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EVERSOURCE ENERGY — Director's Dealing 2021
Aug 10, 2021
30196_dirs_2021-08-10_c89872dd-a9f0-4414-af16-e0ecfa759e48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2021-08-09
Reporting Person: Conner Penelope M (EVP-Cust Exp & Energy Strategy)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-09 | Phantom Shares | $ | I | 7117 | Acquired | Common Shares, $5.00 par value (7117) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 7071 | Direct |
| Common Shares, $5.00 par value | 223 | Indirect |
Footnotes
F1: Includes restricted share units and dividend equivalents thereon.
F2: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11. Shares of phantom stock may be transferred by the reporting person into an alternative investment at any time.