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EVERSPIN TECHNOLOGIES INC. — Director's Dealing 2021
Nov 29, 2021
33680_dirs_2021-11-29_8bb31252-3ec1-45b2-80b5-08aa28ddf1bb.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: EVERSPIN TECHNOLOGIES INC (MRAM)
CIK: 0001438423
Period of Report: 2021-11-12
Reporting Person: Socolof Stephen (Former 10% Holder)
Reporting Person: NVPG IV, LLC (Former 10% Holder)
Reporting Person: NV PARTNERS IV L P (Former 10% Holder)
Reporting Person: NV PARTNERS IV C L P (Former 10% Holder)
Reporting Person: GARMAN ANDREW (Former 10% Holder)
Reporting Person: UHLMAN THOMAS M (Former 10% Holder)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-12 | Common Stock | S | 250000 | $10.41 | Disposed | 2010991 | Indirect |
| 2021-11-19 | Common Stock | S | 190765 | $12.39 | Disposed | 1820226 | Indirect |
| 2021-11-23 | Common Stock | S | 70210 | $12.41 | Disposed | 1750016 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29131 | Direct |
Footnotes
F1: The shares were sold as follows: 217,391 by NV Partners IV L.P. ("NV IV") and 32,609 by NV Partners IVC L.P. ("NVI VC"). NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Messrs. Socolof, Garman and Ulhman are individual managing members of NVPG. Each Reporting Person disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.
F2: Represents weighted average sales price. The shares were sold at prices ranging from $10.15 to $10.814. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: The shares are held as follows: 1,748,690 by NV IV and 262,301 by NV IVC.
F4: The shares were sold as follows: 165,882 by NV IV and 24,883 by NVI VC.
F5: Represents weighted average sales price. The shares were sold at prices ranging from $12.20 to $12.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6: The shares are held as follows: 1,582,808 by NV IV and 237,418 by NVIVC.
F7: The shares were sold as follows: 61,052 by NV IV and 9,158 by NVIVC.
F8: Represents weighted average sales price. The shares were sold at prices ranging from $12.40 to $12.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9: The shares are held as follows: 1,521,756 by NV IV and 228,260 by NVIVC.