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EVERSOURCE ENERGY — Director's Dealing 2022
Jan 19, 2022
30196_dirs_2022-01-19_bf8a175a-a964-492b-b79f-41c84c11e688.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2022-01-14
Reporting Person: VAN FAASEN WILLIAM C (Trustee)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-14 | Common Shares, $5.00 par value | A | 1859 | — | Acquired | 20135 | Direct |
| 2022-01-18 | Common Shares, $5.00 par value | S | 1859 | $86.85 | Disposed | 18276 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (35428) | 35428 | Direct |
Footnotes
F1: Restricted share units that vested on January 18, 2022. The reporting person elected to receive all of the underlying common shares.
F2: Includes restricted share units and dividend equivalents thereon.
F3: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2021.
F4: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified plan, that is nominally invested as common shares. Each phantom share represents the right to receive one common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents and are exempt from the line item reporting under SEC rule 16a-11.