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EVOLUTION MINING LIMITED Major Shareholding Notification 2014
64885_rns_2014-02-18_8327131e-77f9-41d0-8cab-ca80f61a9e34.pdf
Major Shareholding Notification
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MinterEllison
AURORA PLACE, 88 PHILLIP STREET, SYDNEY NSW 2000, DX 117 SYDNEY
| Subject | Notice of change of interests of substantial holder | |||
|---|---|---|---|---|
| Date | 19 February 2014 | Number of pages (including this one): 7 | ||
| From | Henry Wong Email: [email protected] |
Facsimile Direct line Our Ref |
$+61299218058$ $+61299218536$ SSE:HLW:20-6818439 |
|
| Company Secretary Evolution Mining Limited |
Facsimile | $+61296962901$ | ||
| To | Company announcements office ASX |
Facsimile | 1300 135 638 | |
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Please find attached a notice of change of interests of substantial holder in relation to shares in Evolution Mining Limited from Van Eck Associates Corporation.
Regards MINTER ELLISON
If you do not receive all pages please telephone +61 2 9921 8536
IMPORTANT - The contents of this facsimile may be privileged and confidential. Any unauthorised use of the contents is expressly prohibited. If you have received the document in error, please advise us by telephone (reverse charges) immediately and then shred the document. Thank you.
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| 604 | page 2/2 | 15 July 2001 | |||
|---|---|---|---|---|---|
| Form 604 Corporations Act 2001 Section 671B |
|||||
| Notice of change of interests of substantial holder | |||||
| To Company Name/Schame | Evolution Mining Limited | ||||
| ACN/ARSN | 084 669 036 | ||||
| Details of substantial holder (1) Namo ACN/ARSN (if applicable) |
NA | Van Eck Associates Corporation (and its associates referred to in paragraph 6). | |||
| There was a change in the Interests of the substantial holder on The previous notice was given to the company on The provious notice was dated |
13/02/2014 21/05/2013 20/05/2013 |
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Contractor
2. Previous and present voting power
The total number of votes sttached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| . | Provious notice | Present notice 1.011111 |
|||
|---|---|---|---|---|---|
| Class of securities (4) | Person's votes | Voting power (5) . |
Person's votes |
Voting power (5) | |
| Ordinary shares | 50.810.829 |
-------- 7.18% ___ |
68,912,075 . |
8.31% | |
| . . |
. --- __ |
. |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in vating securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| ------- Date of change |
Parson whose relavant interesi changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of cacurities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Eck Associates See Annexure A Neo Corporation (VEAC) |
$\cdots$ | ||||
| ----- | |||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in vating securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relovant interest (6) |
Class and number of securitios |
Parson's votes |
|---|---|---|---|---|---|
| VEAC | State Street Bank as lcustodian for Van Eck Funds - International imvestors Gold Fund |
(Van Eck Funds - International linvastore Gold Fund (IIG) |
VEAC holds its relevent linterest by having the power to exercise, control the axercise of, or influence the exercise of, the voling powers or disposal of the securities lto which ine relevant. Interest relates in the ordinary course of invastment management busineas. |
Ordinary shares 9.736.424 |
1.374% |
| VEAC | Bank of Now York Mallon as custodion for Market Vectors !Trust - Junior Gold Miners ETF |
Markat Vectors Trust - Junior Gold Miners (ETF (ODXJ |
Same as above. | Ordinary shares 42,591,662 |
6.010% |
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| VEAC | Northorn Trust as custodian for Lockheed Martin Corooration Master Retirement Trust |
lLockhood Martin Uunior Gold (LM) |
Same as above. | Ordinary shares 486.160 |
0.069% |
|---|---|---|---|---|---|
| VEAC | Credit Agricole as custodian for LODH Invest - The World Gold Expertise Fund |
LODH Invest - The World Gold Expertise [Fund (LODH) |
Same as above. | Ordinary shares 2.757.801 |
0.389% |
| VEAC | JPMomen as custodian for Jackson National |
Usckson National/Van Same as above. Eck International (Fund (JLGOLD) |
Ordinary shares 1,656,600 |
0.266% | |
| VEAC | Northern Trust as custodian for Guidestone Global Natural Resources - Van Eck |
Guidestone Global Natural Resources - [Van Eck (GGOLD) |
Same as above. | Ordinary shures 989.000 |
0.140% |
| VEAC | State Stroet Bank as custodian for Van Eck IVIP Global Gold WIP Trust – VIP Gioball(VGOLD). Gold |
Ivan Eck VIP Trust – | Same as above. | Ordinary shares 000.re |
0.013% |
| VEAC | Northern Trust as l custodian for Lockhaed Martin Corporation Master Bettement Trust. |
Lockhead Martin Corporation Master Retirement Trust (LMJ) |
Same as above. | Ordinary shares 360,000 |
0.051% |
| VEAC | Bank of New York Mellon as custodian. for Market Vectors Trust, Market Vectors Australian Errengino |
Market Vectors Trust Same as above. Market Voctors Australian Emerging Pesources ETF i(MVE.AU) |
Ordinary shares 13,318 |
0.002% |
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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their essociation (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| --------------------------------------- ------- Name and applicable) |
ACN/ARSN _____ |
(il |
---------- -------- -------------------------------------- Nature of association ------- وسيروز __ --------- ---- --------------------------------------- ____ |
|
|---|---|---|---|---|
| A 600 100 100 | . | . – . -------- |
6. Addresses
The addresses of persons named in this form are as follows:
| والمستحدد Name |
Address |
|---|---|
| VEAC | 1335 Madison Avenue, New York, NY 10017 |
| Van Eck Securities Corporation | [335 Madison Avenue, New York, NY 10017 |
| [Van Eck Absolute Return Advisers, Inc. | 335 Madison Avenue, New York, NY 10017 |
Signature
| print name | Hussell Brennan |
|---|---|
Assistant VP capacity
$_{\rm data}$
18/02/2014
sign here Ohnus
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (ag. a corporation and its related corporations, or the manager and
trustes of an equity trust), the names could be included in an ann $(1)$
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L.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevent interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
l.
- The voting shares of a company constitute ane cless unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- (6) Include details of:
- any relevant agreement or other circumatances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy
of any document satting out the terms of any rolevant agreement, and a statemen $(a)$ - any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest rolates (indicating clearly the ${b}$
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was exquired has, or may,
become entitled to receive in relation to that acquisition. Dialits m $(7)$ - If the substantial holder is unable to determine the identity of the parson (og. if the relevant interest arises because of an option) write "unknown". $(e)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
$\mathcal{A}^{\mathcal{A}}$ and $\mathcal{A}^{\mathcal{A}}$ are the set of the set of the set of the set of the set of the set of the set of the set of the set of the set of the set of the set of the set of the set of the set of the set of the s
604 GUIDE page 1/1 13 March 2000
This guide does not form part of the prescribed form
and is included by ASIC to assist you in completing and
lodging form 604. GUIDE
| Signature | This form must be signed by either a director or a secretary of the substantial holder, | |||||||
|---|---|---|---|---|---|---|---|---|
| Lodging period | NIJ | |||||||
| Lodging Fee | Νı | |||||||
| Other forms to be completed |
Nil | |||||||
| Additional information | (a) | if additional epace le required to complete a question, the information may be included on a separate place of paper annoxed to the form. |
||||||
| (b) | This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange. |
|||||||
| (c) | The parson must give a copy of this notice: | |||||||
| $\langle 0 \rangle$ | within 2 business days after they become aware of the information; or | |||||||
| (ii) | information if: | by 9.30 am on the next trading day of the relevant securities exchange after they become awere of the | ||||||
| (A) | a takeover bid is made for voting shares in the company or voting interests in the scheme; and | |||||||
| (B) | the person becomes awere of the information during the bid period. | |||||||
| Annexures | 1. $\mathbf{2}$ з 4 5 Б 7 |
To make any annexure conform to the regulations, you must uso A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides show the corporation name and A.C.N or ARBN number the pages consecutively print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied identify the annexure with a mark such as A, B, C, etc. endorse the annoxure with the words: This is annexure (merk) of (number) pages referred to in form (form number and title) sign and date the ennexure. The annoxure must be signed by the same person(s) who signed the form. |
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
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| Date of | Consideration | Consideration Non- | |||
|---|---|---|---|---|---|
| Holder of relevant | Acquisition/Disposal | B/S | Cash | cash | Number of Securities |
| interest GDXJ |
10/14/2013 5 | \$ | In-Kind | 48,074 | |
| MVEAU | 10/14/2013 5 | \$ | In-Kind | 49,067 | |
| MVEAU | 10/14/2013 5 | 3 | In-Kind | 49,067 | |
| GDXJ | 10/22/2013 B | \$ | in-Kind | 48,022 | |
| GDXJ | 10/23/2013B | Ŝ | In-Kind | 336,084 | |
| GDXJ | 10/25/2013 B | \$ | In-Kind | 192,104 | |
| GDXJ | 10/28/2013 B | \$ | in-Kind | 192,084 | |
| GDXJ | 10/29/2013 B | \$ | In-Kind | 48,021 | |
| GDXJ | 10/31/2013 5 | \$ ÷ |
In-Kind | 144,060 | |
| GDXJ | $11/1/2013$ S | \$ | In-Kind | 192,080 | |
| GDXJ | 11/7/2013 8 | \$ | In-Kind | 47,986 | |
| GDXJ | 11/11/2013 B | ξ $\overline{a}$ |
In-Kind | 47,975 | |
| GDXJ | 11/15/2013 B | \$ ٠ |
In-Kind | 47,958 | |
| GDXJ | $11/18/2013$ B | τ | In-Kind | 287,784 | |
| MVEAU | 11/18/2013 S | इ | in-Kind | 24,975 | |
| GDXJ | $11/19/2013$ B | \$ | In-Kind | 47,971 | |
| GDXJ | 11/21/2013B | \$ × |
in-Kind | 191,844 | |
| GOXI | 11/22/2013B | 3 | In-Kind | 143,856 | |
| GDXJ | 11/26/2013 S | इ | in-Kind | 47,956 | |
| GDXJ | 11/27/2013 B | 5 | In-Kind | 191,836 | |
| MVEAU | 12/3/2013 B | \$ 12 |
\$ | 24 | |
| MVEAU | 12/3/2013 8 | 5 12 |
ड | $\overline{24}$ | |
| GDXJ | 12/3/20135 | \$ | In-Kind | 47,968 | |
| MVEAU | 12/3/20135 | इ $\overline{12}$ |
3 | 24 | |
| GDXJ | 12/6/201315 | Ţ | In-Kind | 47,984 | |
| MVEAU | 12/9/2013 5 | \$ | In-Kind | 8,424 | |
| GDXJ | 12/9/2013 5 | 3 | in-Kind | 239,905 | |
| GDXI | 12/10/2013 8 | Ţ | In-Kind | 95,954 | |
| GDXI | 12/11/2013 B | 5 | In-Kind | 527,747 | |
| GDXJ | 12/13/2013 8 | 3 | in-Kind | 47,966 | |
| GDXJ | 12/18/2013 B | \$ | In-Kind | 47,963 | |
| LODH | 12/19/2013 8 | \$ 124,011 |
\$ | 226,000 | |
| GGOLD | 12/19/2013 B | $\overline{s}$ 64,200 |
5 | 117,000 | |
| GDXJ | 12/19/2013 B | Ş | In-Kind | 47,958 | |
| GDXJ | 12/20/2013 5 | Ξ 868,486 |
τ | 1,523,659 | |
| MVEAU | 12/20/2013 5 | \$ 1,519 |
ॱऽ | 2,666 | |
| MVEAU | 12/20/2013 5 | $rac{s}{s}$ 1,518 |
\$ | 2,666 | |
| MVEAU | 12/28/2013 B | 205 | \$ | 354 | |
| LODH | 12/31/2013 B | ξ 136,239 |
3 | 225,000 | |
| GDXJ | 1/3/2014 B | 5 | In-Kind | 184,008 46,000 |
|
| GDXJ | 1/6/2014B | \$ | In-Kind | 209,000 | |
| JLGOLD | 1/9/2014 B | \$ 128,581 |
\$ | ||
| MVEAU | $1/9/2014$ S | ş 9. |
\$ | 14 | |
| JLGOLD | $1/10/2014$ B | 5 29,825 |
\$ | 50,000 | |
| GDXJ | $1/13/2014$ B | \$ ۰ |
In-Kind | 459,990 | |
| GDXJ | $1/14/2014$ B | $\overline{\mathsf{s}}$ $\overline{\phantom{a}}$ |
In-Kind | 91,966 | |
| GDXJ | 1/15/2014 B | \$ ٠ |
In-Kind | 91,930 551,532 |
|
| GDXJ | 1/16/2014 B | इ $\blacksquare$ |
In-Kind |
This is Annexure A of 2 pages referred to in Form 604 -Notice of change of interests of substantial holder
$\mathcal{O}(10^{-10})$ . The second constraints of the second constraints of $\mathcal{O}(10^{-10})$
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| Holder of relevant | Date of | Consideration | Consideration Non- | ||
|---|---|---|---|---|---|
| interest | Acquisition/Disposal | B/S | Cash | cash | Number of Securities |
| GDXJ | 1/17/2014 B | \$ | In-Kind | 45,956 | |
| GDXJ | 1/21/2014 B | \$ | in-Kind | 1,010,878 | |
| GDXJ | 1/22/2014B | \$ | In-Kind | 275,628 | |
| GDXI | $1/24/2014$ B | \$ | In-Kind | 918,660 | |
| GDXJ | 1/27/2014 B | \$ | In-Kind | 321,524 | |
| GDXJ | $1/28/2014$ S | \$ | In-Kind | 45,935 | |
| GDXJ | $1/30/2014$ B | \$ | In-Kind | 183,700 | |
| LMJ | 1/31/2014 B | 228,763 \$ |
-Ŝ | 360,000 | |
| GDXJ | 2/4/2014B | \$ | In-Kind | 45,935 | |
| GDXI | $2/5/2014$ B | \$ | In-Kind | 1,148,125 | |
| GDXJ | 2/6/2014 8 | \$ | In-Kind | 91,854 | |
| GDXJ | 2/7/2014 B | Ś | In-Kind | 45,929 | |
| GDXJ | 2/10/2014 B | \$ | In-Kind | 964,362 | |
| GDXJ | $2/11/2014$ B | \$ ٠ |
In-Kind | 229,560 | |
| VGOLD | 2/12/2014 B | \$ 21,985 |
\$ | 26,000 | |
| GDXJ | $2/12/2014$ B | \$ | In-Kind | 964,089 | |
| GDXJ | $2/13/2014$ 8 | \$ m |
In-Kind | 1,331,651 | |
| GDXJ | 2/14/2014 [8] | \$ | In-Kind | 1,193,790 | |
| $\sim$ $\sim$ $\sim$ . |
what the company's the company |
This Is Annexure A of 2 pages referred to in Form 604 -Notice of change of interests of substantial holder
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In-Kind transactions result from the ETF receiving a basket of securities (including Evolution Mining Ltd) in exchange for securities in the ETF.
In-Kind transactions refers to how market makers of exchange traded funds (ETF) can reconcile the differences between net asset value (NAV) and market values when shares of the ETFs are bought and sold. The market maker can arbitrage the ETF shares with the shares that make up the underlying portfolio, by creating or redeeming lots of the ETF shares. This structure causes ETFs to be treated as "In kind" transactions where investors only pay capital gains like with stocks, as opposed to other fees associated with mutual funds.