Major Shareholding Notification • Feb 17, 2019
Major Shareholding Notification
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Washington, D.C. 20549
Under the Securities Exchange Act of 1934 (Amendment No. 1)*
(Name of Issuer)
Common Stock (Title of Class of Securities)
M4119S104 (CUSIP Number)
December 31, 2018 (Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☒ Rule 13d-1(b)
☐ Rule 13d-1(c)
☐ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13G Page 2 of 5
CUSIP No. M4119S104
| (1) | Names of reporting persons |
|---|---|
| UBS Group AG directly and on behalf of certain subsidiaries | |
| (2) | Check the appropriate box if a member of a group (see instructions) |
| (a) ☐ (b) ☐ |
|
| (3) | SEC use only |
| (4) | Citizenship or place of organization |
| Switzerland | |||||||
|---|---|---|---|---|---|---|---|
| (5) | Sole voting power | ||||||
| Number of | |||||||
| shares | (6) | Shared voting power | |||||
| beneficially | |||||||
| owned by | 1,372,414 | ||||||
| each | (7) | Sole dispositive power | |||||
| reporting | |||||||
| person with: |
(8) | Shared dispositive power | |||||
| 1,372,414 | |||||||
| (9) | Aggregate amount beneficially owned by each reporting person | ||||||
| 1,372,414 | |||||||
| (10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions) | ||||||
| (11) | Percent of class represented by amount in Row (9) | ||||||
| 5.33% | |||||||
| (12) | Type of reporting person (see instructions) | ||||||
| BK | |||||||
Evogene Ltd
13 Gad Feinstein Street Park Rehovot P.O.B 2100 Rehovot 7612002, Israel
UBS Group AG
UBS Group AG Bahnhofstrasse 45 PO Box CH-8021 Zurich, Switzerland
Switzerland
Common Stock
M4119S104
| Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||||
|---|---|---|---|---|---|
| (a) | ☐ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |||
| (b) | ☒ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||
| (c) | ☐ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) ☐ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
(f) ☐ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g) ☐ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h) ☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
N/A
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
This statement on Schedule 13G is being filed by UBS Group AG on behalf of itself and its wholly owned subsidiaries UBS Financial Services Inc., UBS Securities LLC, and UBS AG London Branch.
Item 8. Identification and Classification of Members of the Group.
N/A
Item 9. Notice of Dissolution of Group.
N/A
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect other than activities solely in connection with a nomination under §240.14a-11.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Date: 2/15/19 | Signature: | /s/ Jennifer Sator | |
|---|---|---|---|
| Name: | Jennifer Sator | ||
| Title: | Director | ||
| Date: 2/15/19 | Signature: | /s/ Rollins Simmons | |
| Name: | Rollins Simmons | ||
| Title: | Authorized Signatory | ||
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