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EVOLUTION MINING LIMITED Major Shareholding Notification 2020

Jun 24, 2020

64885_rns_2020-06-24_063114a4-bf31-4659-900e-a67dc7b66f16.pdf

Major Shareholding Notification

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604 GUIDE page 1/1 13 March 2000

Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Evolution Mining Limited

ACN/ARSN 084 669 036

1. Details of substantial holder (1)

604 GUIDE
page 1/1 13 March 2000		 604 GUIDE
page 1/1 13 March 2000		 604 GUIDE
page 1/1 13 March 2000		 604 GUIDE
page 1/1 13 March 2000		 604 GUIDE
page 1/1 13 March 2000		 604 GUIDE
page 1/1 13 March 2000		 604 GUIDE
page 1/1 13 March 2000		 604 GUIDE
page 1/1 13 March 2000		 604 GUIDE
page 1/1 13 March 2000		 604 GUIDE
page 1/1 13 March 2000
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
ToCompany Name/Scheme
Evolution Mining Limited
ACN/ARSN
084 669 036
1. Details of substantial holder (1)
Name
Van Eck Associates Corporation (and its associates referred to in paragraph 6).
ACN/ARSN (if applicable)
N/A
There was a change in the interests of the
substantial holder on
19/06/2020
The previous notice was given to the company on
16/04/2020
The previous notice was dated
15/04/2020
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4)
Previous notice
Present notice
Person’s votes
Voting power(5)
Person’s votes
Voting power(5)
Ordinaryshares
197,616,239
11.59%
179,668,711
10.54%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or
scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of
change
Person whose
relevant interest
changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person’s votes
affected
Van Eck Associates
Corporation(VEAC)
See Annexure A
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant
interest
Registered
holder of
securities
Person entitled
to be registered
as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person’s votes
VEAC
Bank of New York
Mellon as custodian
for VanEck Vectors
Gold Miners ETF
VanEck Vectors Gold
Miners ETF (GDX)
VEAC holds its relevant
interest by having the
power to exercise, control
the exercise of, or
influence the exercise of,
the voting powers or
disposal of the securities
to which the relevant
interest relates in the
ordinary course of
investment management
business.
Ordinary shares
92,801,917
5.44%		 Van Eck Associates Corporation (and its associates referred to in paragraph 6).
N/A
Date of
change		 Person whose
relevant interest
changed		 Nature of
change (6)		 Consideration
given in relation
to change (7)		 Class and
number of
securities
affected		 Person’s votes
affected
Van Eck Associates
Corporation(VEAC)
See Annexure A
after the change are as follows:
Holder of
relevant
interest		 Registered
holder of
securities		 Person entitled
to be registered
as holder (8)		 Nature of
relevant
interest (6)		 Class and
number of
securities		 Person’s votes
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Gold Miners ETF		 VanEck Vectors Gold
Miners ETF (GDX)
VEAC holds its relevant
interest by having the
power to exercise, control
the exercise of, or
influence the exercise of,
the voting powers or
disposal of the securities
to which the relevant
interest relates in the
ordinary course of
investment management
business.		 Ordinary shares
92,801,917		 5.44%

ME_172987621_1

VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Junior Gold Miners
ETF		 VanEck Vectors
Junior Gold Miners
ETF (GDXJ)		 Same as above. Ordinary shares
66,099,844		 3.88%
VEAC State Street Bank as
custodian for VanEck
Vectors MSCI
Australian Sustainable
EquityETF		 VanEck Vectors
MSCI Australian
Sustainable Equity
ETF (GRNVAU)		 Same as above. Ordinary shares
182,237		 0.01%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Natural Resources
ETF		 Bank of New York
Mellon as custodian
for VanEck Vectors
Natural Resources
ETF(HAP)		 Same as above. Ordinary shares
17,907		 0.00%
VEAC State Street Bank as
custodian for VanEck
International Investors
Gold Fund		 VanEck International
Investors Gold Fund
(IIG)		 Same as above. Ordinary shares
9,403,587		 0.55%
VEAC Credit Agricole as
custodian for LODH
Invest - The World
Gold Expertise Fund		 LODH Invest - The
World Gold Expertise
Fund (LODH)		 Same as above. Ordinary shares
1,002,185		 0.06%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
S&P/ASX Midcap ETF		 VanEck Vectors
S&P/ASX Midcap
ETF (MVE.AU)		 Same as above. Ordinary shares
890,898		 0.05%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Australian Resources
ETF		 VanEck Vectors
Australian Resources
ETF (MVR.AU)		 Same as above. Ordinary shares
613,140		 0.04%
VEAC Bank of New York
Mellon as
custodian for VanEck
Vectors Australian
Equal Weight ETF		 VanEck Vectors
Australian Equal
Weight ETF
(MVW.AU)		 Same as above. Ordinary shares
2,303,488		 0.14%
VEAC Bank of New York
Mellon as
custodian for VanEck
Vectors Global Mining
UCITS ETF		 VacEck Vectors
Global Mining UCITS
ETF (UCTGDIG)		 Same as above. Ordinary shares
18,946		 0.00%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Gold Miners UCITS
ETF		 VanEck Vectors Gold
Miners UCITS ETF
(UCTGDX)		 Same as above. Ordinary shares
2,713,360		 0.16%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Junior Gold Miners
UCITS ETF		 VanEck Vectors
Junior Gold Miners
UCITS ETF
(UCTGDXJ)		 Same as above. Ordinary shares
3,121,262		 0.18%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Natural Resources
UCITS ETF		 VanEck Vectors
Natural Resources
UCITS ETF
(UCTHAP)		 Same as above. Ordinary shares
1,248		 0.00%
VEAC State Street Bank as
custodian for Van Eck
VIP Trust – VIP Global
Gold
Van Eck VIP Trust –
VIP Global Gold
(VGOLD)		 Same as above. Ordinary shares
498,692		 0.03%

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in

ME_172987621_1

relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
VEAC 666 Third Avenue, New York, NY 10017
Van Eck Securities Corporation 666 Third Avenue, New York, NY 10017
Van Eck Absolute Return Advisers, Inc. 666 Third Avenue, New York, NY 10017
VanEck Australia PtyLtd Level 4 Aurora Place, 88 PhillipStreet, SydneyNSW 2000
VanEck Investments Limited Level 4 Aurora Place, 88 PhillipStreet, SydneyNSW 2000

Signature

print name Andrew Tilzer
capacity		 AVP
sign here
date		 24/06/2020
DIRECTIONS
er of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
d to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
paragraph 6 of the form.
f "associate" in section 9 of the Corporations Act 2001.
f "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
of a company constitute one class unless divided into separate classes.
divided by the total votes in the body corporate or scheme multiplied by 100.

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (6) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown’”.

  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

ME_172987621_1

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest		 Date of Acquisition B/S Consideration
Cash		 Consideration
Non-Cash		 Number of Securities
GDX 04/09/2020 S - In-Kind 447,922
GDX 04/15/2020 S - In-Kind 36,303
GDX 04/16/2020 S - In-Kind 24,204
GDX 04/17/2020 S - In-Kind 326,727
GDX 04/17/2020 S 51,428,516.78 - 10,853,154
GDX 04/22/2020 B - In-Kind 321,510
GDX 04/23/2020 B - In-Kind 578,718
GDX 04/24/2020 B - In-Kind 535,900
GDX 04/29/2020 B - In-Kind 910,945
GDX 05/01/2020 B - In-Kind 21,438
GDX 05/04/2020 B - In-Kind 535,950
GDX 05/06/2020 B - In-Kind 578,826
GDX 05/11/2020 B - In-Kind 535,900
GDX 05/14/2020 B - In-Kind 578,718
GDX 05/15/2020 B - In-Kind 321,510
GDX 05/18/2020 B - In-Kind 10,717
GDX 05/19/2020 B - In-Kind 321,510
GDX 05/20/2020 B - In-Kind 1,136,002
GDX 05/21/2020 B - In-Kind 21,434
GDX 05/22/2020 B - In-Kind 535,900
GDX 05/26/2020 B - In-Kind 10,718
GDX 05/27/2020 B - In-Kind 42,868
GDX 05/28/2020 B - In-Kind 600,152
GDX 05/29/2020 B - In-Kind 32,163
GDX 06/01/2020 B - In-Kind 450,282
GDX 06/10/2020 B - In-Kind 21,454
GDX 06/11/2020 B - In-Kind 590,040
GDX 06/15/2020 S - In-Kind 418,392
GDX 06/17/2020 S - In-Kind 922,866
GDX 06/19/2020 S - In-Kind 32,190
GDX 06/19/2020 B 1,128,252.97 - 214,755
GDXJ 04/16/2020 S - In-Kind 476,812
GDXJ 04/17/2020 S - In-Kind 681,120
GDXJ 04/20/2020 S - In-Kind 340,620
GDXJ 04/27/2020 S - In-Kind 272,480
GDXJ 04/29/2020 S - In-Kind 1,362,240
GDXJ 05/06/2020 S - In-Kind 952,896
GDXJ 05/11/2020 S - In-Kind 544,528
GDXJ 05/14/2020 S - In-Kind 782,782
GDXJ 05/20/2020 B - In-Kind 476,364
GDXJ 05/21/2020 B - In-Kind 476,364
GDXJ 05/22/2020 B - In-Kind 272,216
GDXJ 05/29/2020 B - In-Kind 1,361,120
1 of
Page
4

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest		 Date of Acquisition B/S Consideration
Cash		 Consideration
Non-Cash		 Number of Securities
GDXJ 06/02/2020 S - In-Kind 136,084
GDXJ 06/10/2020 S - In-Kind 238,175
GDXJ 06/11/2020 B - In-Kind 272,144
GDXJ 06/15/2020 S - In-Kind 884,598
GDXJ 06/16/2020 B - In-Kind 442,208
GDXJ 06/17/2020 S - In-Kind 646,342
GDXJ 06/19/2020 S 34,607,846.78 - 6,593,949
HAP 04/30/2020 S - In-Kind 1,376
HAP 05/14/2020 B 486.28 - 89
HAP 06/19/2020 S 7,538.97 - 1,437
IIG 04/23/2020 B 623,643.77 - 123,300
IIG 05/07/2020 B 393,104.29 - 74,100
IIG 05/11/2020 B 392,377.93 - 71,600
IIG 05/15/2020 B 411,184.09 - 72,400
IIG 05/25/2020 S 2,896,154.47 - 488,000
IIG 05/27/2020 S 1,689,072.82 - 298,000
IIG 06/11/2020 S 2,012,058.90 - 367,823
IIG 06/12/2020 S 1,138,860.23 - 208,160
IIG 06/15/2020 S 1,064,210.63 - 197,797
IIG 06/16/2020 S 557,655.98 - 102,397
IIG 06/17/2020 S 1,463,261.74 - 275,623
LODH 04/17/2020 S 134,240.45 - 28,000
LODH 04/22/2020 S 92,103.92 - 19,000
LODH 04/27/2020 S 58,073.90 - 11,100
LODH 04/30/2020 S 48,178.85 - 9,400
LODH 05/07/2020 B 46,153.95 - 8,700
LODH 05/20/2020 S 131,540.42 - 21,600
LODH 05/25/2020 S 48,664.89 - 8,200
LODH 05/27/2020 S 150,202.78 - 26,500
LODH 06/11/2020 S 236,355.64 - 43,208
LODH 06/12/2020 S 133,784.34 - 24,453
LODH 06/15/2020 S 125,011.67 - 23,235
LODH 06/16/2020 S 65,510.16 - 12,029
LODH 06/17/2020 S 647,556.09 - 121,975
LODH 06/19/2020 S 73,283.34 - 14,100
JLGOLD 04/27/2020 S - In-Kind 1,159,362
VGOLD 04/14/2020 B 62,351.09 - 12,700
VGOLD 04/15/2020 S 149,095.72 - 30,400
VGOLD 04/21/2020 B 105,168.52 - 21,200
VGOLD 04/23/2020 B 42,992.47 - 8,500
VGOLD 05/11/2020 B 60,829.54 - 11,100
VGOLD 05/15/2020 B 30,668.43 - 5,400
VGOLD 05/21/2020 B 64,119.69 - 10,700
2 of
Page
4

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest		 Date of Acquisition B/S Consideration
Cash		 Consideration
Non-Cash		 Number of Securities
VGOLD 05/22/2020 B 43,177.58 - 7,300
VGOLD 05/27/2020 S 70,283.57 - 12,400
VGOLD 05/29/2020 B 81,838.75 - 13,500
VGOLD 06/09/2020 S 69,093.96 - 12,900
VGOLD 06/11/2020 S 109,534.93 - 20,024
VGOLD 06/12/2020 S 61,998.29 - 11,332
VGOLD 06/15/2020 S 57,935.26 - 10,768
VGOLD 06/16/2020 S 30,356.11 - 5,574
VGOLD 06/17/2020 S 106,189.11 - 20,002
VGOLD 06/19/2020 S 72,243.86 - 13,900
MVRAU 05/08/2020 B - In-Kind 79,164
MVRAU 05/19/2020 B - In-Kind 26,384
MVRAU 05/19/2020 B - In-Kind 13,192
MVRAU 05/20/2020 B - In-Kind 26,384
MVRAU 05/25/2020 B - In-Kind 13,192
MVRAU 06/19/2020 S 318,554.25 - 60,677
MVEAU 04/21/2020 S 8,755.04 - 1,755
MVEAU 05/01/2020 S 11,301.29 - 2,395
MVEAU 05/18/2020 S 15,365.02 - 2,532
MVEAU 06/04/2020 S 9,214.37 - 1,617
MVEAU 06/19/2020 B 52,169.25 - 9,937
MVWAU 04/15/2020 B - In-Kind 18,580
MVWAU 04/16/2020 S 42,396.30 - 8,708
MVWAU 04/27/2020 B - In-Kind 18,555
MVWAU 04/29/2020 S 14,227.93 - 2,716
MVWAU 05/01/2020 S 21,592.78 - 4,576
MVWAU 05/18/2020 B - In-Kind 14,808
MVWAU 05/19/2020 S 40,086.57 - 6,595
MVWAU 05/20/2020 B - In-Kind 18,460
MVWAU 05/26/2020 B - In-Kind 18,460
MVWAU 06/04/2020 B - In-Kind 14,768
MVWAU 06/15/2020 S - In-Kind 11,076
MVWAU 06/19/2020 S 307,481.42 - 58,584
MVWAU 06/19/2020 S 2,758,014.00 - 525,336
UCTGDX 04/16/2020 B 249,530.26 - 51,228
UCTGDX 04/17/2020 S 1,409,665.35 - 297,487
UCTGDX 04/24/2020 B 52,592.70 - 10,151
UCTGDX 04/29/2020 B 59,443.97 - 11,342
UCTGDX 04/29/2020 B 59,473.68 - 11,342
UCTGDX 05/07/2020 B 61,042.93 - 11,344
UCTGDX 05/12/2020 B 62,398.98 - 11,343
UCTGDX 05/14/2020 B 371,615.26 - 68,058
UCTGDX 05/15/2020 B 65,002.66 - 11,342
3 of
Page
4

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest		 Date of Acquisition B/S Consideration
Cash		 Consideration
Non-Cash		 Number of Securities
UCTGDX 05/19/2020 B 206,919.46 - 34,026
UCTGDX 05/20/2020 B 276,318.75 - 45,368
UCTGDX 05/29/2020 B 138,400.07 - 22,684
UCTGDX 06/01/2020 B 71,487.79 - 11,345
UCTGDX 06/01/2020 B 285,922.59 - 45,380
UCTGDX 06/10/2020 B 120,344.66 - 22,702
UCTGDX 06/15/2020 B 305,399.34 - 56,760
UCTGDX 06/16/2020 B 61,313.06 - 11,352
UCTGDX 06/19/2020 B 16,805.04 - 3,200
UCTGDXJ 04/29/2020 S 13,153.67 - 2,512
UCTGDXJ 04/29/2020 S 149,560.11 - 28,562
UCTGDXJ 05/12/2020 S 471,046.77 - 85,662
UCTGDXJ 05/14/2020 B 935,583.36 - 171,318
UCTGDXJ 05/27/2020 B 472,007.58 - 84,120
UCTGDXJ 06/10/2020 B 1,210,089.80 - 228,296
UCTGDXJ 06/19/2020 S 1,576,815.81 - 300,436
GRNVAU 05/29/2020 B 1,114,665.80 - 182,712
GRNVAU 06/09/2020 S 2,153.05 - 411
GRNVAU 06/15/2020 S 344.22 - 64
UCTGDIG 04/29/2020 B 870.23 - 166
UCTGDIG 05/06/2020 B 12,990.56 - 2,478
UCTGDIG 06/19/2020 B 1,449.65 - 276
In-Kind transactions result from UCTGDIG receiving a basket of securities (including EVOLUTION
MINING LTD) in exchange for securities in UCTGDIG.

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