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EVOLUTION MINING LIMITED Major Shareholding Notification 2015
64885_rns_2015-08-06_4858988e-dd9a-4efc-a36f-b89b3a31b3f7.pdf
Major Shareholding Notification
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FACSIMILE TRANSMITTAL SHEET
| Date: | August 6, 2015 |
|---|---|
| To: | Company Announcements Office |
| Company: | Australian Stock Exchange Limited |
| Fax: | 011-612-9778-0999 |
| Phone: | 011-612-9338-0000 |
| Number of pages: 25 (including cover) |
|
| From: Jordan Kenney | Phone: (512) 306 - 4754 | ||
|---|---|---|---|
| Email: [email protected] | Fax: | $(512)$ 306 - 6698 |
To Whom It May Concern:
Please see the attached Form 603 - Notice of Initial Substantial Holder. Dimensional has notified the Company accordingly.
Thank you.
Jordan Kenney Compliance Analyst
The information contained in this facsimile message is confidential information intended only for the use of the individual or entity named above. If the reader of this message is not the intended recipient, you are hereby notified that any dissemination, distribution or copy of this communication or is contents is strictly prohibited. If you have received this communication in error, please immediately notify us by telephone and return original message to us via the U.S. Postal Service. Thank you,
6300 Bee Cave Rd., Bldg 1 Austin, TX 78746
Tel: (512) 396-7400 Fax: (512) 306-7611
Form 603 Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme Evolution Mining Limited | |
|---|---|
| ACN/ARSN | 084 669 036 |
| 1. Details of substantial holder (1) Name |
Dimensional Entities |
| ACN/ARSN (if applicable) | See Annexure A |
| The holder became a substantial holder on 04/08/2015 | |
| 2. Details of voting power | The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the |
substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of securities |
Person's votes (5) | Voting power $(6)$ |
|---|---|---|---|
| See Annexure B |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder and Nature of relevant interest (7) | Class and number of securities |
|
|---|---|---|
| See Annexure C |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant Interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| See Annexure D |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| See Annexure E |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
|---|---|
Not Applicable
7. Addresses
The addresses of persons named in this form are as follows:
| Name | --- --- Address |
THE REPORT FOLLOWS |
|---|---|---|
| See Annexure F ---- |
__ | |
Signature
| Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner |
|||
|---|---|---|---|
| print name | By: Valerie A. Brown | capacity | Assistant Secretary and Vice President |
| sign here | date | August 6, 2015 | |
DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(6)$
- $(7)$ Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection $(a)$ 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, $(b)$ the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
$(8)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown.""
$(9)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
This guide does not form part of the prescribed form and is included by ASIC to
assist you in completing and lodging form 603.
| Signature | This form must be signed by either a director or a secretary of the substantial holder. |
|---|---|
| Lodging period | Nil |
| Lodging Fee | Nil |
| Other forms to be completed |
Nil |
| Additional information | (a) If additional space is required to complete a question, the information may be included on a separate piece of paper annexed to the form. |
| (b) This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange. |
|
| (c) The person must give a copy of this notice: | |
| (i) within 2 business days after they become aware of the information; or |
|
| (ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if: |
|
| (A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and |
|
| the person becomes aware of the information during the bid period. (B) |
|
| Annexures | To make any annexure conform to the regulations, you must |
| 1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides |
|
| 2 show the corporation name and ACN or ARBN | |
| 3 number the pages consecutively | |
| print or type in BLOCK letters in dark blue or black ink so that the document is clearly 4 legible when photocopied |
|
| 5 identify the annexure with a mark such as A, B, C, etc | |
| 6 endorse the annexure with the words: This is annexure (mark) of (number) pages referred to in form (form number and title) |
|
| 7 sign and date the annexure | |
| The annexure must be signed by the same person(s) who signed the form. |
ANNEXURE A Evolution Mining Limited ACN 084 669 036
$\mathbf{1}$ DETAILS OF SUBSTANTIAL HOLDERS
In this Form 603, references to the "Dimensional Entities" are references to the following persons and entities and their respective associates and related bodies corporate:
| Name | DFA Australia Limited (a subsidiary of Dimensional Fund Advisors LP) ACN 065 937 671 |
|---|---|
| Name | Dimensional Fund Advisors LP |
| Name | Dimensional Fund Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Canada ULC (a subsidiary of DFA Canada LLC) |
| Name | DFA Canada LLC (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings Inc. (general partner of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings LLC (limited partner of Dimensional Fund Advisors LP) |
| Name | David Booth |
| Name | Rex Singuefield |
This is Annexure "A" referred to in Form 603: Notice of Initial Substantial Shareholder
| Date: | August 6, 2015 |
|---|---|
| Print Name: | Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner By: Valerie A. Brown |
| Signature: |
Capacity: Assistant Secretary and Vice President
ANNEXURE B Evolution Mining Limited ACN 084 669 036
$2.$ DETAILS OF VOTING POWER
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate $(2)$ had a relevant interest $(3)$ in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes $(5)$ | Voting power (6) |
|---|---|---|---|
| Ordinary fully paid shares | 49,798,259 | 49,798,259 | 5.01% |
This is Annexure "B" referred to in Form 603: Notice of Initial Substantial Shareholder
| Date: | August 6, 2015 |
|---|---|
| Print Name: | Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner By: Valerie A, Brown |
| Signature: |
Capacity: Assistant Secretary and Vice President
ANNEXURE C Evolution Mining Limited ACN 084 669 036
$3.$ DETAILS OF RELEVANT INTERESTS
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder and Nature of relevant interest (7) | Holdings (ordinary fully paid shares) |
|---|---|
| The companies and individuals comprising the Dimensional Entities (as defined above) hold the following relevant interests in ordinary fully paid shares in Evolution Mining Limited: |
|
| (a) Registered Schemes | |
| DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to these securities and /or the power to dispose of, or control the exercise of the disposal of these securities as responsible entity of the following registered managed investment schemes: |
|
| Dimensional Australian Core Equity Trust | 2,027,476 |
| Dimensional Australian Core Imputation Trust | 93,783 |
| Dimensional Australian Small Company Trust | 1,852,912 |
| Dimensional Australian Value Trust (b) Institutional Mandates |
1,976,758 |
| DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to these securities and /or the power to dispose of, or control the exercise of the disposal of these securities under the following mandates with institutional investors: |
|
| Separate Account Advised by Dimensional Fund Advisors LP | 105,775 |
| Separate Account Advised by Dimensional Fund Advisors LP | 380,921 |
| Separate Account advised by DFA Australia Ltd. | 3,419,904 |
| Separate Account advised by DFA Australia Ltd. | 323,917 |
| Separate Account advised by Dimensional Fund Advisors LP | 212,811 |
| Separate Account advised by DFA Australia Ltd. | 2,275,604 |
| Separate Account advised by DFA Australia Ltd. | 1,366,583 |
| Separate Account advised by DFA Australia Ltd. | 2,456,046 |
| Separate Account advised by DFA Australia Ltd. | 4,292,561 |
|---|---|
| Separate Account advised by DFA Australia Ltd. | 567,190 |
| Separate Account advised by DFA Australia Ltd. | 2,687,084 |
| (c) Other Dimensional Entities Funds and Mandates | |
| DFA Australia Limited has the power to dispose of, or to control the exercise of the power to dispose of, these securities under sub-advisory agreements and consulting services agreements with other members of the Dimensional Entities in relation to the following mutual funds and mandates: |
|
| Separate Account advised by Dimensional Fund Advisors LP | 163,771 |
| Old Westbury Small & Mid Cap Fund of Old Westbury Funds, Inc. | 200,585 |
| DFA International Core Equity Fund of Dimensional Funds | 24,555 |
| Separate Account advised by Dimensional Fund Advisors LP | 270,788 |
| International Core Equity Portfolio of DFA Investment Dimensions Group Inc. | 1,985,237 |
| International Social Core Equity Portfolio of DFA Investment Dimensions Group Inc. | 62,535 |
| International Vector Equity Portfolio of DFA Investment Dimensions Group Inc. | 219,516 |
| Separate Account advised by Dimensional Fund Advisors LP | 574,963 |
| International Sustainability Core 1 Portfolio of DFA Investment Dimensions Group Inc. | 21,711 |
| Global Core Equity Fund of Dimensional Funds plc | 46,231 |
| Global Small Companies Fund of Dimensional Funds plc | 63,012 |
| Global Targeted Value Fund of Dimensional Funds plc | 291,488 |
| Separate Account advised by Dimensional Fund Advisors LP | 665,850 |
| Multi-Factor Equity Fund of Dimensional Funds plc | 33,733 |
| World ex U.S. Core Equity Portfolio of DFA Investment Dimensions Group Inc. | 77,982 |
| Pacific Basin Small Companies Fund of Dimensional Funds plc | 51,854 |
| VA International Small Portfolio of DFA Investment Dimensions Group Inc. | 12,830 |
| International Small Company Fund of John Hancock Funds II | 231,969 |
| International Small Company Trust of John Hancock Variable Insurance Trust | 36,587 |
| LVIP Dimensional International Core Equity Fund, a series of Lincoln Variable Insurance Products Trust |
|
| 32,856 |
| Met/Dimensional International Small Company Portfolio, a series of the Metropolitan Series Fund, Inc. |
157,414 |
|---|---|
| Separate Account advised by Dimensional Fund Advisors LP | 2,613 |
| Separate Account advised by Dimensional Fund Advisors LP | 337,771 |
| Separate Account advised by Dimensional Fund Advisors LP | 55,328 |
| The Asia Pacific Small Company Series of The DFA Investment Trust Company | 3,808,574 |
| Separate Account advised by DFA Australia Ltd. | 283,417 |
| Separate Account advised by Dimensional Fund Advisors Ltd. | 68,263 |
| Separate Account advised by Dimensional Fund Advisors LP | 21,026 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. | 15,792,186 |
| T.A. World ex U.S. Core Equity Portfolio of DFA Investment Dimensions Group Inc. | 72,097 |
| International Core Equity Fund of Dimensional Funds ICVC | 10,724 |
| Separate Account advised by Dimensional Fund Advisors LP | 81.468 |
(d) Dimensional Fund Advisors LP and each of its subsidiaries are each deemed to have the same relevant interests in the securities as DFA Australia Limited because Dimensional Fund Advisors LP controls DFA Australia Limited;
(e) David Booth and Rex Sinquefield are deemed to have the same relevant interests in the securities as Dimensional Fund Advisors LP as they each, individually or through trusts they control, have more than 20% voting power in Dimensional Holdings Inc., the general partner of Dimensional Fund Advisors LP;
(f) Dimensional Fund Advisors LP and other members of the Dimensional Entities may also have relevant interests in the securities referred to in paragraph (c) above as investment manager or advisor to the mutual funds and mandates referred to in that paragraph.
This is Annexure "C" referred to in Form 603: Notice of Initial Substantial Shareholder
| Date: August 6, 2015 |
|
|---|---|
| ------------------------- | -- |
Dimensional Fund Advisors LP Print Name: By: Dimensional Holdings Inc., its General Partner By: Valerie A Brown
Signature:
à.
Assistant Secretary and Vice President Capacity:
$\lambda$
ANNEXURE D Evolution Mining Limited
ACN 084 669 036
DETAILS OF PRESENT REGISTERED HOLDERS $\overline{4}$
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest Dimensional Entities in respect of |
Registered Holder |
Person entitled to be registered as holder |
Holdings (ordinary fully paid shares) |
|---|---|---|---|
| Citicorp | |||
| Dimensional Australian Core Equity Trust | Nominees Pty Ltd | N/A | 2,027,476 |
| Citicorp Nominees Pty |
|||
| Dimensional Australian Core Imputation Trust | Limited | N/A | |
| 93,783 | |||
| Citicorp | |||
| Dimensional Australian Small Company Trust | Nominees Pty Ltd | N/A | 1,852,912 |
| Dimensional Australian Value Trust | Citicorp | ||
| Nominees Pty Ltd NATIONAL |
N/A | 1,976,758 | |
| Separate Account Advised by Dimensional Fund Advisors | AUSTRALIA | ||
| LP | BANK, LTD. | N/A | |
| NATIONAL | 105,775 | ||
| Separate Account Advised by Dimensional Fund Advisors | AUSTRALIA | ||
| LP | BANK, LTD. | N/A | 380.921 |
| JPMorgan | |||
| Nominees | |||
| Separate Account advised by DFA Australia Ltd. | Australia Limited | N/A | 3,419,904 |
| JPMorgan | |||
| Nominees | |||
| Separate Account advised by DFA Australia Ltd. | Australia Limited | N/A | 323,917 |
| HSBC BANK | |||
| Separate Account advised by Dimensional Fund Advisors | AUSTRALIA | ||
| LP | LIMITED | N/A | 212,811 |
| NATIONAL | |||
| AUSTRALIA | |||
| Separate Account advised by DFA Australia Ltd. | BANK, LTD. | N/A | 2,275,604 |
| NATIONAL | |||
| AUSTRALIA | |||
| Separate Account advised by DFA Australia Ltd. | BANK, LTD. HSBC BANK |
N/A | 1,366,583 |
| AUSTRALIA | |||
| Separate Account advised by DFA Australia Ltd. | LIMITED | N/A | 2,456,046 |
| HSBC BANK | |||
| AUSTRALIA | |||
| Separate Account advised by DFA Australia Ltd. | LIMITED | N/A | 4,292,561 |
| HSBC BANK | |||
| AUSTRALIA | |||
| Separate Account advised by DFA Australia Ltd. | LIMITED | N/A | 567,190 |
| JPMorgan | |||
|---|---|---|---|
| Nominees | |||
| Separate Account advised by DFA Australia Ltd. | Australia Limited | N/A | 2,687,084 |
| The Hongkong | |||
| and Shanghai | |||
| Banking | |||
| Separate Account advised by Dimensional Fund Advisors | Corporation, | ||
| LP | Australia Ltd | N/A | 163,771 |
| Old Westbury Small & Mid Cap Fund of Old Westbury | Citicorp | ||
| Funds, Inc. | Nominees Pty Ltd | N/A | |
| The Hongkong | 200,585 | ||
| and Shanghai | |||
| Banking | |||
| Corporation | |||
| DFA International Core Equity Fund of Dimensional Funds | Limited | N/A | 24,555 |
| NATIONAL | |||
| Separate Account advised by Dimensional Fund Advisors | AUSTRALIA | ||
| LP | BANK, LTD. | N/A | 270,788 |
| International Core Equity Portfolio of DFA Investment | Citicorp | ||
| Dimensions Group Inc. | Nominees Pty Ltd | N/A | 1,985,237 |
| International Social Core Equity Portfolio of DFA | Citicorp | ||
| Investment Dimensions Group Inc. | Nominees Pty Ltd | N/A | 62.535 |
| International Vector Equity Portfolio of DFA Investment | Citicorp | ||
| Dimensions Group Inc. | Nominees Pty Ltd | N/A | 219,516 |
| NATIONAL | |||
| Separate Account advised by Dimensional Fund Advisors | AUSTRALIA | ||
| LP | BANK, LTD. | N/A | 574,963 |
| International Sustainability Core 1 Portfolio of DFA | Citicorp | ||
| Investment Dimensions Group Inc. | Nominees Pty Ltd | N/A | 21,711 |
| HSBC BANK | |||
| AUSTRALIA | |||
| Global Core Equity Fund of Dimensional Funds plc | LIMITED | N/A | 46,231 |
| HSBC BANK | |||
| Global Small Companies Fund of Dimensional Funds plc | AUSTRALIA | ||
| LIMITED | N/A | 63,012 | |
| HSBC BANK | |||
| AUSTRALIA | |||
| Global Targeted Value Fund of Dimensional Funds plc | LIMITED | N/A | 291,488 |
| HSBC BANK | |||
| Separate Account advised by Dimensional Fund Advisors | AUSTRALIA | ||
| LP | LIMITED | N/A | 665,850 |
| State Street | |||
| Custodial | |||
| Multi-Factor Equity Fund of Dimensional Funds plc | Services Limited | N/A | 33,733 |
| World ex U.S. Core Equity Portfolio of DFA Investment | Citigroup Pty | ||
| Dimensions Group Inc. | Limited | N/A | |
| HSBC BANK | 77,982 | ||
| Pacific Basin Small Companies Fund of Dimensional Funds | AUSTRALIA | ||
| plc | LIMITED | N/A | 51,854 |
| VA International Small Portfolio of DFA Investment | Citicorp | ||
| Dimensions Group Inc. | Nominees Pty Ltd | N/A | |
| 12,830 |
| HSBC BANK | |||
|---|---|---|---|
| International Small Company Fund of John Hancock Funds | AUSTRALIA | ||
| $\mathbf{II}$ | LIMITED | N/A | 231,969 |
| International Small Company Trust of John Hancock | Citigroup Pty | ||
| Variable Insurance Trust | Limited | N/A | 36,587 |
| NATIONAL | |||
| LVIP Dimensional International Core Equity Fund, a series | AUSTRALIA | ||
| of Lincoln Variable Insurance Products Trust | BANK, LTD. | N/A | 32,856 |
| HSBC BANK | |||
| Met/Dimensional International Small Company Portfolio, | AUSTRALIA | ||
| a series of the Metropolitan Series Fund, Inc. | LIMITED | N/A | 157,414 |
| HSBC BANK | |||
| Separate Account advised by Dimensional Fund Advisors | AUSTRALIA | ||
| LP | LIMITED | N/A | 2,613 |
| HSBC BANK | |||
| Separate Account advised by Dimensional Fund Advisors | AUSTRALIA | ||
| LP | LIMITED | N/A | 337,771 |
| HSBC BANK | |||
| Separate Account advised by Dimensional Fund Advisors | AUSTRALIA | ||
| LP | LIMITED | N/A | 55,328 |
| The Asia Pacific Small Company Series of The DFA | Citicorp | ||
| Investment Trust Company | Nominees Pty Ltd | N/A | 3,808,574 |
| HSBC Custody | |||
| Nominees | |||
| (Australia) | |||
| Separate Account advised by DFA Australia Ltd. | Limited | N/A | 283,417 |
| NATIONAL | |||
| Separate Account advised by Dimensional Fund Advisors | AUSTRALIA | ||
| Ltd. | BANK, LTD. | N/A | 68,263 |
| HSBC BANK AUSTRALIA |
|||
| Separate Account advised by Dimensional Fund Advisors LP |
LIMITED | N/A | |
| 21,026 | |||
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. |
Citicorp | ||
| Nominees Pty Ltd | N/A | 15,792,186 | |
| T.A. World ex U.S. Core Equity Portfolio of DFA Investment | Citicorp | ||
| Dimensions Group Inc. | Nominees Pty Ltd | N/A | 72,097 |
| Citicorp | |||
| International Core Equity Fund of Dimensional Funds ICVC | Nominees Pty Ltd | N/A | 10,724 |
| The Hongkong | |||
| and Shanghai Banking |
|||
| Separate Account advised by Dimensional Fund Advisors | |||
| Corporation | |||
| LP | Limited | N/A | 81,468 |
This is Annexure "D" referred to in Form 603: Notice of Initial Substantial Shareholder
$\widetilde{\mathcal{G}}^{\mathcal{G}}_{\mathcal{M}}$
$\mathcal{F}(\cdot)$
| Date: | August 6, 2015 |
|---|---|
| Print Name: | Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner By: Valerie A. Brown |
| Signature: |
Capacity: Assistant Secretary and Vice President
ANNEXURE E Evolution Mining Limited ACN 084 669 036
i.
5. CONSIDERATION
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest Dimensional Entities in respect | Date of | Consideration (9) | Holdings | |
|---|---|---|---|---|
| of | Acquisition | Cash | Non Cash | (Ordinary Shares) |
| International Core Equity Portfolio of DFA Investment | ||||
| Dimensions Group Inc. | April 7, 2015 | \$39,369.48 | N/A | 43,806 |
| International Vector Equity Portfolio of DFA Investment | ||||
| Dimensions Group Inc. DFA International Small Cap Value Portfolio of DFA |
April 7, 2015 | 26,594.31 S. |
N/A | 29,644 |
| Investment Dimensions Group Inc. | April 8, 2015 | \$136,223.83 | N/A | 148,630 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | April 9, 2015 | \$132,058.99 | N/A | 146,957 |
| Separate Account advised by DFA Australia Ltd. | April 10, 2015 | \$13,784.39 | N/A | 15,665 |
| Separate Account advised by DFA Australia Ltd. | April 10, 2015 | \$13,770.32 | N/A | 15,649 |
| Separate Account advised by DFA Australia Ltd. | April 10, 2015 | 13,770.32 \$. |
N/A | 15,649 |
| Separate Account advised by DFA Australia Ltd. | April 10, 2015 | \$13,770.32 | N/A | 15,649 |
| Separate Account advised by DFA Australia Ltd. | April 10, 2015 | 24,117.63 S. |
N/A | 27,408 |
| Separate Account advised by DFA Australia Ltd. | April 13, 2015 | 20,678.94 S. |
N/A | 23,132 |
| Separate Account advised by DFA Australia Ltd. | April 13, 2015 | N/A | \$ (80,594.30) |
(91,067) |
| Separate Account advised by DFA Australia Ltd. | April 13, 2015 | \$16,590.00 | N/A | 18,558 |
| Separate Account advised by DFA Australia Ltd. | April 13, 2015 | \$13,831.26 | N/A | 15,472 |
| Separate Account advised by DFA Australia Ltd. | April 13, 2015 | \$15,403.71 | N/A | 17,231 |
| Separate Account advised by DFA Australia Ltd. | April 14, 2015 | \$13,890.30 | N/A | 15,629 |
| Separate Account advised by DFA Australia Ltd. | April 14, 2015 | \$13,890.30 | N/A | 15,629 |
| Separate Account advised by DFA Australia Ltd. | April 14, 2015 | \$13,890.30 | N/A | 15,629 |
| Separate Account advised by DFA Australia Ltd. | April 14, 2015 | \$17,841.69 | N/A | 20,075 |
| Dimensional Australian Core Equity Trust | April 15, 2015 | \$17,433.94 | N/A | 19,772 |
| Separate Account advised by DFA Australia Ltd. | April 15, 2015 | \$17,415.43 | N/A | 19,751 |
| Separate Account advised by DFA Australia Ltd. | April 15, 2015 | 20,971.52 \$. |
N/A | 23,784 |
| Dimensional Australian Core Equity Trust | April 16, 2015 | 32,453.18 \$. |
N/A | 35,082 |
| Separate Account Advised by Dimensional Fund Advisors LP | April 16, 2015 | \$29,516.31 | N/A | 32,222 |
| Separate Account advised by Dimensional Fund Advisors LP | April 16, 2015 | \$16,377.39 | N/A | 17,770 |
|---|---|---|---|---|
| Separate Account advised by Dimensional Fund Advisors LP | April 16, 2015 | \$25,735.07 | N/A | 27,975 |
| Separate Account advised by Dimensional Fund Advisors LP | April 16, 2015 | \$14,327.08 | N/A | 15,569 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. |
April 16, 2015 | \$22,396.93 | N/A | 24,450 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | April 17, 2015 | \$4,766.92 | N/A | 91,508 |
| International Small Company Fund of John Hancock Funds $\mathbf{I}$ |
April 20, 2015 | \$25,644.65 | N/A | 27,971 |
| Dimensional Australian Core Equity Trust | April 21, 2015 | \$38,467.26 | N/A | 43,429 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | April 21, 2015 | \$105,314.62 | N/A | 118,903 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | April 22, 2015 | \$18,276.72 | N/A | 20,188 |
| Dimensional Australian Core Equity Trust | April 23, 2015 | \$13,096.53 | N/A | 13,671 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | April 23, 2015 | \$126,251.36 | N/A | 131,794 |
| Dimensional Australian Core Equity Trust | April 24, 2015 | \$31,374.72 | N/A | 31,422 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | April 24, 2015 | \$78,834.35 | N/A | 78,956 |
| Dimensional Australian Core Equity Trust | April 27, 2015 | \$29,110.19 | N/A | 29,626 |
| Separate Account advised by Dimensional Fund Advisors LP | April 27, 2015 | $5$ 13,058.14 | N/A | 13,290 |
| Separate Account advised by Dimensional Fund Advisors LP | April 27, 2015 | \$13,058.14 | N/A | 13,290 |
| Separate Account advised by Dimensional Fund Advisors LP | April 27, 2015 | \$13,058.14 | N/A | 13,290 |
| Separate Account advised by DFA Australia Ltd. | April 27, 2015 | \$5,443.01 | N/A | 54,390 |
| Separate Account advised by DFA Australia Ltd. | April 28, 2015 | \$31,382.01 | N/A | |
| DFA International Small Cap Value Portfolio of DFA | 31,059 | |||
| Investment Dimensions Group Inc. | April 28, 2015 | 23,700.10 \$. |
N/A | 23,457 |
| Separate Account advised by Dimensional Fund Advisors LP | April 30, 2015 | \$14,246.31 | N/A | 13,921 |
| Separate Account advised by DFA Australia Ltd. | April 30, 2015 | 14,426.58 \$. |
N/A | 14,184 |
| Separate Account advised by DFA Australia Ltd. | April 30, 2015 | 19,368.69 \$. |
N/A | 19,043 |
| Separate Account advised by DFA Australia Ltd. | April 30, 2015 | $5$ 14,426.58 | N/A | 14,184 |
| Separate Account advised by DFA Australia Ltd. | April 30, 2015 | 16,898.14 \$. |
N/A | 16,614 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | April 30, 2015 | \$. 73,153.49 |
N/A | 71,926 |
| Separate Account Advised by Dimensional Fund Advisors LP | May 1, 2015 | \$. 8,247.36 |
N/A | 8,364 |
| Separate Account advised by Dimensional Fund Advisors LP | May 1, 2015 | 11,169.04 \$. |
N/A | 11,327 |
| Separate Account advised by Dimensional Fund Advisors LP | May 1, 2015 | \$11,043.34 | N/A | 11,236 |
| The Asia Pacific Small Company Series of The DFA | ||||
| Investment Trust Company | May 1, 2015 | \$37,983.10 | N/A | 38,943 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | May 4, 2015 | \$39,314.25 | N/A | 38,394 |
| Separate Account advised by Dimensional Fund Advisors LP | May 5, 2015 | \$13,551.87 | N/A | 13,099 |
|---|---|---|---|---|
| Separate Account advised by Dimensional Fund Advisors LP | May 5, 2015 | \$13,526.00 | N/A | 13,074 |
| Separate Account advised by Dimensional Fund Advisors LP | May 5, 2015 | \$13,526.00 | N/A | 13,074 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | May 5, 2015 | \$89,517.40 | N/A | 86,526 |
| Separate Account advised by DFA Australia Ltd. | May 6, 2015 | \$21,711.50 | N/A | 20,552 |
| Separate Account advised by DFA Australia Ltd. | May 7, 2015 | \$. 79,361.80 |
N/A | 70,422 |
| Separate Account advised by DFA Australia Ltd. | May 7, 2015 | \$69,219.28 | N/A | 61,422 |
| Separate Account advised by DFA Australia Ltd. | May 7, 2015 | \$23,281.58 | N/A | 20,659 |
| Separate Account advised by DFA Australia Ltd. | May 7, 2015 | \$64,148.02 | N/A | 56,922 |
| Separate Account advised by DFA Australia Ltd. | May 7, 2015 | \$64,036.45 | N/A | 56,823 |
| Separate Account advised by Dimensional Fund Advisors LP | May 8, 2015 | N/A | \$ 270,686.82 |
243,862 |
| Separate Account advised by DFA Australia Ltd. | May 8, 2015 | N/A | \$(1,471,893.93) | (1,302,561) |
| LVIP Dimensional International Core Equity Fund, a series of Lincoln Variable Insurance Products Trust |
May 11, 2015 | \$27,438.22 | N/A | 23,729 |
| International Small Company Fund of John Hancock Funds $\mathbf{II}$ |
May 12, 2015 | \$76,975.60 | N/A | 67,510 |
| Separate Account advised by DFA Australia Ltd. | May 15, 2015 | \$45,618.16 | N/A | 38,371 |
| Separate Account advised by DFA Australia Ltd. | May 15, 2015 | \$33,790.08 | N/A | 28,422 |
| Separate Account advised by DFA Australia Ltd. DFA International Small Cap Value Portfolio of DFA |
May 15, 2015 | \$54,532.30 | N/A | 45,869 |
| Investment Dimensions Group Inc. | May 18, 2015 | \$274,894.23 | N/A | 228,520 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | May 19, 2015 | \$175,809.27 | N/A | 146,455 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. |
May 20, 2015 | \$293,676.47 | N/A | 259,155 |
| Separate Account Advised by Dimensional Fund Advisors LP | May 21, 2015 | \$13,514.65 | N/A | 11,905 |
| Separate Account advised by DFA Australia Ltd. | May 21, 2015 | \$17,963.05 | N/A | 15,823 |
| Separate Account advised by Dimensional Fund Advisors LP | May 21, 2015 | \$13,474.17 | N/A | 11,905 |
| Separate Account advised by DFA Australia Ltd. | May 21, 2015 | \$. 32,919.44 |
N/A | 29,059 |
| Separate Account advised by DFA Australia Ltd. | May 21, 2015 | \$. 20,327.78 |
N/A | 17,906 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | May 21, 2015 | \$. 88,240.23 |
N/A | 77,964 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. |
May 22, 2015 | \$106,742.93 | N/A | 91,107 |
| Global Targeted Value Fund of Dimensional Funds plc | May 26, 2015 | N/A | \$ 119.16 |
146 |
| Separate Account advised by DFA Australia Ltd. | May 29, 2015 | 32,772.86 \$. |
N/A | 28,430 |
| Separate Account advised by DFA Australia Ltd. | May 29, 2015 | 13,582.93 \$. |
N/A | 11,783 |
| Separate Account advised by DFA Australia Ltd. | May 29, 2015 | \$41,999.52 | N/A | 36,434 |
|---|---|---|---|---|
| Separate Account advised by DFA Australia Ltd. | May 29, 2015 | \$13,582.93 | N/A | 11,783 |
| Separate Account advised by DFA Australia Ltd. | June 1, 2015 | $5$ 36,972.56 | N/A | 32,442 |
| Global Targeted Value Fund of Dimensional Funds plc | June 1, 2015 | \$31,621.90 | N/A | 27,748 |
| Separate Account advised by DFA Australia Ltd. | June 1, 2015 | 5 13,324.81 | N/A | 11,692 |
| Separate Account advised by DFA Australia Ltd. | June 1, 2015 | \$68,939.78 | N/A | |
| 60,492 | ||||
| Separate Account advised by DFA Australia Ltd. | June 1, 2015 | \$14,386.96 | N/A | 12,624 |
| Separate Account Advised by Dimensional Fund Advisors LP | June 2, 2015 | S. 21,332.17 |
N/A | 18,945 |
| Separate Account advised by DFA Australia Ltd. | June 2, 2015 | \$22,709.30 | N/A | 20,103 |
| Separate Account advised by DFA Australia Ltd. | June 2, 2015 | \$41,281.83 | N/A | 36,544 |
| Separate Account advised by DFA Australia Ltd. | June 2, 2015 | \$13,795.25 | N/A | 12,212 |
| Separate Account Advised by Dimensional Fund Advisors LP | June 3, 2015 | \$10,792.07 | N/A | 9,422 |
| Separate Account advised by DFA Australia Ltd. | June 3, 2015 | \$15,305.55 | N/A | 13,362 |
| Separate Account advised by DFA Australia Ltd. | June 3, 2015 | \$30,188.43 | N/A | 26,355 |
| Separate Account advised by Dimensional Fund Advisors LP | June 4, 2015 | \$13,830.39 | N/A | 12,135 |
| Separate Account advised by Dimensional Fund Advisors LP | June 4, 2015 | \$14,932.48 | N/A | 13,102 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. |
June 4, 2015 | \$162,291.79 | N/A | 143,926 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | June 5, 2015 | \$108,735.14 | N/A | 97,845 |
| Global Small Companies Fund of Dimensional Funds plc | June 8, 2015 | N/A | \$ 15,752.70 |
17,503 |
| Separate Account advised by Dimensional Fund Advisors LP | June 8, 2015 | N/A | \$ 104,803.20 |
116,448 |
| Global Targeted Value Fund of Dimensional Funds plc | June 8, 2015 | N/A | \$ 42,485.40 |
47,206 |
| International Sustainability Core 1 Portfolio of DFA Investment Dimensions Group Inc. |
June 8, 2015 | N/A | \$ 5,427.90 |
6,031 |
| Global Core Equity Fund of Dimensional Funds plc | June 8, 2015 | N/A | \$ 3,093.30 |
3,437 |
| Separate Account advised by DFA Australia Ltd. | June 8, 2015 | N/A | \$ 726,561.00 |
|
| International Vector Equity Portfolio of DFA Investment | 807,290 | |||
| Dimensions Group Inc. | June 8, 2015 | N/A | \$ 49,689.00 |
55,210 |
| International Social Core Equity Portfolio of DFA Investment Dimensions Group Inc. |
June 8, 2015 | N/A | \$. | |
| 1,275.30 | 1,417 | |||
| Dimensional Australian Value Trust | June 8, 2015 | N/A | \$ 559,962.00 |
622,180 |
| International Core Equity Portfolio of DFA Investment Dimensions Group Inc. |
June 8, 2015 | N/A | \$ 191,512.80 |
212,792 |
| Dimensional Australian Core Imputation Trust | June 8, 2015 | N/A | \$ 23,445.90 |
26,051 |
| Separate Account Advised by Dimensional Fund Advisors LP | June 8, 2015 | N/A | \$ 68,906.70 |
76,563 |
| Separate Account Advised by Dimensional Fund Advisors LP | June 8, 2015 | N/A | \$ 26,443.80 |
29,382 |
| Dimensional Australian Small Company Trust | June 8, 2015 | N/A | \$ | 463,228.20 | 514,698 |
|---|---|---|---|---|---|
| Dimensional Australian Core Equity Trust | June 8, 2015 | N/A | \$ | 494,456.40 | 549,396 |
| Separate Account advised by Dimensional Fund Advisors LP | June 8, 2015 | N/A | \$ | 40,942.80 | 45,492 |
| DFA International Core Equity Fund of Dimensional Funds | June 8, 2015 | N/A | \$ | 6,138.90 | 6,821 |
| Separate Account advised by Dimensional Fund Advisors LP | June 8, 2015 | N/A | \$ | 49,545.00 | 55,050 |
| Separate Account advised by Dimensional Fund Advisors LP | June 8, 2015 | N/A | \$ | 166,462.20 | 184,958 |
| Multi-Factor Equity Fund of Dimensional Funds plc | June 8, 2015 | N/A | \$ | 2,790.00 | 3,100 |
| Pacific Basin Small Companies Fund of Dimensional Funds plc |
June 8, 2015 | N/A | \$ | 12,963.60 | 14,404 |
| VA International Small Portfolio of DFA Investment | |||||
| Dimensions Group Inc. | June 8, 2015 | N/A | \$ | 3,207.60 | 3,564 |
| World ex U.S. Core Equity Portfolio of DFA Investment | |||||
| Dimensions Group Inc. | June 8, 2015 | N/A | \$ | 19,495.80 | 21,662 |
| Separate Account advised by DFA Australia Ltd. | June 8, 2015 | N/A | \$ | 76,767.30 | 85,297 |
| Met/Dimensional International Small Company Portfolio, a | |||||
| series of the Metropolitan Series Fund, Inc. International Small Company Fund of John Hancock Funds |
June 8, 2015 | N/A | \$ | 39,353.40 | 43,726 |
| $\mathsf{I}$ | June 8, 2015 | N/A | \$ | 57,992.40 | 64,436 |
| International Small Company Trust of John Hancock Variable Insurance Trust |
|||||
| The Asia Pacific Small Company Series of The DFA | June 8, 2015 | N/A | \$ | 9,146.70 | 10,163 |
| Investment Trust Company | June 8, 2015 | N/A | \$ | 952,143.30 | 1,057,937 |
| Separate Account advised by DFA Australia Ltd. | June 8, 2015 | N/A | \$. | 565,383.60 | 628,204 |
| Separate Account advised by DFA Australia Ltd. | June 8, 2015 | N/A | \$. | 325,394.10 | 361,549 |
| Separate Account advised by Dimensional Fund Advisors LP | June 8, 2015 | N/A | \$ | 13,832.10 | 15,369 |
| Separate Account advised by Dimensional Fund Advisors LP | June 8, 2015 | N/A | \$ | 65,669.40 | 72,966 |
| Separate Account advised by Dimensional Fund Advisors LP | June 8, 2015 | N/A | \$ | 653.40 | 726 |
| Separate Account advised by Dimensional Fund Advisors LP | June 8, 2015 | N/A | \$ | 53,202.60 | 59,114 |
| Separate Account advised by Dimensional Fund Advisors LP | June 8, 2015 | N/A | \$ | 20,367.00 | 22,630 |
| T.A. World ex U.S. Core Equity Portfolio of DFA Investment | |||||
| Dimensions Group Inc. | June 8, 2015 | N/A | \$ | 18,024.30 | 20,027 |
| International Core Equity Fund of Dimensional Funds ICVC | June 8, 2015 | N/A | \$ | 2,681.10 | 2,979 |
| Separate Account advised by Dimensional Fund Advisors LP DFA International Small Cap Value Portfolio of DFA |
June 8, 2015 | N/A | \$ | 5,256.00 | 5,840 |
| Investment Dimensions Group Inc. | June 8, 2015 | N/A | \$. | 2,958,323.40 | 3,287,026 |
| Separate Account advised by DFA Australia Ltd. | June 8, 2015 | N/A | \$. | 671,770.80 | 746,412 |
| Separate Account advised by DFA Australia Ltd. | June 8, 2015 | N/A | \$ | 70,854.30 | 78,727 |
| Separate Account advised by DFA Australia Ltd. | June 8, 2015 | N/A | \$ | 125,537.40 | 139,486 |
| Separate Account advised by Dimensional Fund Advisors | |||||
| Ltd. | June 8, 2015 | N/A | \$. | 17,065.80 | 18,962 |
| Separate Account advised by DFA Australia Ltd. | June 8, 2015 | N/A | \$. | 889,935.30 | 988,817 |
| LVIP Dimensional International Core Equity Fund, a series of Lincoln Variable Insurance Products Trust |
June 8, 2015 | N/A | \$ | 8,214.30 | 9,127 |
| Separate Account advised by DFA Australia Ltd. | June 8, 2015 | N/A | \$ 570,638.70 |
634,043 |
|---|---|---|---|---|
| Dimensional Australian Core Equity Trust | June 9, 2015 | N/A | \$ (10, 124.20) |
(8,920) |
| Dimensional Australian Core Equity Trust | June 9, 2015 | N/A | \$ (68,035.31) |
(59, 943) |
| Dimensional Australian Value Trust | June 9, 2015 | N/A | \$ (298, 608.29) |
(263,091) |
| Separate Account advised by Dimensional Fund Advisors LP | June 9, 2015 | \$. 14,609.33 |
N/A | 12,796 |
| Separate Account advised by Dimensional Fund Advisors LP | June 9, 2015 | \$29,613.36 | N/A | 25,965 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. |
June 9, 2015 | \$119,668.05 | N/A | 104,925 |
| Separate Account advised by Dimensional Fund Advisors LP | June 10, 2015 | \$. 16,921.60 |
N/A | 14,561 |
| Separate Account advised by Dimensional Fund Advisors LP | June 10, 2015 | 13,967.05 S. |
N/A | 12,030 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. |
June 10, 2015 | \$179,160.14 | N/A | 154,313 |
| Separate Account advised by Dimensional Fund Advisors LP | June 11, 2015 | \$14,602.62 | N/A | 12,115 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. |
June 11, 2015 | \$123,961.35 | N/A | 102,844 |
| Separate Account Advised by Dimensional Fund Advisors LP | June 12, 2015 | \$5,298.74 | N/A | 45,719 |
| International Social Core Equity Portfolio of DFA Investment Dimensions Group Inc. |
June 12, 2015 | \$16,040.25 | N/A | 13,409 |
| Separate Account advised by Dimensional Fund Advisors LP | June 12, 2015 | \$23,229.13 | N/A | 19,205 |
| Global Core Equity Fund of Dimensional Funds plc | June 12, 2015 | \$. 40,953.66 |
N/A | 33,859 |
| Global Targeted Value Fund of Dimensional Funds plc | June 12, 2015 | \$. 44,681.51 |
N/A | 36,938 |
| Multi-Factor Equity Fund of Dimensional Funds plc DFA International Small Cap Value Portfolio of DFA |
June 12, 2015 | \$. 27,302.84 |
N/A | 22,573 |
| Investment Dimensions Group Inc. | June 15, 2015 | \$269,305.28 | N/A | 213,015 |
| International Core Equity Portfolio of DFA Investment Dimensions Group Inc. |
June 16, 2015 | \$322,829.78 | N/A | 256,000 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. |
June 17, 2015 | \$449,932.79 | N/A | 355,522 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. |
June 18, 2015 | \$197,603.85 | N/A | 152,972 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. |
June 19, 2015 | \$514,295.57 | N/A | 408,998 |
| International Core Equity Portfolio of DFA Investment Dimensions Group Inc. |
June 22, 2015 | \$. 72,771.07 |
N/A | 58,760 |
| Global Targeted Value Fund of Dimensional Funds plc | June 22, 2015 | 22,874.09 \$. |
N/A | 18,470 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. |
June 22, 2015 | \$157,614.50 | N/A | |
| International Core Equity Portfolio of DFA Investment | 127,268 | |||
| Dimensions Group Inc. | June 23, 2015 | \$393,263.90 | N/A | 313,795 |
| Global Targeted Value Fund of Dimensional Funds plc DFA International Small Cap Value Portfolio of DFA |
June 23, 2015 | 23,148.80 Ş. |
N/A | 18,471 |
| Investment Dimensions Group Inc. | June 23, 2015 | \$159,497.50 | N/A | 127,267 |
| International Core Equity Portfolio of DFA Investment Dimensions Group Inc. |
June 24, 2015 | \$534,179.55 | N/A | 444,730 |
| Old Westbury Small & Mid Cap Fund of Old Westbury | ||||
|---|---|---|---|---|
| Funds, Inc. | June 25, 2015 | \$96,097.42 | ||
| International Core Equity Portfolio of DFA Investment | N/A | 83,006 | ||
| Dimensions Group Inc. | ||||
| June 25, 2015 | \$170,049.29 | N/A | 145,900 | |
| Old Westbury Small & Mid Cap Fund of Old Westbury | ||||
| Funds, Inc. | June 29, 2015 | \$142,498.24 | N/A | 117,579 |
| International Social Core Equity Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | June 30, 2015 | \$52,859.83 | N/A | 44,023 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | July 1, 2015 | \$83,763.63 | N/A | 71,208 |
| Separate Account advised by Dimensional Fund Advisors LP | July 2, 2015 | \$13,937.87 | N/A | 11,881 |
| Separate Account advised by Dimensional Fund Advisors LP | July 2, 2015 | \$. 40,773.09 |
N/A | 34,585 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | July 3, 2015 | \$161,151.76 | N/A | 139,972 |
| Separate Account advised by DFA Australia Ltd. | July 6, 2015 | \$121,262.87 | N/A | 100,727 |
| Separate Account advised by DFA Australia Ltd. | July 6, 2015 | \$130,675.98 | N/A | 108,546 |
| Separate Account advised by DFA Australia Ltd. | July 7, 2015 | \$157,375.33 | N/A | 127,741 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | July 7, 2015 | \$35,991.22 | N/A | 29,215 |
| Separate Account advised by Dimensional Fund Advisors LP | July 8, 2015 | \$13,856.95 | N/A | 11,551 |
| Separate Account advised by DFA Australia Ltd. | July 8, 2015 | \$183,666.51 | N/A | 152,842 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | July 8, 2015 | \$67,662.72 | N/A | 56,309 |
| Separate Account advised by Dimensional Fund Advisors LP | July 9, 2015 | \$14,030.20 | N/A | 11,771 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | July 9, 2015 | \$272,488.93 | N/A | 228,535 |
| Separate Account advised by Dimensional Fund Advisors LP | July 10, 2015 | \$14,249.76 | N/A | 12,035 |
| Separate Account advised by DFA Australia Ltd. | July 10, 2015 | \$70,096.50 | N/A | 59,325 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | July 10, 2015 | \$106,920.94 | N/A | 90,494 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | July 13, 2015 | \$131,156.98 | N/A | |
| 112,473 | ||||
| Separate Account advised by DFA Australia Ltd. | July 14, 2015 | \$45,179.80 | ||
| DFA International Small Cap Value Portfolio of DFA | N/A | 39,491 | ||
| Investment Dimensions Group Inc. | ||||
| July 14, 2015 | \$102,252.91 | N/A | 89,381 | |
| Separate Account advised by Dimensional Fund Advisors LP | July 15, 2015 | 14,250.54 \$. |
N/A | 12,473 |
| International Vector Equity Portfolio of DFA Investment | ||||
| Dimensions Group Inc. | July 15, 2015 | 23,717.39 Ş |
N/A | 20,759 |
| Global Targeted Value Fund of Dimensional Funds pic | July 15, 2015 | 22,806.65 \$. |
N/A | 19,920 |
| Separate Account advised by Dimensional Fund Advisors LP | July 15, 2015 | \$. 32,536.43 |
N/A | 28,478 |
| Separate Account advised by DFA Australia Ltd. | July 15, 2015 | \$ 20,185.47 |
N/A | 17,667 |
| Separate Account advised by DFA Australia Ltd. | July 15, 2015 | \$ 58,498.68 |
N/A | 51,200 |
| Separate Account Advised by Dimensional Fund Advisors LP | July 16, 2015 | \$ 4,687.56 |
N/A | 4,163 |
| Separate Account advised by Dimensional Fund Advisors LP | July 16, 2015 | $5$ 21,194.11 | N/A | 18,789 |
| DFA International Small Cap Value Portfolio of DFA | ||||
|---|---|---|---|---|
| Investment Dimensions Group Inc. | July 16, 2015 | \$159,646.68 | N/A | 141,530 |
| Separate Account advised by DFA Australia Ltd. | July 17, 2015 | \$209,046.46 | N/A | 183,866 |
| Separate Account Advised by Dimensional Fund Advisors LP | July 28, 2015 | \$28,169.39 | N/A | 27,045 |
| Separate Account advised by Dimensional Fund Advisors LP | July 28, 2015 | \$19,382.88 | N/A | 18,699 |
| Separate Account advised by DFA Australia Ltd. | July 28, 2015 | \$17,547.39 | N/A | 16,848 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | July 28, 2015 | \$658,782.54 | N/A | 632,487 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | July 29, 2015 | \$237,352.37 | N/A | 229,177 |
| Dimensional Australian Core Equity Trust | July 30, 2015 | \$7,404.96 | N/A | |
| 83,600 | ||||
| Separate Account advised by Dimensional Fund Advisors LP DFA International Small Cap Value Portfolio of DFA |
July 30, 2015 | \$. 7,536.84 |
N/A | 7,209 |
| Investment Dimensions Group Inc. | ||||
| July 30, 2015 | $5$ 45,798.33 | N/A | 43,802 | |
| Dimensional Australian Core Equity Trust | July 31, 2015 | \$35,015.15 | N/A | 34,914 |
| Separate Account advised by DFA Australia Ltd. | July 31, 2015 | 77,788.70 \$. |
N/A | 77,564 |
| Separate Account advised by DFA Australia Ltd. | July 31, 2015 | \$15,660.24 | N/A | 15,615 |
| Separate Account advised by DFA Australia Ltd. | July 31, 2015 | \$13,820.92 | N/A | 13,781 |
| Separate Account advised by DFA Australia Ltd. | August 3, 2015 | \$157,681.21 | N/A | 157,998 |
| Separate Account advised by DFA Australia Ltd. | August 3, 2015 | \$17,618.60 | N/A | 17,654 |
| Separate Account advised by DFA Australia Ltd. | August 3, 2015 | \$14,610.65 | N/A | |
| 14,640 | ||||
| Separate Account advised by Dimensional Fund Advisors LP | August 4, 2015 | \$14,830.90 | N/A | 14,070 |
| Separate Account advised by DFA Australia Ltd. | August 4, 2015 | \$7,528.63 | N/A | 83,035 |
| Separate Account advised by DFA Australia Ltd. | August 4, 2015 | \$. 14,831.43 |
N/A | 14,070 |
| Separate Account advised by DFA Australia Ltd. | August 4, 2015 | \$. 14,831.43 |
N/A | 14,070 |
| DFA International Small Cap Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | August 4, 2015 | \$111,114.72 | N/A | 105,414 |
| Dimensional Australian Core Equity Trust | August 5, 2015 | \$133,807.71 | N/A | 134,847 |
| Separate Account advised by Dimensional Fund Advisors LP | August 5, 2015 | \$ 2,061.39 |
N/A | 2,071 |
This is Annexure "E" referred to in Form 603: Notice of Initial Substantial Shareholder
| Date: | August 6, 2015 |
|---|---|
| Print Name: | Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner |
| By: Valerie A. Brown | |
| Signature: | |
| Capacity: | Assistant Secretary and Vice President | ||||
|---|---|---|---|---|---|
| ----------- | ----------------------------------------------- | -- | -- | -- | -- |
į,
ANNEXURE F Evolution Mining Limited ACN 084 669 036
$7.$ ADDRESSES
The addresses of persons named in this form are as follows:
| Name | Address | ||
|---|---|---|---|
| DFA Australia Limited | Level 43, 1 Macquarie Place, Sydney NSW 2000 | ||
| Dimensional Fund Advisors LP | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
||
| Dimensional Fund Advisors Ltd. | 20 Triton Street, London NW1 3BF, United Kingdom | ||
| DFA Canada LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
||
| Dimensional Fund Advisors Canada ULC | 1500 West Georgia Street, Suite 1520, Vancouver, British Columbia V6E 3C9, Canada |
||
| Dimensional Holdings Inc. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
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| Dimensional Holdings LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
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| David Booth | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
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| Rex Sinquefield | 1299 Ocean Avenue, Santa Monica, California, 90401, United States of America |
This is Annexure "F" referred to in Form 603: Notice of Initial Substantial Shareholder
Date: August 6, 2015
Dimensional Fund Advisors LP Print Name: By: Dimensional, Holdings Inc., its General Partner
By: Valerie A. Brown بکہ 6
Signature:
Assistant Secretary and Vice President Capacity: