AI assistant
EVERSOURCE ENERGY — Director's Dealing 2021
Aug 13, 2021
30196_dirs_2021-08-13_a3d1768f-5789-466a-bcc9-4daee5c2e19e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2021-08-12
Reporting Person: SCHWEIGER WERNER J (Executive VP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-12 | Common Shares, $5.00 par value | I | 482 | $89.60 | Disposed | 379 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-12 | Phantom Shares | $ | I | 32119 | Disposed | Common Shares, $5.00 par value (32119) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 192401 | Direct |
| Common Shares, $5.00 par value | 3196 | Indirect |
| Common Shares, $5.00 par value | 437 | Indirect |
| Common Shares, $5.00 par value | 433 | Indirect |
Footnotes
F1: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper. Shares may be transferred by the reporting person into an alternative investment at any time.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.
F3: Includes deferred shares, restricted share units and dividend equivalents thereon.
F4: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11. Shares of phantom stock may be transferred by the reporting person into an alternative investment at any time.