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EVERSOURCE ENERGY — Director's Dealing 2021
Feb 26, 2021
30196_dirs_2021-02-26_22c94510-55bc-4007-9d10-ab3aec467d0f.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2021-02-24
Reporting Person: BUTLER GREGORY B (Executive VP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-25 | Common Shares, $5.00 par value | F | 6623 | $81.46 | Disposed | 79644 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 6587 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (246) | 246 | Direct |
Footnotes
F1: This amendment on Form 4/A is being filed to correct the date of earliest transaction and securities disposed reported on the original Form 4.
F2: Disposition of common shares to satisfy tax withholding obligations.
F3: Includes deferred shares, restricted share units and dividend equivalents thereon.
F4: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F5: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11.