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EVERSOURCE ENERGY — Director's Dealing 2020
Jan 17, 2020
30196_dirs_2020-01-17_bc8bb5dd-8181-4829-a154-5a0b4d3f8057.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2020-01-15
Reporting Person: VAN FAASEN WILLIAM C (Trustee)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-15 | Common Shares, $5.00 par value | A | 1908 | — | Acquired | 19194 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (33509) | 33509 | Direct |
Footnotes
F1: Restricted share units that vested on January 16, 2020. The reporting person elected to receive all of the underlying common shares.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified plan, that is nominally invested as common shares. Each phantom share represents the right to receive one common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents and are exempt from the line item reporting under SEC rule 16a-11.