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EVERSOURCE ENERGY Director's Dealing 2021

Aug 13, 2021

30196_dirs_2021-08-13_a3d1768f-5789-466a-bcc9-4daee5c2e19e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2021-08-12

Reporting Person: SCHWEIGER WERNER J (Executive VP and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-12 Common Shares, $5.00 par value I 482 $89.60 Disposed 379 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-12 Phantom Shares $ I 32119 Disposed Common Shares, $5.00 par value (32119) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares, $5.00 par value 192401 Direct
Common Shares, $5.00 par value 3196 Indirect
Common Shares, $5.00 par value 437 Indirect
Common Shares, $5.00 par value 433 Indirect

Footnotes

F1: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper. Shares may be transferred by the reporting person into an alternative investment at any time.

F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

F3: Includes deferred shares, restricted share units and dividend equivalents thereon.

F4: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11. Shares of phantom stock may be transferred by the reporting person into an alternative investment at any time.