Evolent Health, Inc. — Director's Dealing 2021

Jun 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Evolent Health, Inc. (EVH)
CIK: 0001628908
Period of Report: 2021-06-17

Reporting Person: WILLIAMS FRANK J (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-17	Class A Common Stock	S	10000	$19.70	Disposed	648294	Direct
2021-06-17	Class A Common Stock	M	10000	$3.84	Acquired	658294	Direct
2021-06-17	Class A Common Stock	S	10000	$19.70	Disposed	648294	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-17	Class A Common Stock Option (right to buy)	$3.84	M	10000	Disposed	2024-04-01	Class A Common Stock (10000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	92848	Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.53 to $19.91, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.461 to $19.9099, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Shares held of record by the Williams 2019 GRAT. Mr. Williams serves as Trustee of the Williams 2019 GRAT.

F6: The Class A Common Stock Options exercised vested on December 1, 2014.