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EVOLUTION MINING LIMITED Major Shareholding Notification 2013

Mar 3, 2013

64885_rns_2013-03-03_52c494a6-d604-4260-aa97-268d391ce59d.pdf

Major Shareholding Notification

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Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder To Company Name/Scheme Evolution Mining Ltd ACN/ARSN/ABN 74 084 669 036 1. Details of substantial holder (1) Allan Gray Australia Pty Ltd (Allan Gray Australia) and its related bodies corporate as set out in Table 1 of Annexure Name A (together the Group), as investment manager for the funds or investment mandates listed at Table 2 of Annexure A ACN/ARSN (if applicable) 112 316 168 (ACN of Allan Grav Australia) 28 Feb 2013 There was a change in the interests of the substantial holder on 19 Feb 2013 The previous notice was given to the company on 19 Feb 2013 The previous notice was dated 2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
$-$
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary shares 37,213,436 5.26% 44,502,123 6.28%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant
interest changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and number of
securities affected
Person's votes
affected
Tables 2
See Annexure A.
and 3

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

---
Holder of relevant interest
Registered holder of
securities
-----
Person entitled to be
registered as holder (8)
----
Nature of relevant
interest (6)
Class and number
of securities
Person's
votes
.
Tables 2 and 4
See Annexure A.

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) f association
Nature of

.
Tables 1 and 2
See Annexure A
---------------------------------------
____

6. Addresses

The addresses of persons named in this form are as follows:

Name
$-$
Address
.
__
The Group
---
___
NSW 2000
Challis House.
- Allar.
Martin
Place
Svdnev
Level 2
stralia
. Grav
w

Signature

_
print name Simon Marais
.
Director
sign here of larais 4 March 2013
date

DIRECTIONS

  • If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related $(1)$ corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form
  • See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
  • $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  • The voting shares of a company constitute one class unless divided into separate classes. $(4)$
  • $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • $(6)$ Include details of:
  • any relevant agreement or other circumstances because of which the change in relevant interest occurred. If $(a)$ subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement, and
  • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting $(b)$ powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest $(7)$ was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) $(8)$ write "unknown".
  • $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Evolution Mining Limited

THIS IS ANNEXURE A OF 2 PAGES REFERRED TO IN THE ABOVE FORM 604

Print name
Sign here

lamı

Simon Marais

Date: 4 Mar 2013

Director

Table 1 - Related bodies corporate

The following entities are associates of Allan Gray Australia and each other by virtue of being related bodies corporate. Orbis Holdings Limited Orbis Mansfield Street Properties Ltd Orbis Investment Management (BVI) Limited (OBIVL) Orbis World Limited Orbis Investment Mariagement (DVT)
Critical Allan Gray (Holdings) Pty Limited
Allan Gray Australia Pty Limited
Orbis Client Services (Canada) Limited Orbis Investment Management Limited (OIML)
Orbis Asset Management Limited (OAML) Orbis Administration Limited Orbis Investment Research Limited Triple Blue Holdings Limited Orbis Holdings (UK) Limited Pictet Overseas Trust Corporation and Pictet Trustee Company SA Orbis Investment Management (Europe) LLP Orbis Investment Advisory (Hong Kong) Limited

Table 2 - Funds

An entity within the Group acts as investment manager for some or all of the assets in the following funds.

No Fund name Investme
nt
Manager
Ref.
Code
Registered Holder Persons entitled to be registered
holder
1 Allan Gray Australia Equity Fund (formerly
Orbis/SM Australia Equity Fund)
Allan Grav
Australia
(AGA)
SMEF Citibank N.A (Citi) as nominee of
SMEF
Citi as nominee of SMEF
2 Warakirri Endeavour Fund AGA SMWK ANZ Nominees Ltd as nominee of
SMWK
ANZ Nominees Ltd as nominee of
SMWK
3 Orbis Global Equity Fund (Aust. Registered) OIML GAPL Citi (HK) as nominee of GAPL Citi (HK) as nominee of GAPL
4 Orbis Global Equity Fund Limited OIML OGEF Citigroup Pty Ltd as nominee of
OGEF
Citigroup Pty Ltd as nominee of
OGEF
5 Orbis Optimal SA Fund Limited OIML OSAP Citigroup Pty Ltd as nominee of
OSAP
Citigroup Pty Ltd as nominee of
OSAP
6 Orbis SICAV-Global Equity Fund OIML SGPL Citigroup Pty Ltd as nominee of
SGPL
Citigroup Pty Ltd as nominee of
SGPL
7 Orbis Optimal Global Fund LP OAML OOLP Citigroup Pty Ltd as nominee of
OOLP
Citigroup Pty Ltd as nominee of
OOLP
8 Orbis Asia ex-Japan Fund OBVIL XJPL Citigroup Pty Ltd as nominee of
XJPL
Citigroup Pty Ltd as nominee of
XJFL
9 Intech Australian Shares High Alpha Trust AGA SMIA JP Morgan Nominees Australia Ltd
as nominee of SMIA
JP Morgan Nominees Australia Ltd
as nominee of SMIA
10 Construction and Building Unions
Superannuation Fund
AGA SMCB National Nominees (NAB
Custodian Services) as nominee
for SMCB
NAB Custodian Services as
nominee for SMCB
11 HESTA Superannuation Fund AGA SMHT JP Morgan Nominees Australia Ltd
as nominee of SMHT
JP Morgan Nominees Australia Ltd
as nominee of SMHT
12 Hostplus Superannuation Fund AGA SMHP JP Morgan as nominee of SMHP JP Morgan Nominees Australia Ltd
as nominee of SMHP
13 Russell Australian Opportunities Fund AGA
OAML
SMRI
IELP
SSAL as nominee of SMRI
Citigroup Pty Ltd as nominee of
SSAL as nominee of SMRI
Citigroup Pty Ltd as nominee of
14 Orbis International Equity LP IELP IELP
$\overline{15}$ Catholic Superannuation Fund AGA SMCS NAB Custodian Services NAB Custodian Services
$\overline{16}$ Orbis US Equity Fund LP OAML USLP Citigroup Pty Ltd as nominee of
USLP
Citigroup Pty Ltd as nominee of
USLP
17 Qantas Superannuation Plan AGA SMQS JP Morgan Nominees Australia Ltd
as nominee of SMQS
JP Morgan Nominees Australia Ltd
as nominee of SMOS
18 Maritime Super AGA SMMS NAB Custodían Services as
nominee for SMMS
NAB Custodian Services as
nominee for SMMS
19 Warakirri Australian Equities Pensions and
Charities Fund
AGA SMWA ANZ Nominees Ltd as nominee of
SMWA
ANZ Nominees Ltd as nominee of
SMWA
$\overline{20}$ Non-Government Schools Superannuation
Fund
AGA SMNG SSAL as nominee for SMNG SSAL as nominees for SMNG
21 Allan Gray Australia Opportunity Fund
(formerly Orbis/SM Australia Opportunity
Fund)
AGA SMSF Citi as nominee for SMSF Citi as nominee for SMSF
22 REST Superannuation Fund AGA SMRT SSAL as nominee for SMRT SSAL as nominees for SMRT

÷

Trade Date Reference Code Action No of security Consideration
20 Feb 13 to 28 Feb 13 SMCB Buy 632,388 \$838,052
20 Feb 13 to 28 Feb 13 SMCS Buy 214,405 \$282,771
20 Feb 13 to 28 Feb 13 SMEF Buy 835,990 \$1,100,541
20 Feb 13 to 28 Feb 13 SMHP Buy 400,779 \$530,831
20 Feb 13 to 28 Feb 13 SMHT Buy 501,719 \$664,526
20 Feb 13 to 28 Feb 13 SMIA Buy 117,327 \$155,613
21 Feb 13 to 28 Feb 13 SMMS Buy 110,062 \$142,871
21 Feb 13 to 28 Feb 13 SMNG Buy 233,533 \$303,125
20 Feb 13 to 28 Feb 13 SMQS Buy 232,753 \$308,612
21 Feb 13 to 28 Feb 13 SMRI Buy 52,868 \$68,629
18 Feb 13 to 22 Feb 13 SMRT Buy 3,954,127 \$5,447,898
20 Feb 13 SMWK Buy 2,736 \$3,706
Total 7,288,687 \$9,847,174

Table 3 - Change in relevant interest

All trades on market unless otherwise indicated

Table 4 - Present relevant interest

Reference Code Total no of securities
SMCB 5.282,369
SMCS 2.193,818
SMEF 9.045,762
SMHP 3,428,783
SMHT 4.295,393
SMIA 1.017,413
SMMS 1.833,600
SMNG 3,883,085
SMQS 1,902,889
smri 886,108
SMRT 10,461,031
SMWA 229,516
SMWK 42,356
Total 44,502,123

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Sigma Pharmaceuticals Limited
ACN/ARSN 088 417 403
1. Details of substantial holder (1)
Name Allan Gray Australia Pty Ltd (Allan Gray Australia) and its related bodies corporate as set out in Table 1 of Annexure
A (together the Group), as investment manager for the funds or investment mandates listed at Table 2 of Annexure A
ACN/ARSN (if applicable) 112 316 168 (ACN of Allan Gray Australia)
There was a change in the interests of the
substantial holder on
28 Feb 2013
4 Dec 2012
The previous notice was given to the company on 4 Dec 2012
The previous notice was dated

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice ------- Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary shares 105.787.656 8.98% 116,225,897 10.00%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

-----------
Date of change
____
Person whose relevant
interest changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and number of
securities affected
Person's votes
affected
See Annexure A. Tables 2
and 3

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

r of relevant interest
dolder
---------------------------------------
--------------
Registered holder of
secunties
Person entitled to be
registered as holder (8)
Nature of relevant
interest (6)
Class and number

of securities
Person's
votes
Tables 2 and 4
See Annexure A.
---------------------------------------

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)
Nature of association
1 and 2
See Annexure A. Tables 1

6. Addresses

The addresses of persons named in this form are as follows:

_________
Name
-----
----
Address
The Group NSW 2000
Challis
House.
Place
: Svdnev
Alla
Level 2
Australia
Martin
Gray
$\tilde{\phantom{a}}$
--

Signature

.
print name Simon Marais Director
sign here ON laravo 4 March 2013
date

DIRECTIONS

  • $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
  • $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
  • See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
  • $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
  • $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • $(6)$ Include details of:
  • any relevant agreement or other circumstances because of which the change in relevant interest occurred. If $(a)$ subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement, and
  • $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest $(7)$ was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • $(8)$ If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown".
  • Give details, if appropriate, of the present association and any change in that association since the last substantial holding $(9)$ notice.

Sigma Pharmaceuticals Ltd
THIS IS ANNEXURE A OF 2 PAGES REFERRED TO IN THE ABOVE FORM 604

|--|

Print name Simon Marais Director
Sign here SM
jarais
Date: 4 Mar 2013

Table 1 - Related bodies corporate

Fhe following entities are associates of Allan Gray Australia and each other by virtue of being related bodies corporate.
Orbis Holdings Limited Orbis Mansfield Street Properties Ltd
Orbis World Limited Orbis Investment Management (BVI) Limited (OBIVL)
Orbis Investment Management Limited (OIML) Orbis Investment Advisory Pty Limited
Orbis Asset Management Limited (OAML) Allan Gray (Holdings) Pty Limited
Orbis Administration Limited Allan Gray Australia Pty Limited
Orbis Investment Research Limited Orbis Client Services (Canada) Limited
Orbis Investment Advisory (Hong Kong) Limited Orbis Holdings (UK) Limited
Triple Blue Holdings Limited Orbis Investment Management (Europe) LLP
Pictet Overseas Trust Corporation and Pictet Trustee Company SA

Table 2 - Funds

An entity within the Group acts as investment manager for some or all of the assets in the following funds.

No Fund name Investment
Manager
Ref.
Code
Registered Holder Persons entitled to be registered
holder
1 Allan Gray Australia Equity Fund (formerly
Orbis/SM Australia Equity Fund)
Allan Gray
Australia
(AGA)
SMEF Citibank N.A (Citi) as nominee of
SMEF
Citi as nominee of SMEF
2 Warakirri Endeavour Fund AGA SMWK ANZ Nominees Ltd as nominee of
SMWK
ANZ Nominees Ltd as nominee of
SMWK
3 Orbis Global Equity Fund (Aust.
Registered)
OIML GAPL Citi (HK) as nominee of GAPL Citi (HK) as nominee of GAPL
4 Orbis Global Equity Fund Limited OIML OGEF Citigroup Pty Ltd as nominee of
OGEF
Citigroup Pty Ltd as nominee of
OGEF
5 Orbis Optimal SA Fund Limited OIML OSAP Citigroup Pty Ltd as nominee of
OSAP
Citigroup Pty Ltd as nominee of
OSAP
6 Orbis SICAV - Global Equity Fund OIML SGPL Citigroup Pty Ltd as nominee of
SGPL
Citigroup Pty Ltd as nominee of
SGPL
$\overline{7}$ Orbis Optimal Global Fund LP OAML OOLP Citigroup Pty Ltd as nominee of
OOLP
Citigroup Pty Ltd as nominee of
OOLP
8 Orbis Asia ex-Japan Fund OBVIL XJPL Citigroup Pty Ltd as nominee of
XJPL
Citigroup Pty Ltd as nominee of
XJPL
9 Intech Australian Shares High Alpha Trust AGA SMIA JP Morgan Nominees Australia Ltd
as nominee of SMIA
JP Morgan Nominees Australia Ltd
as nominee of SMIA
10 Construction and Building Unions
Superannuation Fund
AGA SMCB National Nominees (NAB
Custodian Services) as nominee
for SMCB
NAB Custodian Services as
nominee for SMCB
11 HESTA Superannuation Fund AGA SMHT JP Morgan Nominees Australia Ltd
as nominee of SMHT
JP Morgan Nominees Australia Ltd
as nominee of SMHT
12 Hostplus Superannuation Fund AGA SMHP JP Morgan as nominee of SMHP JP Morgan Nominees Australia Ltd
as nominee of SMHP
13 Russell Australian Opportunities Fund AGA SMRI SSAL as nominee of SMRI SSAL as nominee of SMRI
14 Orbis International Equity LP OAML IELP Citigroup Pty Ltd as nominee of
IELP
Citigroup Pty Ltd as nominee of
IELP
$\overline{15}$ Catholic Superannuation Fund AGA SMCS NAB Custodian Services NAB Custodian Services
$\overline{16}$ Orbis US Equity Fund LP OAML USLP Citigroup Pty Ltd as nominee of
USLP
Citigroup Pty Ltd as nominee of
USLP
17 Qantas Superannuation Plan AGA SMQS JP Morgan Nominees Australia Ltd
as nominee of SMQS
JP Morgan Nominees Australia Ltd
as nominee of SMQS
78 Maritime Super AGA SMMS NAB Custodian Services as
nominee for SMMS
NAB Custodian Services as
nominee for SMMS
19 Warakirri Australian Equities Pensions
and Charities Fund
AGA SMWA ANZ Nominees Ltd as nominee of
SMWA
ANZ Nominees Ltd as nominee of
SMWA
$\overline{20}$ Non-Government Schools
Superannuation Fund
AGA SMNG SSAL as nominee for SMNG SSAL as nominees for SMNG
$\overline{21}$ Allan Gray Australia Opportunity Fund
(formerly Orbis/SM Australia Opportunity
Fund)
AGA SMSF Citi as nominee for SMSF Citi as nominee for SMSF
$\overline{22}$ REST Superannuation Fund AGA SMRT SSAL as nominee for SMRT SSAL as nominees for SMRT

$\overline{a}$

$\frac{1}{3}$

Table 3 – Change in relevant interest
-- -- ---------------------------------------
Trade Date Reference Code Action No of security Consideration
03 Dec 12 to 28 Feb 13 SMCB Buy and Sell $-1,487,064$ $-$ \$1,130,338
03 Dec 12 to 07 Dec 12 SMCS Sell -266,774 $-$183,161$
29 Jan 13 to 28 Feb 13 SMEF Buy 2716,436 \$1,792,194
29 Jan 13 to 28 Feb 13 SMHP Buy 683,975 \$449,755
03 Dec 12 to 28 Feb 13 SMHT Buy and Sell $-1,016,689$ $-$749.814$
03 Dec 12 to 28 Feb 13 SMIA Buy and Sell $-999,572$ -\$693,867
30 Jan 13 to 28 Feb 13 SMMS Buy 430.322 \$283,118
03 Dec 12 to 28 Feb 13 SMNG Buy and Sell 237,480 \$100.453
03 Dec 12 to 28 Feb 13 SMQS Buy and Sell -655,506 -\$491,893
03 Dec 12 to 28 Feb 13 SMRI Buy and Sell -837.453 $-$613,405$
18 Jan 13 to 05 Feb 13 SMRT Buy 11,700,904 \$7952,903
02 Jan 13 to 26 Feb 13 SMSF Buy and Sell $-55,636$ -\$44.390
04 Dec 12 to 12 Feb 13 SMWK Buy and Sell $-12,182$ $-$9,153$
Total 10,438,241 \$6,662,404

Trades on market, unless otherwise stated

Table 4 - Present relevant interest

Reference Code Total no of securities
SMCB 15,355,125
SMCS 6,429,259
SMEF 26,721,643
SMHP 9,993,429
SMHT 12,612,037
SMIA 2,831,812
SMMS 5,267,118
SMNG 10,894,850
SMQS 5.508,535
SMRI 2,537,545
SMRT 16,772,317
SMSF 387,627
SMWA 785,883
SMWK 128,717
Total 116,225,897