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EVOLUTION MINING LIMITED Major Shareholding Notification 2015

Aug 26, 2015

64885_rns_2015-08-26_92bfe7bd-ecde-4a84-b1ac-74f90c211fe1.pdf

Major Shareholding Notification

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FACSIMILE TRANSMITTAL SHEET

Date: August 26, 2015
To: Company Announcements Office
Company: Australian Stock Exchange Limited
Fax: 011-612-9778-0999
Phone: 011-612-9338-0000
Number of pages: 25
(including cover)
Jordan Kenney
From:
(512) 306 - 4754
Phone:
[email protected]
Email:
$(512)$ 306 - 6698
Fax:

To Whom It May Concern:

Please see the attached Form 605 - Notice of Ceasing to be a Substantial Holder. Dimensional has notified the Company accordingly.

Thank you.

Jordan Kenney Compliance Analyst

The information contained in this facsimile message is confidential information intended only for the use of the individual or entity named above. If the reader of this message is not the intended recipient, you are hereby notified that any dissemination, distribution or copy of this communication or its contents is strictly prohibited. If you have received this communication in error, please immediately notify us by telephone and return original message to us via the U.S. Postal Service. Thank you.

6300 Bee Cave Rd., Bldg 1 Austin, TX 78746

Tel: (512) 396-7400 Fax: (512) 306-7611

Form 605 Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme Evolution Mining Limited
ACN/ARSN 084 669 036
1. Details of substantial holder (1)
Name Dimensional Entities
ACN/ARSN (if applicable) See Annexure A
The holder ceased to be substantial
holder on
24/08/2015
The previous notice was given to the
company on
06/08/2015
The previous notice was dated 06/08/2015
2. Changes in relevant interests
The state of the state of the state of the state of the state of the state of the state of the state of the state of the state of the state of the state of the state of the state of the state of the state of the state of t

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change $(4)$
Consideration
given in relation
to change $(5)$
Class $(6)$ and
number of
securities
affected
Person's
votes
affected
See Annexure B

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N.

4. Addresses

The addresses of persons named in this form are as follows:

.
- -
$N = 0$
1 an D
---------------------------------------
---------
$\sim$
Augus
_____
____ See
VIIPQ
CARD CARD AND ARRANGEMENT
Signature
------------------ --
Dimensional Fund Advisors LP
By: Dimensional Holdings Inc., its General Partner
print name By: Valerie A Brown capacity Assistant Secretary and Vice
President
sign here date August 26. 2015

DIRECTIONS

  • $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
  • See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(2)$
  • See the definition of "associate" in section 9 of the Corporations Act 2001. $(3)$
  • $(4)$ Include details of:
  • $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, $(b)$ the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • Details of the consideration must include any and all benefits, moneys and other, that any person from whom a $(5)$ relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • $(6)$ The voting shares of a company constitute one class unless divided into separate classes.
  • Give details, if appropriate, of the present association and any change in that association since the last substantial $(7)$ holding notice.

GUIDE

This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 605.

Signature This form must be signed by either a director or a secretary of the substantial holder.
Lodging period Nil
Lodging Fee Nil
Other forms to be
completed
Nil
Additional information If additional space is required to complete a question, the information may be
(a)
included on a separate piece of paper annexed to the form.
(b) This notice must be given to a listed company, or the responsible entity for a listed
managed investment scheme. A copy of this notice must also be given to each
relevant securities exchange.
(c) The person must give a copy of this notice:
within 2 business days after they become aware of the information; or
(i)
(ii) by 9.30 am on the next trading day of the relevant securities exchange after they
become aware of the information if:
(A) a takeover bid is made for voting shares in the company or voting interests
in the scheme; and
the person becomes aware of the information during the bid period.
(B)
Annexures To make any annexure conform to the regulations, you must
1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all
sides
2 show the corporation name and ACN or ARBN
3 number the pages consecutively
4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly
legible when photocopied
5 identify the annexure with a mark such as A, B, C, etc
6 endorse the annexure with the words:
This is annexure (mark) of (number) pages referred to in form (form number and title)
7 sign and date the annexure
The annexure must be signed by the same person(s) who signed the form.

Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.

ANNEXURE A Evolution Mining Limited ACN 084 669 036

$\mathbf{1}$ . DETAILS OF SUBSTANTIAL HOLDERS

$\infty$

In this Form 605, references to the "Dimensional Entities" are references to the following persons and entities and their respective associates and related bodies corporate:

Name DFA Australia Limited (a subsidiary of Dimensional Fund Advisors LP)
ACN 065 937 671
Name Dimensional Fund Advisors LP
Name Dimensional Fund Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP)
Name Dimensional Fund Advisors Canada ULC (a subsidiary of DFA Canada LLC)
Name DFA Canada LLC (a subsidiary of Dimensional Fund Advisors LP)
Name Dimensional Holdings Inc. (general partner of Dimensional Fund Advisors LP)
Name Dimensional Holdings LLC (limited partner of Dimensional Fund Advisors LP)
Name David Booth
Name Rex Singuefield

This is Annexure "A" referred to in Form 605: Notice of ceasing to be a substantial holder

$\mathbf{r}$

Date: August 26, 2015
Print Name: Dimensional Fund Advisors LP
By: Dimensional Holdings Inc., its General Partner
By: Valerie A. Brown
Signature:

Capacity: Assistant Secretary and Vice President

ANNEXURE B
Evolution Mining Limited
ACN 084 669 036

  1. CHANGES IN RELEVANT INTERESTS
    Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since
    the sub
Date of Change Person whose relevant interest changed Change (4)
Nature of
given in relation
Consideration
to change (5)
Class (6) and
number of
securities
affected
Person's
affected
votes
The companies and individuals comprising the Dimensional Entities (as defined
interests in ordinary fully paid shares in
above) hold the following relevant
Evolution Mining Limited:
(a) Registered Schemes
control the exercise of the disposal of these securities as responsible entity of
voting rights attached to these securities and /or the power to dispose of, or
DFA Australia Limited has the power to exercise, or control the exercise of,
the following registered managed investment schemes:
Aug 5, 2015 - Aug 6, 2015 Dimensional Australian Core Equity Trust Purchase $\mathfrak o$ 163,586.93 164,758 164,758
(b) Institutional Mandates
voting rights attached to these securities and /or the power to dispose of, or
DFA Australia Limited has the power to exercise, or control the exercise of,
control the exercise of the disposal of these securities under the following
mandates with institutional investors:
Aug 4, 2015 Separate Account advised by DFA Australia Ltd. Purchase Ş 87,528.63 83,035 83,035
Aug 4, 2015 Separate Account advised by DFA Australia Ltd. Purchase S 14,831.43 14,070 14,070
Aug 4, 2015 Separate Account advised by DFA Australia Ltd Purchase 14,831.43
Ş
14,070 14,070
(c) Other Dimensional Entities Funds and Mandates
DFA Australia Limited has the power to dispose of, or to control the exercise of
consulting services agreements with other members of the Dimensional Entities
the power to dispose of, these securities under sub-advisory agreements and
in relation to the following mutual funds and mandates:
Aug 12, 2015 - Aug 14, 2015 Separate Account advised by Dimensional Fund Advisors LP Purchase 28,582.98
Ş
27,573 27,573
2015 - Aug 25, 2015
Aug 21,
International Core Equity Portfolio of DFA Investment Dimensions
Group Inc.
Purchase 156,228.71
Ş
145,467 145,467
Aug 21, 2015 - Aug 25, 2015 International Vector Equity Portfolio of DFA Investment Dimensions
Group Inc.
Purchase 36,230.92
33,837 33,837
Aug 4, 2015 - Aug 24, 2015 Separate Account advised by Dimensional Fund Advisors LP Purchase 131,392.39
᠊ᡐ
127,830 127,830
Aug 17, 2015 Global Targeted Value Fund of Dimensional Funds plc Purchase 70,650.79
᠊ᡐ
68,782 68,782
Aug 19, 2015 DFA International Vector Equity Fund of Dimensional Funds Purchase 54,408.13
᠊ᡐ
52,902 52,902
Aug 10, 2015 International Small Company Fund of John Hancock Funds II Purchase 129,771.56
135,582 135,582
2015 - Aug 12, 2015
Aug 5,
Separate Account advised by Dimensional Fund Advisors LP Purchase 28,087.74
᠊ᠬ
26,842 26,842
Aug 4, 2015 - Aug 25, 2015 DFA International Small Cap Value Portfolio of DFA Investment
Dimensions Group Inc.
Purchase \$1,642,724.57 1,590,471 1,590,471
and each of its subsidiaries are each
Dimensional Fund Advisors LP
$\overline{d}$
Advisors LP controls DFA Australia Limited;
interests in the securities as DFA Australia
deemed to have the same relevant
Limited because Dimensional Fund
David Booth and Rex Sinquefield are deemed to have the same relevant
individually or through trusts they control, have more than 20% voting power in
interests in the securities as Dimensional Fund Advisors LP as they each,
Dimensional Holdings Inc., the general partner of Dimensional Fund Advisors
Ë,
and other members of the Dimensional
Dimensional Fund Advisors LP
$\boldsymbol{\epsilon}$
manager or advisor to the mutual funds and
Entities may also have relevant interests in the securities referred to in
paragraph (c) above as investment
mandates referred to in that paragraph.

This is Annexure "B" referred to in Form 605: Notice of ceasing to be a substantial holder

August 26, 2015 Date:

Dimensional Fund Advisors LP
By: Dimensional Holdings Inc., its General Partner
By: Valerie A. Browp Print Name:

ah

Signature:

Assistant Secretary and Vice President Capacity:

ANNEXURE C Evolution Mining Limited ACN 084 669 036

$\overline{4}$ . ADDRESSES

The addresses of persons named in this form are as follows:

Name Address
DFA Australia Limited Level 43, 1 Macquarie Place, Sydney NSW 2000
Dimensional Fund Advisors LP 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
Dimensional Fund Advisors Ltd. 20 Triton Street, London NW1 3BF, United Kingdom
DFA Canada LLC 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
Dimensional Fund Advisors Canada ULC 1500 West Georgia Street, Suite 1520, Vancouver, British
Columbia V6E 3C9, Canada
Dimensional Holdings Inc. 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
Dimensional Holdings LLC 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
David Booth 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
Rex Singuefield 1299 Ocean Avenue, Santa Monica, California, 90401,
United States of America

This is Annexure "C" referred to in Form 605: Notice of ceasing to be a substantial holder

Date: August 26, 2015

Print Name: Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner By: Valerie A. Brown

Signature:

Capacity: Assistant Secretary and Vice President