932
UCTGDX 06/23/2023 S 220,541.17 - 66,834
UCTGDX 06/26/2023 S 48,649.62 - 14,523
UCTGDX 06/30/2023 S 254,409.14 - 79,013
UCTGDX 07/06/2023 B 182,812.82 - 54,896
UCTGDX 07/13/2023 S 729,107.62 - 199,197
UCTGDX 07/14/2023 B 402,984.14 - 106,887
UCTGDX 07/17/2023 B 55,695.58 - 14,656
UCTGDX 07/18/2023 B 148,260.61 - 39,014
UCTGDX 07/19/2023 B 149,801.97 - 40,052
UCTGDX 07/21/2023 B 241,188.94 - 66,808
UCTGDX 08/16/2023 S 143,215.53 - 40,573
UCTGDX 08/23/2023 S 414,979.75 - 120,290
UCTGDX 09/06/2023 S 290,538.05 - 82,077
UCTGDX 09/15/2023 B 174,507.77 - 46,407
UCTGDXJ 01/06/2023 S 335,681.23 - 102,980
UCTGDXJ 01/09/2023 B 261,347.88 - 78,475
UCTGDXJ 01/17/2023 S 261,633.87 - 78,553
UCTGDXJ 01/18/2023 S 176,527.82 - 53,337
UCTGDXJ 01/31/2023 S 156,051.59 - 48,771
UCTGDXJ 02/06/2023 S 169,244.76 - 52,403
UCTGDXJ 02/24/2023 B 143,324.93 - 53,078
UCTGDXJ 02/28/2023 S 26,106.67 - 9,599
UCTGDXJ 03/01/2023 B 161,532.74 - 57,073
UCTGDXJ 03/03/2023 B 79,176.58 - 27,394
UCTGDXJ 03/06/2023 B 143,750.91 - 49,394
UCTGDXJ 03/17/2023 S 628,861.13 - 243,769
UCTGDXJ 03/31/2023 B 622,073.12 - 199,420

Page 11 of 14

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
UCTGDXJ 04/11/2023 S 92,503.82 - 26,357
UCTGDXJ 04/18/2023 S 441,816.50 - 125,173
UCTGDXJ 04/26/2023 S 189,415.78 - 53,212
UCTGDXJ 05/02/2023 S 34,228.28 - 9,797
UCTGDXJ 05/15/2023 S 191,086.65 - 48,504
UCTGDXJ 05/31/2023 S 53,407.54 - 15,527
UCTGDXJ 06/16/2023 S 913,428.03 - 271,074
UCTGDXJ 07/28/2023 S 617,939.00 - 167,935
UCTGDXJ 07/31/2023 S 16,322.77 - 4,412
UCTGDXJ 08/15/2023 S 877,394.41 - 244,424
UCTGDXJ 08/24/2023 S 946,745.58 - 267,469
UCTGDXJ 09/15/2023 B 7,146,711.16 - 1,900,531
GRNVAU 12/29/2022 B 2,824.01 - 935
GRNVAU 12/30/2022 S 10,899.64 - 3,658
GRNVAU 01/03/2023 B - In-Kind 5,115
GRNVAU 01/12/2023 B 444.26 - 133
GRNVAU 01/31/2023 B 1,875.41 - 586
GRNVAU 02/01/2023 B - In-Kind 5,123
GRNVAU 02/02/2023 B - In-Kind 5,123
GRNVAU 02/16/2023 B 855.46 - 288
GRNVAU 02/24/2023 B 1,317.73 - 488
GRNVAU 02/27/2023 B 1,362.07 - 512
GRNVAU 02/28/2023 S 9,257.86 - 3,404
GRNVAU 03/01/2023 B 834.93 - 295
GRNVAU 03/06/2023 B 1,411.50 - 485
GRNVAU 03/09/2023 B 1,367.41 - 499
GRNVAU 04/18/2023 B 11,286.03 - 3,197
GRNVAU 04/28/2023 B 9,531.07 - 2,677
GRNVAU 05/22/2023 B - In-Kind 10,444
GRNVAU 05/22/2023 B - In-Kind 10,444
GRNVAU 05/22/2023 B - In-Kind 5,222
GRNVAU 05/29/2023 B - In-Kind 5,223
GRNVAU 05/30/2023 B - In-Kind 5,223
GRNVAU 05/31/2023 B 120,730.24 - 35,096
GRNVAU 06/13/2023 B - In-Kind 5,813
GRNVAU 06/28/2023 B - In-Kind 5,813
GRNVAU 06/29/2023 B 4,189.73 - 1,297
GRNVAU 06/30/2023 S 19,692.44 - 6,116
GRNVAU 07/05/2023 B - In-Kind 5,728
GRNVAU 07/10/2023 B - In-Kind 5,728
GRNVAU 07/12/2023 B - In-Kind 11,454
GRNVAU 07/13/2023 B - In-Kind 11,454
GRNVAU 07/21/2023 B 2,509.20 - 695

Page 12 of 14

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
GRNVAU 08/10/2023 B - In-Kind 5,738
GRNVAU 08/10/2023 B - In-Kind 5,738
GRNVAU 08/17/2023 B 2,610.98 - 777
GRNVAU 08/22/2023 B - In-Kind 5,754
GRNVAU 08/24/2023 B 1,582.56 - 447
GRNVAU 08/30/2023 B 2,233.64 - 602
GRNVAU 08/31/2023 B 13,824.98 - 3,726
GRNVAU 09/04/2023 B 4,237.42 - 1,164
GRNVAU 09/05/2023 B - In-Kind 5,839
GRNVAU 09/06/2023 B 2,711.94 - 766
GRNVAU 09/12/2023 B 2,426.58 - 654
GRNVAU 09/15/2023 B 1,639.36 - 436
UCTGDIG 01/06/2023 B 221,365.66 - 67,890
UCTGDIG 01/10/2023 S 21,068.79 - 6,484
UCTGDIG 01/17/2023 B 21,652.66 - 6,501
UCTGDIG 01/24/2023 B 32,152.50 - 9,427
UCTGDIG 01/25/2023 B 430,112.18 - 131,885
UCTGDIG 01/27/2023 B 20,853.12 - 6,495
UCTGDIG 02/06/2023 B 19,018.81 - 5,887
UCTGDIG 02/10/2023 B 17,619.04 - 5,646
UCTGDIG 02/21/2023 B 33,785.08 - 11,688
UCTGDIG 02/22/2023 B 31,335.47 - 11,189
UCTGDIG 03/06/2023 B 18,100.91 - 6,219
UCTGDIG 03/27/2023 B 19,727.71 - 6,641
UCTGDIG 04/06/2023 B 40,743.91 - 12,052
UCTGDIG 04/18/2023 B 18,349.08 - 5,197
UCTGDIG 05/16/2023 B 35,779.59 - 9,196
UCTGDIG 06/05/2023 B 26,639.21 - 7,317
UCTGDIG 06/08/2023 B 208,633.90 - 60,829
UCTGDIG 06/16/2023 B 84,028.31 - 24,923
UCTGDIG 06/28/2023 B 50,140.33 - 15,191
UCTGDIG 07/20/2023 B 503,344.66 - 135,282
UCTGDIG 07/24/2023 B 23,998.80 - 6,665
UCTGDIG 07/28/2023 B 22,765.35 - 6,185
UCTGDIG 08/01/2023 B 23,559.56 - 6,215
UCTGDIG 08/21/2023 S 160,912.39 - 48,187
UCTGDIG 09/15/2023 S 73,520.02 - 19,562
GDXAU 12/28/2022 S 62,707.05 - 20,766
GDXAU 01/13/2023 S 204,239.22 - 62,085
GDXAU 01/18/2023 B 19,434.95 - 5,871
GDXAU 01/20/2023 B 114,234.14 - 34,824
GDXAU 01/27/2023 B 44,954.12 - 14,003
GDXAU 02/06/2023 B 22,492.74 - 6,963

Page 13 of 14

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
GDXAU 02/07/2023 S 70,800.67 - 21,787
GDXAU 02/23/2023 B 10,492.77 - 3,774
GDXAU 02/27/2023 S 14,529.98 - 5,463
GDXAU 03/07/2023 B 17,019.62 - 5,909
GDXAU 03/14/2023 B 37,196.88 - 13,236
GDXAU 03/17/2023 B 589,727.18 - 228,565
GDXAU 03/20/2023 B 43,513.15 - 15,320
GDXAU 03/21/2023 S 111,044.39 - 38,295
GDXAU 03/22/2023 S 43,039.28 - 15,318
GDXAU 03/28/2023 S 44,877.25 - 15,318
GDXAU 03/31/2023 B 35,284.49 - 11,308
GDXAU 04/05/2023 S 51,521.20 - 15,381
GDXAU 04/14/2023 S 55,988.52 - 15,383
GDXAU 04/20/2023 S 53,677.81 - 15,382
GDXAU 04/21/2023 S 216,554.73 - 61,528
GDXAU 05/03/2023 S 56,685.77 - 15,704
GDXAU 05/17/2023 S 29,777.62 - 7,837
GDXAU 05/19/2023 S 57,207.88 - 15,380
GDXAU 05/31/2023 B 24,241.68 - 7,047
GDXAU 06/01/2023 B 26,672.35 - 7,708
GDXAU 06/09/2023 S 55,378.46 - 16,100
GDXAU 06/16/2023 S 293,243.33 - 87,018
GDXAU 06/30/2023 S 149,690.32 - 46,490
GDXAU 07/06/2023 B 24,261.72 - 7,285
GDXAU 07/14/2023 B 27,467.20 - 7,285
GDXAU 07/21/2023 B 26,297.87 - 7,284
GDXAU 08/29/2023 B 18,620.32 - 5,129
GDXAU 08/30/2023 B 81,134.68 - 21,867
GDXAU 09/05/2023 S 51,834.51 - 14,602
GDXAU 09/06/2023 B 16,827.30 - 4,753
GDXAU 09/15/2023 B 54,674.16 - 14,541
In-Kind transactions result from receiving a basket of securities (including EVOLUTION MINING
LTD).

Page 14 of 14