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EVERSOURCE ENERGY — Director's Dealing 2021
Jan 20, 2021
30196_dirs_2021-01-20_80154063-d3f2-4ea7-a9f7-b2d31d1a11b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2021-01-15
Reporting Person: VAN FAASEN WILLIAM C (Trustee)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-15 | Common Shares, $5.00 par value | A | 1813 | — | Acquired | 19578 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (34438) | 34438 | Direct |
Footnotes
F1: Restricted share units that vested on January 16, 2021. The reporting person elected to receive all of the underlying common shares.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11.